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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+6.94%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$41.6M
Cap. Flow %
3.45%
Top 10 Hldgs %
19.08%
Holding
1,962
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

Rank Stock Value
1
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$12.4M
2
DLR.PRL icon
Digital Realty Trust 5.200% Series L Preferred Stock
DLR.PRL
+$4.46M
3
USB icon
US Bancorp
USB
+$3.2M
4
KO icon
Coca-Cola
KO
+$2.67M
5
AMZN icon
Amazon
AMZN
+$2.52M

Top Sells

Rank Stock Value
1
MET.PRE icon
MetLife Inc 5.625% Series E Preferred Stock
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.13M
3
KMI icon
Kinder Morgan
KMI
+$773K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$607K

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.02%
2 Technology 13.33%
3 Consumer Staples 6.13%
4 Industrials 5.32%
5 Healthcare 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RACE icon
601
Ferrari
RACE
$73.9B
$13K ﹤0.01%
56
– –
SU icon
602
Suncor Energy
SU
$76.5B
$13K ﹤0.01%
779
– –
TOL icon
603
Toll Brothers
TOL
$13.5B
$13K ﹤0.01%
300
– –
TSN icon
604
Tyson Foods
TSN
$19.5B
$13K ﹤0.01%
200
– –
VGT icon
605
Vanguard Information Technology ETF
VGT
$147B
$13K ﹤0.01%
288
– –
VOT icon
606
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.6B
$13K ﹤0.01%
60
– –
WCN
607
Waste Connections
WCN
$41.7B
$13K ﹤0.01%
125
– –
ZION icon
608
Zions Bancorporation
ZION
$9.89B
$13K ﹤0.01%
300
– –
TWTR
609
DELISTED
Twitter, Inc.
TWTR
$13K ﹤0.01%
245
– –
RDS.A
610
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$13K ﹤0.01%
384
-1,480
-79% -$46.2K
DLR.PRC
611
DELISTED
Digital Realty Trust, Inc. 6.625 Percent Series C Cumulative Redeemable Perpetual Preferred Stock
DLR.PRC
$13K ﹤0.01%
500
– –
EBAYL
612
DELISTED
eBay Inc. 6.0% Notes Due 2056
EBAYL
$13K ﹤0.01%
500
– –
NGHCO
613
DELISTED
National General Holdings Corp
NGHCO
$13K ﹤0.01%
500
– –
AHD
614
DELISTED
ATLAS ENERGY L P COM UNITS REPSTG LTD PARTNER INT (DE)
AHD
$13K ﹤0.01%
1,349
– –
ASB.PRC
615
DELISTED
Associated Banc-Corp
ASB.PRC
$13K ﹤0.01%
500
– –
BAC.PRA
616
DELISTED
Bank of America Corporation Depositary Shares, each representing a 1/1,000 th interest in a share of
BAC.PRA
$13K ﹤0.01%
500
– –
AVNT icon
617
Avient
AVNT
$4.1B
$12K ﹤0.01%
310
-170
-35% -$5.99K
BANF icon
618
BancFirst
BANF
$3.71B
$12K ﹤0.01%
202
– –
ICE icon
619
Intercontinental Exchange
ICE
$91.1B
$12K ﹤0.01%
107
+4
+4% +$415
RING icon
620
iShares MSCI Global Gold Miners ETF
RING
$2.49B
$12K ﹤0.01%
400
– –
SDIV icon
621
Global X SuperDividend ETF
SDIV
$1.23B
$12K ﹤0.01%
308
– –
TPR icon
622
Tapestry
TPR
$25B
$12K ﹤0.01%
400
– –
UBER icon
623
Uber
UBER
$161B
$12K ﹤0.01%
227
-98
-30% -$4.39K
VXUS icon
624
Vanguard Total International Stock ETF
VXUS
$163B
$12K ﹤0.01%
200
– –
ATRS
625
DELISTED
Antares Pharma, Inc.
ATRS
$12K ﹤0.01%
3,000
– –
23 24
25
26 27

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KFM
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CCP
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BCA
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Sonora Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Sonora Investment Management held 1,962 positions worth $1.21B, up 12% from $1.08B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sonora Investment Management deployed $41.6M of net new capital in Q4 2020, opening 108 new positions and adding to 215 existing holdings. Its largest new stake was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.

By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 57% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Intel, an estimated $1.13M trimmed.

  • Sonora Investment Management's largest Q4 2020 buy was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.
  • Sonora Investment Management added most to MetLife Inc 4.75% Series F Preferred Stock in Q4 2020, an estimated $12.4M increase.
  • Sonora Investment Management's biggest Q4 2020 reduction was Intel, cutting an estimated $1.13M.
  • Sonora Investment Management fully exited MetLife Inc 5.625% Series E Preferred Stock in Q4 2020, selling an estimated $10.7M.
  • Sonora Investment Management's ten largest holdings make up 19% of its $1.21B portfolio in Q4 2020.
  • Sonora Investment Management opened 108 new positions and closed 206 in Q4 2020.
  • Sonora Investment Management's portfolio value rose 12% quarter-over-quarter to $1.21B.

Based on Sonora Investment Management's 13F filing for Q4 2020, filed 13 Jan 2021.