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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+6.94%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$41.6M
Cap. Flow %
3.45%
Top 10 Hldgs %
19.08%
Holding
1,962
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

Rank Stock Value
1
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$12.4M
2
DLR.PRL icon
Digital Realty Trust 5.200% Series L Preferred Stock
DLR.PRL
+$4.46M
3
USB icon
US Bancorp
USB
+$3.2M
4
KO icon
Coca-Cola
KO
+$2.67M
5
AMZN icon
Amazon
AMZN
+$2.52M

Top Sells

Rank Stock Value
1
MET.PRE icon
MetLife Inc 5.625% Series E Preferred Stock
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.13M
3
KMI icon
Kinder Morgan
KMI
+$773K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$607K

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.02%
2 Technology 13.33%
3 Consumer Staples 6.13%
4 Industrials 5.32%
5 Healthcare 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QTS
626
DELISTED
QTS REALTY TRUST, INC.
QTS
$12K ﹤0.01%
200
– –
ALB icon
627
Albemarle
ALB
$16.2B
$11K ﹤0.01%
75
+50
+200% +$5.94K
AON icon
628
Aon
AON
$75.4B
$11K ﹤0.01%
54
– –
BPMC
629
DELISTED
Blueprint Medicines
BPMC
$11K ﹤0.01%
+95
New +$10K
DHR icon
630
Danaher
DHR
$152B
$11K ﹤0.01%
56
+7
+14% +$1.4K
DLN icon
631
WisdomTree US LargeCap Dividend Fund
DLN
$6.35B
$11K ﹤0.01%
200
-428
-68% -$21.9K
EXC icon
632
Exelon
EXC
$45.3B
$11K ﹤0.01%
381
– –
FAN icon
633
First Trust Global Wind Energy ETF
FAN
$250M
$11K ﹤0.01%
+461
New +$9.24K
HSY icon
634
Hershey
HSY
$36B
$11K ﹤0.01%
75
– –
IBB icon
635
iShares Biotechnology ETF
IBB
$10.5B
$11K ﹤0.01%
75
-60
-44% -$8.57K
JPI
636
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$11K ﹤0.01%
430
– –
MTRN icon
637
Materion
MTRN
$4.95B
$11K ﹤0.01%
171
– –
OMC icon
638
Omnicom Group
OMC
$24.2B
$11K ﹤0.01%
171
+136
+389% +$7.77K
PFG icon
639
Principal Financial Group
PFG
$23.9B
$11K ﹤0.01%
213
– –
PRG icon
640
PROG Holdings
PRG
$1.56B
$11K ﹤0.01%
+200
New +$10.3K
RWR icon
641
State Street SPDR Dow Jones REIT ETF
RWR
$1.84B
$11K ﹤0.01%
126
– –
SCHF icon
642
Schwab International Equity ETF
SCHF
$69.3B
$11K ﹤0.01%
602
-2,058
-77% -$34.7K
TFI icon
643
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.09B
$11K ﹤0.01%
+210
New +$10.9K
SYNH
644
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
$11K ﹤0.01%
165
– –
GMTA
645
DELISTED
GATX Corporation 5.625% Senior Notes 5/30/2066
GMTA
$11K ﹤0.01%
400
– –
AEE icon
646
Ameren
AEE
$29.4B
$10K ﹤0.01%
126
+1
+0.8% +$80
BAC.PRB icon
647
Bank of America Depository Shares Series GG
BAC.PRB
$1.31B
$10K ﹤0.01%
350
-56
-14% -$1.54K
CHSCN
648
CHS Inc Class B Series 2 Preferred Stock
CHSCN
$420M
$10K ﹤0.01%
350
– –
CIO
649
DELISTED
City Office REIT
CIO
$10K ﹤0.01%
1,000
-4,000
-80% -$32.9K
CXW icon
650
CoreCivic
CXW
$3.34B
$10K ﹤0.01%
+1,500
New +$10.8K
24 25
26
27 28

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LBD
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AG
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FMT
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KFM
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CCP
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BCA
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DIC
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Sonora Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Sonora Investment Management held 1,962 positions worth $1.21B, up 12% from $1.08B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sonora Investment Management deployed $41.6M of net new capital in Q4 2020, opening 108 new positions and adding to 215 existing holdings. Its largest new stake was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.

By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 57% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Intel, an estimated $1.13M trimmed.

  • Sonora Investment Management's largest Q4 2020 buy was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.
  • Sonora Investment Management added most to MetLife Inc 4.75% Series F Preferred Stock in Q4 2020, an estimated $12.4M increase.
  • Sonora Investment Management's biggest Q4 2020 reduction was Intel, cutting an estimated $1.13M.
  • Sonora Investment Management fully exited MetLife Inc 5.625% Series E Preferred Stock in Q4 2020, selling an estimated $10.7M.
  • Sonora Investment Management's ten largest holdings make up 19% of its $1.21B portfolio in Q4 2020.
  • Sonora Investment Management opened 108 new positions and closed 206 in Q4 2020.
  • Sonora Investment Management's portfolio value rose 12% quarter-over-quarter to $1.21B.

Based on Sonora Investment Management's 13F filing for Q4 2020, filed 13 Jan 2021.