SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Return 17.61%
This Quarter Return
+6.94%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$45.1M
Cap. Flow %
3.74%
Top 10 Hldgs %
19.08%
Holding
1,963
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

1
MET.PRF icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 4.75% Non-Cumulative Preferred Stock, Series F
MET.PRF
+$12.6M
2
DLR.PRL icon
Digital Realty Trust, Inc. 5.200% Series L Cumulative Redeemable Preferred Stock
DLR.PRL
+$4.49M
3
USB icon
US Bancorp
USB
+$3.52M
4
KO icon
Coca-Cola
KO
+$2.83M
5
AMZN icon
Amazon
AMZN
+$2.57M

Top Sells

1
MET.PRE icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.625% Non-Cumulative Preferred Stock, Series E
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.15M
3
KMI icon
Kinder Morgan
KMI
+$790K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$608K

Sector Composition

1 Technology 13.3%
2 Consumer Staples 6.13%
3 Industrials 5.32%
4 Healthcare 5.25%
5 Financials 4.78%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RACE icon
601
Ferrari
RACE
$85.4B
$13K ﹤0.01%
56
– –
SU icon
602
Suncor Energy
SU
$51B
$13K ﹤0.01%
779
– –
TOL icon
603
Toll Brothers
TOL
$14.2B
$13K ﹤0.01%
300
– –
TSN icon
604
Tyson Foods
TSN
$20B
$13K ﹤0.01%
200
– –
VGT icon
605
Vanguard Information Technology ETF
VGT
$103B
$13K ﹤0.01%
36
– –
VOT icon
606
Vanguard Mid-Cap Growth ETF
VOT
$17.9B
$13K ﹤0.01%
60
– –
WCN icon
607
Waste Connections
WCN
$45.8B
$13K ﹤0.01%
125
– –
ZION icon
608
Zions Bancorporation
ZION
$8.6B
$13K ﹤0.01%
300
– –
TWTR
609
DELISTED
Twitter, Inc.
TWTR
$13K ﹤0.01%
245
– –
RDS.A
610
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$13K ﹤0.01%
384
-1,480
-79% -$50.1K
DLR.PRC
611
DELISTED
Digital Realty Trust, Inc. 6.625 Percent Series C Cumulative Redeemable Perpetual Preferred Stock
DLR.PRC
$13K ﹤0.01%
500
– –
EBAYL
612
DELISTED
eBay Inc. 6.0% Notes Due 2056
EBAYL
$13K ﹤0.01%
500
– –
NGHCO
613
DELISTED
National General Holdings Corp
NGHCO
$13K ﹤0.01%
500
– –
AHD
614
DELISTED
ATLAS ENERGY L P COM UNITS REPSTG LTD PARTNER INT (DE)
AHD
$13K ﹤0.01%
1,349
– –
ASB.PRC
615
DELISTED
Associated Banc-Corp
ASB.PRC
$13K ﹤0.01%
500
– –
BAC.PRA
616
DELISTED
Bank of America Corporation Depositary Shares, each representing a 1/1,000 th interest in a share of
BAC.PRA
$13K ﹤0.01%
500
– –
AVNT icon
617
Avient
AVNT
$3.44B
$12K ﹤0.01%
310
-170
-35% -$6.58K
BANF icon
618
BancFirst
BANF
$4.48B
$12K ﹤0.01%
202
– –
ICE icon
619
Intercontinental Exchange
ICE
$101B
$12K ﹤0.01%
107
+4
+4% +$449
RING icon
620
iShares MSCI Global Gold Miners ETF
RING
$2.13B
$12K ﹤0.01%
400
– –
SDIV icon
621
Global X SuperDividend ETF
SDIV
$965M
$12K ﹤0.01%
308
– –
TPR icon
622
Tapestry
TPR
$22.2B
$12K ﹤0.01%
400
– –
UBER icon
623
Uber
UBER
$197B
$12K ﹤0.01%
227
-98
-30% -$5.18K
VXUS icon
624
Vanguard Total International Stock ETF
VXUS
$105B
$12K ﹤0.01%
200
– –
ATRS
625
DELISTED
Antares Pharma, Inc.
ATRS
$12K ﹤0.01%
3,000
– –
23 24
25
26 27