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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+1.06%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$960M
AUM Growth
+$64.7M
Cap. Flow
+$62.1M
Cap. Flow %
6.47%
Top 10 Hldgs %
20.85%
Holding
2,027
New
280
Increased
204
Reduced
178
Closed
278

Top Buys

Rank Stock Value
1
T icon
AT&T
T
+$4.13M
2
PNW icon
Pinnacle West Capital
PNW
+$3.46M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.65M
4
SVC
Service Properties Trust
SVC
+$1.68M
5
AJG icon
Arthur J. Gallagher & Co
AJG
+$1.61M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$14.9M
2
TFC icon
Truist Financial
TFC
+$8.1M
3
STI
SunTrust Banks, Inc.
STI
+$5.8M
4
BBT.PRH
BB&T Corporation
BBT.PRH
+$4.35M
5
CINF icon
Cincinnati Financial
CINF
+$2.41M

Sector Composition

Rank Sector Weight
1 Miscellaneous 58.36%
2 Technology 8.34%
3 Industrials 6.45%
4 Consumer Staples 4.98%
5 Healthcare 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TEAM icon
601
Atlassian
TEAM
$48.2B
$8K ﹤0.01%
60
– –
UI icon
602
Ubiquiti
UI
$36.3B
$8K ﹤0.01%
70
– –
VYM icon
603
Vanguard High Dividend Yield ETF
VYM
$82.8B
$8K ﹤0.01%
91
– –
WW
604
DELISTED
WW International
WW
$8K ﹤0.01%
200
– –
LMRKO
605
DELISTED
Landmark Infrastructure Partners LP Perpetual Preferred Units Series B 7.90%
LMRKO
$8K ﹤0.01%
300
– –
TDJ
606
DELISTED
TELEPHONE AND DATA SYSTEMS, INC. 7% Senior Notes due 2060,
TDJ
$8K ﹤0.01%
300
– –
OXLCO
607
DELISTED
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
$8K ﹤0.01%
300
– –
BANC.PRD
608
DELISTED
Banc of California, Inc. Depositary Shares each representing a 1/40th interest in a share of 7.375%
BANC.PRD
$8K ﹤0.01%
300
– –
BRG.PRA
609
DELISTED
BLUEROCK RESIDENTIAL GROWTH REIT INC 8.250% SR A CUMULATIVE REDEEMABLE PFD STK
BRG.PRA
$8K ﹤0.01%
300
– –
JPM.PRA.CL
610
DELISTED
JPMORGAN CHASE & CO. Depositary Shares, each representing a 1/400 interest in a share of 5.45% Non-C
JPM.PRA.CL
$8K ﹤0.01%
326
– –
STAR.PRG
611
DELISTED
ISTAR INC. 7.65% Series G Cumulative Redeemable Preferred Stock
STAR.PRG
$8K ﹤0.01%
300
– –
ALLY.PRA
612
DELISTED
GMAC Capital Trust I 8.125% Fixed Rate/Floating Rate Trust Preferred Securities, Series 2
ALLY.PRA
$8K ﹤0.01%
300
– –
UZB
613
DELISTED
United States Cellular Corporation 7.25% Senior Notes due 2063
UZB
$8K ﹤0.01%
300
– –
AVGO icon
614
Broadcom
AVGO
$1.75T
$7K ﹤0.01%
240
-130
-35% -$3.7K
BXMX
615
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$7K ﹤0.01%
542
– –
EPR icon
616
EPR Properties
EPR
$4.56B
$7K ﹤0.01%
86
– –
FIDU icon
617
Fidelity MSCI Industrials Index ETF
FIDU
$2.27B
$7K ﹤0.01%
+170
New +$6.69K
GOOD
618
Gladstone Commercial Corp
GOOD
$630M
$7K ﹤0.01%
+300
New +$6.64K
IYH icon
619
iShares US Healthcare ETF
IYH
$3.74B
$7K ﹤0.01%
190
– –
PBH icon
620
Prestige Consumer Healthcare
PBH
$2.49B
$7K ﹤0.01%
200
– –
RIGS icon
621
ALPS Strategic Income Fund
RIGS
$60.4M
$7K ﹤0.01%
300
– –
SCZ icon
622
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.3B
$7K ﹤0.01%
124
-197
-61% -$11.1K
STM icon
623
STMicroelectronics
STM
$44B
$7K ﹤0.01%
378
-50
-12% -$917
STX icon
624
Seagate
STX
$188B
$7K ﹤0.01%
132
– –
SYLD icon
625
Cambria Shareholder Yield ETF
SYLD
$1.03B
$7K ﹤0.01%
200
– –
23 24
25
26 27

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LBD
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AG
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FMT
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KFM
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CCP
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BCA
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DIC
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Sonora Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Sonora Investment Management held 2,027 positions worth $960M, up 7.2% from $895M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sonora Investment Management deployed $62.1M of net new capital in Q3 2019, opening 280 new positions and adding to 204 existing holdings. Its largest new stake was Pinnacle West Capital: 36,720 shares worth $3.56M.

By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, up from 55% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was SunTrust Banks, Inc., an estimated $5.8M trimmed.

  • Sonora Investment Management's largest Q3 2019 buy was Pinnacle West Capital: 36,720 shares worth $3.56M.
  • Sonora Investment Management added most to AT&T in Q3 2019, an estimated $4.13M increase.
  • Sonora Investment Management's biggest Q3 2019 reduction was SunTrust Banks, Inc., cutting an estimated $5.8M.
  • Sonora Investment Management fully exited Apple in Q3 2019, selling an estimated $14.9M.
  • Sonora Investment Management's ten largest holdings make up 21% of its $960M portfolio in Q3 2019.
  • Sonora Investment Management opened 280 new positions and closed 278 in Q3 2019.
  • Sonora Investment Management's portfolio value rose 7.2% quarter-over-quarter to $960M.

Based on Sonora Investment Management's 13F filing for Q3 2019, filed 15 Oct 2019.