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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
-7.87%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$844M
AUM Growth
-$215M
Cap. Flow
-$69.2M
Cap. Flow %
-8.2%
Top 10 Hldgs %
23.33%
Holding
1,949
New
206
Increased
186
Reduced
251
Closed
166

Top Buys

Rank Stock Value
1
WMT icon
Walmart Inc
WMT
+$3.99M
2
JPM.PRC icon
JPMorgan Chase & Co 6.00% Series EE Preferred Stock
JPM.PRC
+$2.63M
3
CVS icon
CVS Health
CVS
+$2.3M
4
BAC.PRM icon
Bank of America Depository Shares Series KK
BAC.PRM
+$2.16M
5
ALL.PRH icon
Allstate Corp
ALL.PRH
+$1.9M

Top Sells

Rank Stock Value
1
PNC icon
PNC Financial Services
PNC
+$6.84M
2
CSX icon
CSX Corp
CSX
+$6.18M
3
EMR icon
Emerson Electric
EMR
+$6.14M
4
SVC
Service Properties Trust
SVC
+$5.33M
5
UNP icon
Union Pacific
UNP
+$5.26M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.43%
2 Technology 10.26%
3 Consumer Staples 6.24%
4 Healthcare 4.75%
5 Industrials 4.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STT.PRD
601
DELISTED
State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D
STT.PRD
$7K ﹤0.01%
281
+139
+98% +$3.71K
VMW
602
DELISTED
VMware, Inc
VMW
$7K ﹤0.01%
60
– –
SYNH
603
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
$7K ﹤0.01%
165
– –
CLR
604
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$7K ﹤0.01%
862
– –
ATRS
605
DELISTED
Antares Pharma, Inc.
ATRS
$7K ﹤0.01%
3,000
– –
NUAN
606
DELISTED
Nuance Communications, Inc.
NUAN
$7K ﹤0.01%
429
– –
PSA.PRE
607
DELISTED
Public Storage Depositary Shares Each Representing 1/1000 of a 4.90% Cumulative Preferred Share of B
PSA.PRE
$7K ﹤0.01%
300
-350
-54% -$8.78K
BK.PRC
608
DELISTED
THE BANK OF NEW YORK MELLON CORPORATION Depositary Shares each representing a 1/ 4,000th interest in
BK.PRC
$7K ﹤0.01%
301
-1,400
-82% -$35.2K
WFC.PRT
609
DELISTED
WELLS FARGO & COMPANY SERIES T
WFC.PRT
$7K ﹤0.01%
281
-1,719
-86% -$43.5K
MYOK
610
DELISTED
MyoKardia, Inc. Common Stock
MYOK
$7K ﹤0.01%
150
– –
WBC
611
DELISTED
WABCO HOLDINGS INC.
WBC
$7K ﹤0.01%
50
– –
AVNT icon
612
Avient
AVNT
$4.1B
$6K ﹤0.01%
310
+200
+182% +$5.59K
CNI icon
613
Canadian National Railway
CNI
$76.2B
$6K ﹤0.01%
75
– –
CRBP icon
614
Corbus Pharmaceuticals
CRBP
$211M
$6K ﹤0.01%
40
– –
CRSP icon
615
CRISPR Therapeutics
CRSP
$5.58B
$6K ﹤0.01%
145
+45
+45% +$2.32K
CTBI icon
616
Community Trust Bancorp
CTBI
$1.39B
$6K ﹤0.01%
200
– –
ENR icon
617
Energizer
ENR
$1.53B
$6K ﹤0.01%
200
– –
FNDX icon
618
Schwab Fundamental US Large Company Index ETF
FNDX
$27.6B
$6K ﹤0.01%
546
+27
+5% +$352
IJK icon
619
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$6K ﹤0.01%
140
– –
IWR icon
620
iShares Russell Mid-Cap ETF
IWR
$57.1B
$6K ﹤0.01%
145
– –
LII icon
621
Lennox International
LII
$13.6B
$6K ﹤0.01%
35
-15
-30% -$3.46K
MTRN icon
622
Materion
MTRN
$4.95B
$6K ﹤0.01%
171
– –
NAT icon
623
Nordic American Tanker
NAT
$1.43B
$6K ﹤0.01%
1,300
– –
NEM icon
624
Newmont
NEM
$135B
$6K ﹤0.01%
142
-175
-55% -$7.9K
NYT icon
625
New York Times
NYT
$11B
$6K ﹤0.01%
200
– –
23 24
25
26 27

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AG
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FMT
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KFM
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CCP
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BCA
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DIC
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Sonora Investment Management's Q1 2020 Portfolio in Review

As of Q1 2020, Sonora Investment Management held 1,949 positions worth $844M, down 20% from $1.06B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sonora Investment Management withdrew a net $69.2M in Q1 2020, closing 166 positions and reducing 251 holdings. Its most notable exit was Darden Restaurants, an estimated $441K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, up from 55% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, Sonora Investment Management opened a new position in JPMorgan Chase & Co 6.00% Series EE Preferred Stock worth $2.52M.

  • Sonora Investment Management's largest Q1 2020 buy was JPMorgan Chase & Co 6.00% Series EE Preferred Stock: 96,168 shares worth $2.52M.
  • Sonora Investment Management added most to Walmart Inc in Q1 2020, an estimated $3.99M increase.
  • Sonora Investment Management's biggest Q1 2020 reduction was PNC Financial Services, cutting an estimated $6.84M.
  • Sonora Investment Management fully exited Darden Restaurants in Q1 2020, selling an estimated $441K.
  • Sonora Investment Management's ten largest holdings make up 23% of its $844M portfolio in Q1 2020.
  • Sonora Investment Management opened 206 new positions and closed 166 in Q1 2020.
  • Sonora Investment Management's portfolio value fell 20% quarter-over-quarter to $844M.

Based on Sonora Investment Management's 13F filing for Q1 2020, filed 29 Apr 2020.