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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+3.6%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.06B
AUM Growth
+$98.3M
Cap. Flow
+$60.6M
Cap. Flow %
5.72%
Top 10 Hldgs %
20.93%
Holding
1,988
New
239
Increased
201
Reduced
189
Closed
245

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.4M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$9.66M
3
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$6.35M
4
EVRG icon
Evergy
EVRG
+$4.97M
5
TFC icon
Truist Financial
TFC
+$2.6M

Top Sells

Rank Stock Value
1
USB icon
US Bancorp
USB
+$6.33M
2
SPPI
Spectrum Pharmaceuticals Inc
SPPI
+$5.72M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.54M
4
STI
SunTrust Banks, Inc.
STI
+$470K
5
JPM icon
JPMorgan Chase
JPM
+$245K

Sector Composition

Rank Sector Weight
1 Miscellaneous 55.03%
2 Technology 11.04%
3 Industrials 6.88%
4 Consumer Staples 4.83%
5 Healthcare 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NBIX icon
601
Neurocrine Biosciences
NBIX
$15.7B
$11K ﹤0.01%
100
– –
SLRC icon
602
SLR Investment Corp
SLRC
$683M
$11K ﹤0.01%
+546
New +$11.2K
TPR icon
603
Tapestry
TPR
$25B
$11K ﹤0.01%
400
– –
TRP icon
604
TC Energy
TRP
$64.4B
$11K ﹤0.01%
200
– –
VRSK icon
605
Verisk Analytics
VRSK
$25B
$11K ﹤0.01%
72
– –
WCN
606
Waste Connections
WCN
$41.7B
$11K ﹤0.01%
125
– –
YETI icon
607
Yeti Holdings
YETI
$3.03B
$11K ﹤0.01%
325
– –
AMJ
608
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$11K ﹤0.01%
500
– –
NTG
609
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$11K ﹤0.01%
100
– –
ABB
610
DELISTED
ABB Ltd
ABB
$11K ﹤0.01%
+470
New +$10.1K
CXO
611
DELISTED
CONCHO RESOURCES INC.
CXO
$11K ﹤0.01%
122
-40
-25% -$2.89K
MYOK
612
DELISTED
MyoKardia, Inc. Common Stock
MYOK
$11K ﹤0.01%
+150
New +$9.1K
RNT
613
DELISTED
Aaron Rents Inc
RNT
$11K ﹤0.01%
+200
New +$11K
CB
614
DELISTED
CHUBB CORPORATION
CB
$11K ﹤0.01%
70
– –
AVA icon
615
Avista
AVA
$3.15B
$10K ﹤0.01%
211
– –
CASI
616
DELISTED
CASI Pharmaceuticals
CASI
$10K ﹤0.01%
330
– –
CHSCN
617
CHS Inc Class B Series 2 Preferred Stock
CHSCN
$420M
$10K ﹤0.01%
350
– –
CME icon
618
CME Group
CME
$103B
$10K ﹤0.01%
50
-105
-68% -$21.5K
DLR.PRJ icon
619
Digital Realty Trust 5.250% Series J Preferred Stock
DLR.PRJ
$159M
$10K ﹤0.01%
400
– –
ECL icon
620
Ecolab
ECL
$80.4B
$10K ﹤0.01%
50
– –
ENR icon
621
Energizer
ENR
$1.53B
$10K ﹤0.01%
200
– –
FDS icon
622
Factset
FDS
$11B
$10K ﹤0.01%
+39
New +$10K
HACK icon
623
Amplify Cybersecurity ETF
HACK
$2.97B
$10K ﹤0.01%
250
– –
MRVL icon
624
Marvell Technology
MRVL
$195B
$10K ﹤0.01%
380
– –
MTRN icon
625
Materion
MTRN
$4.95B
$10K ﹤0.01%
171
– –
23 24
25
26 27

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AG
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FMT
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KFM
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CCP
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BCA
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DIC
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Sonora Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Sonora Investment Management held 1,988 positions worth $1.06B, up 10% from $960M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sonora Investment Management deployed $60.6M of net new capital in Q4 2019, opening 239 new positions and adding to 201 existing holdings. Its largest new stake was Apple: 317,220 shares worth $23.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 55% of assets, down from 58% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was US Bancorp, an estimated $6.33M trimmed.

  • Sonora Investment Management's largest Q4 2019 buy was Apple: 317,220 shares worth $23.3M.
  • Sonora Investment Management added most to Evergy in Q4 2019, an estimated $4.97M increase.
  • Sonora Investment Management's biggest Q4 2019 reduction was US Bancorp, cutting an estimated $6.33M.
  • Sonora Investment Management fully exited Spectrum Pharmaceuticals Inc in Q4 2019, selling an estimated $5.72M.
  • Sonora Investment Management's ten largest holdings make up 21% of its $1.06B portfolio in Q4 2019.
  • Sonora Investment Management opened 239 new positions and closed 245 in Q4 2019.
  • Sonora Investment Management's portfolio value rose 10% quarter-over-quarter to $1.06B.

Based on Sonora Investment Management's 13F filing for Q4 2019, filed 17 Jan 2020.