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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+3.6%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.06B
AUM Growth
+$98.3M
Cap. Flow
+$60.6M
Cap. Flow %
5.72%
Top 10 Hldgs %
20.93%
Holding
1,988
New
239
Increased
201
Reduced
189
Closed
245

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.4M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$9.66M
3
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$6.35M
4
EVRG icon
Evergy
EVRG
+$4.97M
5
TFC icon
Truist Financial
TFC
+$2.6M

Top Sells

Rank Stock Value
1
USB icon
US Bancorp
USB
+$6.33M
2
SPPI
Spectrum Pharmaceuticals Inc
SPPI
+$5.72M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.54M
4
STI
SunTrust Banks, Inc.
STI
+$470K
5
JPM icon
JPMorgan Chase
JPM
+$245K

Sector Composition

Rank Sector Weight
1 Miscellaneous 55.03%
2 Technology 11.04%
3 Industrials 6.88%
4 Consumer Staples 4.83%
5 Healthcare 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RING icon
626
iShares MSCI Global Gold Miners ETF
RING
$2.49B
$10K ﹤0.01%
+400
New +$8.89K
RRC icon
627
Range Resources
RRC
$9.69B
$10K ﹤0.01%
2,000
– –
RYN icon
628
Rayonier
RYN
$6.06B
$10K ﹤0.01%
347
– –
SCHZ icon
629
Schwab US Aggregate Bond ETF
SCHZ
$10.6B
$10K ﹤0.01%
+380
New +$10.2K
SMLV icon
630
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$258M
$10K ﹤0.01%
102
-18
-15% -$1.76K
STM icon
631
STMicroelectronics
STM
$44B
$10K ﹤0.01%
378
– –
TWO.PRB
632
Two Harbors Investment Corp 7.625% Series B Preferred Stock
TWO.PRB
$290M
$10K ﹤0.01%
350
– –
VOT icon
633
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.6B
$10K ﹤0.01%
60
– –
LL
634
DELISTED
LL Flooring Holdings, Inc.
LL
$10K ﹤0.01%
1,000
– –
GLOG.PRA
635
DELISTED
GasLog Ltd. 8.75% Series A Cumulative Redeemable Perpetual Preference Shares
GLOG.PRA
$10K ﹤0.01%
400
– –
SYNH
636
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
$10K ﹤0.01%
165
– –
XAN.PRC
637
DELISTED
Exantas Capital Corp. 8.625% Fixed-to-Floating Series C Cumulative Redeemable Preferred Stock, par v
XAN.PRC
$10K ﹤0.01%
400
– –
COF.PRP.CL
638
DELISTED
CAPITAL ONE FINANCIAL CORPORATION Called
COF.PRP.CL
$10K ﹤0.01%
400
– –
AEE icon
639
Ameren
AEE
$29.4B
$9K ﹤0.01%
+123
New +$9.35K
CTBI icon
640
Community Trust Bancorp
CTBI
$1.39B
$9K ﹤0.01%
200
– –
EEMV icon
641
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.65B
$9K ﹤0.01%
146
-3
-2% -$174
FXI icon
642
iShares China Large-Cap ETF
FXI
$4.23B
$9K ﹤0.01%
200
-84
-30% -$3.5K
IWR icon
643
iShares Russell Mid-Cap ETF
IWR
$57.1B
$9K ﹤0.01%
145
– –
MTD icon
644
Mettler-Toledo International
MTD
$28B
$9K ﹤0.01%
11
– –
RACE icon
645
Ferrari
RACE
$73.9B
$9K ﹤0.01%
56
– –
WMB icon
646
Williams Companies
WMB
$90.2B
$9K ﹤0.01%
388
– –
Z icon
647
Zillow
Z
$8.02B
$9K ﹤0.01%
200
– –
VMW
648
DELISTED
VMware, Inc
VMW
$9K ﹤0.01%
60
– –
JPM.PRF.CL
649
DELISTED
JPMorgan Chase & Co. Called
JPM.PRF.CL
$9K ﹤0.01%
333
– –
EOG icon
650
EOG Resources
EOG
$75.2B
$8K ﹤0.01%
100
-192
-66% -$14.1K
24 25
26
27 28

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KFM
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Sonora Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Sonora Investment Management held 1,988 positions worth $1.06B, up 10% from $960M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sonora Investment Management deployed $60.6M of net new capital in Q4 2019, opening 239 new positions and adding to 201 existing holdings. Its largest new stake was Apple: 317,220 shares worth $23.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 55% of assets, down from 58% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was US Bancorp, an estimated $6.33M trimmed.

  • Sonora Investment Management's largest Q4 2019 buy was Apple: 317,220 shares worth $23.3M.
  • Sonora Investment Management added most to Evergy in Q4 2019, an estimated $4.97M increase.
  • Sonora Investment Management's biggest Q4 2019 reduction was US Bancorp, cutting an estimated $6.33M.
  • Sonora Investment Management fully exited Spectrum Pharmaceuticals Inc in Q4 2019, selling an estimated $5.72M.
  • Sonora Investment Management's ten largest holdings make up 21% of its $1.06B portfolio in Q4 2019.
  • Sonora Investment Management opened 239 new positions and closed 245 in Q4 2019.
  • Sonora Investment Management's portfolio value rose 10% quarter-over-quarter to $1.06B.

Based on Sonora Investment Management's 13F filing for Q4 2019, filed 17 Jan 2020.