SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Return 17.61%
This Quarter Return
+9.26%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$977M
AUM Growth
+$134M
Cap. Flow
+$30.7M
Cap. Flow %
3.14%
Top 10 Hldgs %
21.88%
Holding
2,077
New
291
Increased
244
Reduced
245
Closed
183

Top Buys

1
ALL.PRH icon
Allstate Corp
ALL.PRH
+$11.1M
2
BAC.PRM icon
Bank of America Depository Shares Series KK
BAC.PRM
+$11M
3
MET.PRE icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.625% Non-Cumulative Preferred Stock, Series E
MET.PRE
+$9.96M
4
GS.PRJ
GOLDMAN SACHS GROUP, INC. 5.50% SER J
GS.PRJ
+$6.71M
5
JPM.PRC icon
JPMorgan Chase & Co. Depositary Shares, each representing a 1/400th interest in a share of 6.00% Non-Cumulative Preferred Stock, Series EE
JPM.PRC
+$4.22M

Top Sells

1
RTN
Raytheon Company
RTN
+$4.6M
2
AMZN icon
Amazon
AMZN
+$1.44M
3
NFLX icon
Netflix
NFLX
+$1.27M
4
FI icon
Fiserv
FI
+$1.04M
5
ADBE icon
Adobe
ADBE
+$471K

Sector Composition

1 Technology 12.22%
2 Consumer Staples 5.91%
3 Healthcare 4.48%
4 Industrials 4.12%
5 Financials 3.24%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ATRS
626
DELISTED
Antares Pharma, Inc.
ATRS
$8K ﹤0.01%
3,000
– –
BK.PRC
627
DELISTED
THE BANK OF NEW YORK MELLON CORPORATION Depositary Shares each representing a 1/ 4,000th interest in
BK.PRC
$8K ﹤0.01%
301
– –
DELL
628
DELISTED
DELL INC
DELL
$8K ﹤0.01%
+153
New +$8K
BXMT icon
629
Blackstone Mortgage Trust
BXMT
$3.41B
$7K ﹤0.01%
300
-550
-65% -$12.8K
CCL icon
630
Carnival Corp
CCL
$42.8B
$7K ﹤0.01%
402
-525
-57% -$9.14K
CNI icon
631
Canadian National Railway
CNI
$58.2B
$7K ﹤0.01%
82
+7
+9% +$598
FE icon
632
FirstEnergy
FE
$25B
$7K ﹤0.01%
183
-450
-71% -$17.2K
PBP icon
633
Invesco S&P 500 BuyWrite ETF
PBP
$292M
$7K ﹤0.01%
+391
New +$7K
RNR icon
634
RenaissanceRe
RNR
$11.2B
$7K ﹤0.01%
39
– –
SCHA icon
635
Schwab U.S Small- Cap ETF
SCHA
$18.7B
$7K ﹤0.01%
400
+292
+270% +$5.11K
SCZ icon
636
iShares MSCI EAFE Small-Cap ETF
SCZ
$10.8B
$7K ﹤0.01%
124
– –
SDY icon
637
SPDR S&P Dividend ETF
SDY
$20.3B
$7K ﹤0.01%
77
– –
STT icon
638
State Street
STT
$31.8B
$7K ﹤0.01%
+104
New +$7K
TMUS icon
639
T-Mobile US
TMUS
$273B
$7K ﹤0.01%
69
+15
+28% +$1.52K
WGO icon
640
Winnebago Industries
WGO
$988M
$7K ﹤0.01%
100
– –
CORR.PRA
641
DELISTED
CorEnergy Infrastructure Trust, Inc Depositary Shares representing a 1/100th fractional interest of a share of 7.375% Series A Cumulative Redeemable Preferred Stock
CORR.PRA
$7K ﹤0.01%
500
– –
WFC.PRQ
642
DELISTED
Wells Fargo & Co.
WFC.PRQ
$7K ﹤0.01%
263
-10,000
-97% -$266K
TWTR
643
DELISTED
Twitter, Inc.
TWTR
$7K ﹤0.01%
245
-696
-74% -$19.9K
PSA.PRE
644
DELISTED
Public Storage Depositary Shares Each Representing 1/1000 of a 4.90% Cumulative Preferred Share of B
PSA.PRE
$7K ﹤0.01%
300
– –
LMRKO
645
DELISTED
Landmark Infrastructure Partners LP Perpetual Preferred Units Series B 7.90%
LMRKO
$7K ﹤0.01%
300
– –
PCI
646
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$7K ﹤0.01%
400
-250
-38% -$4.38K
RPAI
647
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$7K ﹤0.01%
1,009
– –
TDJ
648
DELISTED
TELEPHONE AND DATA SYSTEMS, INC. 7% Senior Notes due 2060,
TDJ
$7K ﹤0.01%
300
– –
WFC.PRT
649
DELISTED
WELLS FARGO & COMPANY SERIES T
WFC.PRT
$7K ﹤0.01%
281
– –
LK
650
DELISTED
Luckin Coffee Inc. American Depositary Shares
LK
$7K ﹤0.01%
2,875
-75
-3% -$183
24 25
26
27 28