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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+3.6%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.06B
AUM Growth
+$98.3M
Cap. Flow
+$60.6M
Cap. Flow %
5.72%
Top 10 Hldgs %
20.93%
Holding
1,988
New
239
Increased
201
Reduced
189
Closed
245

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.4M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$9.66M
3
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$6.35M
4
EVRG icon
Evergy
EVRG
+$4.97M
5
TFC icon
Truist Financial
TFC
+$2.6M

Top Sells

Rank Stock Value
1
USB icon
US Bancorp
USB
+$6.33M
2
SPPI
Spectrum Pharmaceuticals Inc
SPPI
+$5.72M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.54M
4
STI
SunTrust Banks, Inc.
STI
+$470K
5
JPM icon
JPMorgan Chase
JPM
+$245K

Sector Composition

Rank Sector Weight
1 Miscellaneous 55.03%
2 Technology 11.04%
3 Industrials 6.88%
4 Consumer Staples 4.83%
5 Healthcare 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIVN icon
651
FIVE9
FIVN
$2.54B
$8K ﹤0.01%
+125
New +$7.65K
IJK icon
652
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$8K ﹤0.01%
+140
New +$8.02K
NHI icon
653
National Health Investors
NHI
$3.54B
$8K ﹤0.01%
100
– –
NOV icon
654
NOV
NOV
$7.48B
$8K ﹤0.01%
+303
New +$6.82K
PBH icon
655
Prestige Consumer Healthcare
PBH
$2.49B
$8K ﹤0.01%
200
– –
PTY icon
656
PIMCO Corporate & Income Opportunity Fund
PTY
$2.5B
$8K ﹤0.01%
+400
New +$7.39K
RNR icon
657
RenaissanceRe
RNR
$13.7B
$8K ﹤0.01%
39
– –
ROK icon
658
Rockwell Automation
ROK
$47.8B
$8K ﹤0.01%
39
– –
SDY icon
659
State Street SPDR S&P Dividend ETF
SDY
$22B
$8K ﹤0.01%
77
-1,180
-94% -$124K
SYLD icon
660
Cambria Shareholder Yield ETF
SYLD
$1.03B
$8K ﹤0.01%
200
– –
VRNT
661
DELISTED
Verint Systems
VRNT
$8K ﹤0.01%
275
– –
WW
662
DELISTED
WW International
WW
$8K ﹤0.01%
200
– –
NUAN
663
DELISTED
Nuance Communications, Inc.
NUAN
$8K ﹤0.01%
+429
New +$7.12K
APO.PRA
664
DELISTED
Apollo Global Management, Inc. 6.375% Series A Preferred Shares
APO.PRA
$8K ﹤0.01%
+310
New +$8.22K
LMRKO
665
DELISTED
Landmark Infrastructure Partners LP Perpetual Preferred Units Series B 7.90%
LMRKO
$8K ﹤0.01%
300
– –
TDJ
666
DELISTED
TELEPHONE AND DATA SYSTEMS, INC. 7% Senior Notes due 2060,
TDJ
$8K ﹤0.01%
300
– –
OXLCO
667
DELISTED
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
$8K ﹤0.01%
300
– –
BANC.PRD
668
DELISTED
Banc of California, Inc. Depositary Shares each representing a 1/40th interest in a share of 7.375%
BANC.PRD
$8K ﹤0.01%
300
– –
WPX
669
DELISTED
WPX Energy, Inc.
WPX
$8K ﹤0.01%
600
– –
STAR.PRG
670
DELISTED
ISTAR INC. 7.65% Series G Cumulative Redeemable Preferred Stock
STAR.PRG
$8K ﹤0.01%
300
– –
ALLY.PRA
671
DELISTED
GMAC Capital Trust I 8.125% Fixed Rate/Floating Rate Trust Preferred Securities, Series 2
ALLY.PRA
$8K ﹤0.01%
300
– –
UZB
672
DELISTED
United States Cellular Corporation 7.25% Senior Notes due 2063
UZB
$8K ﹤0.01%
300
– –
ALGN icon
673
Align Technology
ALGN
$11.2B
$7K ﹤0.01%
+24
New +$5.98K
BOE icon
674
BlackRock Enhanced Global Dividend Trust
BOE
$693M
$7K ﹤0.01%
+600
New +$6.37K
BXMX
675
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$7K ﹤0.01%
542
– –
25 26
27
28 29

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LBD
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AG
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FMT
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KFM
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CCP
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BCA
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DIC
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Sonora Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Sonora Investment Management held 1,988 positions worth $1.06B, up 10% from $960M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sonora Investment Management deployed $60.6M of net new capital in Q4 2019, opening 239 new positions and adding to 201 existing holdings. Its largest new stake was Apple: 317,220 shares worth $23.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 55% of assets, down from 58% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was US Bancorp, an estimated $6.33M trimmed.

  • Sonora Investment Management's largest Q4 2019 buy was Apple: 317,220 shares worth $23.3M.
  • Sonora Investment Management added most to Evergy in Q4 2019, an estimated $4.97M increase.
  • Sonora Investment Management's biggest Q4 2019 reduction was US Bancorp, cutting an estimated $6.33M.
  • Sonora Investment Management fully exited Spectrum Pharmaceuticals Inc in Q4 2019, selling an estimated $5.72M.
  • Sonora Investment Management's ten largest holdings make up 21% of its $1.06B portfolio in Q4 2019.
  • Sonora Investment Management opened 239 new positions and closed 245 in Q4 2019.
  • Sonora Investment Management's portfolio value rose 10% quarter-over-quarter to $1.06B.

Based on Sonora Investment Management's 13F filing for Q4 2019, filed 17 Jan 2020.