SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Return 17.61%
This Quarter Return
+6.94%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$45.1M
Cap. Flow %
3.74%
Top 10 Hldgs %
19.08%
Holding
1,963
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

1
MET.PRF icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 4.75% Non-Cumulative Preferred Stock, Series F
MET.PRF
+$12.6M
2
DLR.PRL icon
Digital Realty Trust, Inc. 5.200% Series L Cumulative Redeemable Preferred Stock
DLR.PRL
+$4.49M
3
USB icon
US Bancorp
USB
+$3.52M
4
KO icon
Coca-Cola
KO
+$2.83M
5
AMZN icon
Amazon
AMZN
+$2.57M

Top Sells

1
MET.PRE icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.625% Non-Cumulative Preferred Stock, Series E
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.15M
3
KMI icon
Kinder Morgan
KMI
+$790K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$608K

Sector Composition

1 Technology 13.3%
2 Consumer Staples 6.13%
3 Industrials 5.32%
4 Healthcare 5.25%
5 Financials 4.78%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
QTS
626
DELISTED
QTS REALTY TRUST, INC.
QTS
$12K ﹤0.01%
200
– –
ALB icon
627
Albemarle
ALB
$8.78B
$11K ﹤0.01%
75
+50
+200% +$7.33K
AON icon
628
Aon
AON
$79.7B
$11K ﹤0.01%
54
– –
BPMC
629
DELISTED
Blueprint Medicines
BPMC
$11K ﹤0.01%
+95
New +$11K
DHR icon
630
Danaher
DHR
$139B
$11K ﹤0.01%
56
+7
+14% +$1.38K
DLN icon
631
WisdomTree US LargeCap Dividend Fund
DLN
$5.32B
$11K ﹤0.01%
200
-428
-68% -$23.5K
EXC icon
632
Exelon
EXC
$43.7B
$11K ﹤0.01%
381
– –
FAN icon
633
First Trust Global Wind Energy ETF
FAN
$183M
$11K ﹤0.01%
+461
New +$11K
HSY icon
634
Hershey
HSY
$37.7B
$11K ﹤0.01%
75
– –
IBB icon
635
iShares Biotechnology ETF
IBB
$5.72B
$11K ﹤0.01%
75
-60
-44% -$8.8K
JPI icon
636
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$290M
$11K ﹤0.01%
430
– –
MTRN icon
637
Materion
MTRN
$2.33B
$11K ﹤0.01%
171
– –
OMC icon
638
Omnicom Group
OMC
$14.8B
$11K ﹤0.01%
171
+136
+389% +$8.75K
PFG icon
639
Principal Financial Group
PFG
$18.1B
$11K ﹤0.01%
213
– –
PRG icon
640
PROG Holdings
PRG
$1.41B
$11K ﹤0.01%
+200
New +$11K
RWR icon
641
SPDR Dow Jones REIT ETF
RWR
$1.87B
$11K ﹤0.01%
126
– –
SCHF icon
642
Schwab International Equity ETF
SCHF
$51.4B
$11K ﹤0.01%
602
-2,058
-77% -$37.6K
TFI icon
643
SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.23B
$11K ﹤0.01%
+210
New +$11K
SYNH
644
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
$11K ﹤0.01%
165
– –
GMTA
645
DELISTED
GATX Corporation 5.625% Senior Notes 5/30/2066
GMTA
$11K ﹤0.01%
400
– –
FSLR icon
646
First Solar
FSLR
$22.1B
$10K ﹤0.01%
100
– –
FNDC icon
647
Schwab Fundamental International Small Company Index ETF
FNDC
$3.04B
$10K ﹤0.01%
292
+287
+5,740% +$9.83K
AEE icon
648
Ameren
AEE
$27B
$10K ﹤0.01%
126
+1
+0.8% +$79
BAC.PRB icon
649
Bank of America Depository Shares Series GG
BAC.PRB
$1.37B
$10K ﹤0.01%
350
-56
-14% -$1.6K
CHSCN
650
CHS Inc Preferred Class B Series 2 Reset Rate
CHSCN
$427M
$10K ﹤0.01%
350
– –
24 25
26
27 28