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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
-7.87%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$844M
AUM Growth
-$215M
Cap. Flow
-$69.2M
Cap. Flow %
-8.2%
Top 10 Hldgs %
23.33%
Holding
1,949
New
206
Increased
186
Reduced
251
Closed
166

Top Buys

Rank Stock Value
1
WMT icon
Walmart Inc
WMT
+$3.99M
2
JPM.PRC icon
JPMorgan Chase & Co 6.00% Series EE Preferred Stock
JPM.PRC
+$2.63M
3
CVS icon
CVS Health
CVS
+$2.3M
4
BAC.PRM icon
Bank of America Depository Shares Series KK
BAC.PRM
+$2.16M
5
ALL.PRH icon
Allstate Corp
ALL.PRH
+$1.9M

Top Sells

Rank Stock Value
1
PNC icon
PNC Financial Services
PNC
+$6.84M
2
CSX icon
CSX Corp
CSX
+$6.18M
3
EMR icon
Emerson Electric
EMR
+$6.14M
4
SVC
Service Properties Trust
SVC
+$5.33M
5
UNP icon
Union Pacific
UNP
+$5.26M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.43%
2 Technology 10.26%
3 Consumer Staples 6.24%
4 Healthcare 4.75%
5 Industrials 4.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RNR icon
626
RenaissanceRe
RNR
$13.7B
$6K ﹤0.01%
39
– –
SCZ icon
627
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.3B
$6K ﹤0.01%
124
-800
-87% -$44.5K
SDY icon
628
State Street SPDR S&P Dividend ETF
SDY
$22B
$6K ﹤0.01%
77
– –
SLRC icon
629
SLR Investment Corp
SLRC
$683M
$6K ﹤0.01%
546
– –
TOL icon
630
Toll Brothers
TOL
$13.5B
$6K ﹤0.01%
300
– –
TWO.PRB
631
Two Harbors Investment Corp 7.625% Series B Preferred Stock
TWO.PRB
$290M
$6K ﹤0.01%
379
+29
+8% +$715
VYM icon
632
Vanguard High Dividend Yield ETF
VYM
$82.8B
$6K ﹤0.01%
91
-440
-83% -$37.8K
WFC.PRL icon
633
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.64B
$6K ﹤0.01%
5
– –
XLE icon
634
State Street Energy Select Sector SPDR ETF
XLE
$41.2B
$6K ﹤0.01%
400
+200
+100% +$4.74K
YETI icon
635
Yeti Holdings
YETI
$3.03B
$6K ﹤0.01%
325
– –
GLOG.PRA
636
DELISTED
GasLog Ltd. 8.75% Series A Cumulative Redeemable Perpetual Preference Shares
GLOG.PRA
$6K ﹤0.01%
400
– –
XONE
637
DELISTED
The ExOne Company
XONE
$6K ﹤0.01%
+1,000
New +$6.59K
TDJ
638
DELISTED
TELEPHONE AND DATA SYSTEMS, INC. 7% Senior Notes due 2060,
TDJ
$6K ﹤0.01%
300
– –
PRE.PRH
639
DELISTED
PartnerRe Ltd. 7.25% Series H Cumulative Redeemable Preferred Shares, $1.00 par value
PRE.PRH
$6K ﹤0.01%
+221
New +$5.84K
VER
640
DELISTED
VEREIT, Inc.
VER
$6K ﹤0.01%
260
-700
-73% -$29.6K
IEH
641
DELISTED
INTEGRYS ENERGY GROUP INC 6% JR SUB NT DUE 8-1-2073 (WI)
IEH
$6K ﹤0.01%
267
– –
STAR.PRG
642
DELISTED
ISTAR INC. 7.65% Series G Cumulative Redeemable Preferred Stock
STAR.PRG
$6K ﹤0.01%
300
– –
AMBA icon
643
Ambarella
AMBA
$3.1B
$5K ﹤0.01%
100
– –
BOE icon
644
BlackRock Enhanced Global Dividend Trust
BOE
$693M
$5K ﹤0.01%
600
– –
BXMX
645
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$5K ﹤0.01%
542
– –
CHSCM
646
CHS Inc Class B Series 3 Preferred Stock
CHSCM
$480M
$5K ﹤0.01%
+228
New +$5.9K
EOG icon
647
EOG Resources
EOG
$75.2B
$5K ﹤0.01%
126
+26
+26% +$1.69K
ICSH icon
648
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.58B
$5K ﹤0.01%
100
– –
KKR icon
649
KKR & Co
KKR
$97.6B
$5K ﹤0.01%
200
– –
MET icon
650
MetLife
MET
$61.3B
$5K ﹤0.01%
168
-150
-47% -$6.65K
24 25
26
27 28

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FMT
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KFM
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CCP
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Sonora Investment Management's Q1 2020 Portfolio in Review

As of Q1 2020, Sonora Investment Management held 1,949 positions worth $844M, down 20% from $1.06B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sonora Investment Management withdrew a net $69.2M in Q1 2020, closing 166 positions and reducing 251 holdings. Its most notable exit was Darden Restaurants, an estimated $441K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, up from 55% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, Sonora Investment Management opened a new position in JPMorgan Chase & Co 6.00% Series EE Preferred Stock worth $2.52M.

  • Sonora Investment Management's largest Q1 2020 buy was JPMorgan Chase & Co 6.00% Series EE Preferred Stock: 96,168 shares worth $2.52M.
  • Sonora Investment Management added most to Walmart Inc in Q1 2020, an estimated $3.99M increase.
  • Sonora Investment Management's biggest Q1 2020 reduction was PNC Financial Services, cutting an estimated $6.84M.
  • Sonora Investment Management fully exited Darden Restaurants in Q1 2020, selling an estimated $441K.
  • Sonora Investment Management's ten largest holdings make up 23% of its $844M portfolio in Q1 2020.
  • Sonora Investment Management opened 206 new positions and closed 166 in Q1 2020.
  • Sonora Investment Management's portfolio value fell 20% quarter-over-quarter to $844M.

Based on Sonora Investment Management's 13F filing for Q1 2020, filed 29 Apr 2020.