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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+7.16%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$817M
AUM Growth
+$128M
Cap. Flow
+$61.7M
Cap. Flow %
7.56%
Top 10 Hldgs %
22.21%
Holding
1,665
New
340
Increased
211
Reduced
165
Closed
107

Top Buys

Rank Stock Value
1
BBT.PRH
BB&T Corporation
BBT.PRH
+$1.58M
2
KMI icon
Kinder Morgan
KMI
+$1.47M
3
VLO icon
Valero Energy
VLO
+$1.37M
4
UGI icon
UGI
UGI
+$1.27M
5
JPM.PRG
JPMorgan Chase & Co. Depositary Shares, each representing a 1/400th interest in a share of 6.10% Non
JPM.PRG
+$1.22M

Top Sells

Rank Stock Value
1
WP
Worldpay, Inc.
WP
+$3.04M
2
MRK icon
Merck
MRK
+$1.41M
3
PFE icon
Pfizer
PFE
+$1.38M
4
DOV icon
Dover
DOV
+$285K
5
CGNX icon
Cognex
CGNX
+$231K

Sector Composition

Rank Sector Weight
1 Miscellaneous 54.37%
2 Technology 11.02%
3 Industrials 6.92%
4 Healthcare 5.42%
5 Financials 5.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VYM icon
601
Vanguard High Dividend Yield ETF
VYM
$82.8B
$8K ﹤0.01%
91
– –
XPO icon
602
XPO
XPO
$22.1B
$8K ﹤0.01%
434
– –
TVRD
603
Tvardi Therapeutics
TVRD
$24.3M
$8K ﹤0.01%
11
– –
ATHX
604
DELISTED
Athersys, Inc. Common Stock
ATHX
$8K ﹤0.01%
200
– –
APO.PRA
605
DELISTED
Apollo Global Management, Inc. 6.375% Series A Preferred Shares
APO.PRA
$8K ﹤0.01%
310
– –
LMRKO
606
DELISTED
Landmark Infrastructure Partners LP Perpetual Preferred Units Series B 7.90%
LMRKO
$8K ﹤0.01%
300
– –
KSU
607
DELISTED
Kansas City Southern
KSU
$8K ﹤0.01%
67
– –
VER.PRF
608
DELISTED
VEREIT, Inc. 6.70% Series F Cumulative Redeemable Preferred Stock
VER.PRF
$8K ﹤0.01%
300
– –
OXLCO
609
DELISTED
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
$8K ﹤0.01%
300
– –
BANC.PRD
610
DELISTED
Banc of California, Inc. Depositary Shares each representing a 1/40th interest in a share of 7.375%
BANC.PRD
$8K ﹤0.01%
300
– –
BRG.PRA
611
DELISTED
BLUEROCK RESIDENTIAL GROWTH REIT INC 8.250% SR A CUMULATIVE REDEEMABLE PFD STK
BRG.PRA
$8K ﹤0.01%
300
– –
WPX
612
DELISTED
WPX Energy, Inc.
WPX
$8K ﹤0.01%
600
– –
BK.PRC
613
DELISTED
THE BANK OF NEW YORK MELLON CORPORATION Depositary Shares each representing a 1/ 4,000th interest in
BK.PRC
$8K ﹤0.01%
301
– –
JPM.PRA.CL
614
DELISTED
JPMORGAN CHASE & CO. Depositary Shares, each representing a 1/400 interest in a share of 5.45% Non-C
JPM.PRA.CL
$8K ﹤0.01%
326
– –
BAC.PRW.CL
615
DELISTED
Bank of America Corporation Depositary Shares, each representing a 1/1000 th interest in a share of
BAC.PRW.CL
$8K ﹤0.01%
326
– –
BBT.PRE.CL
616
DELISTED
BB&T Corporation Depositary Shares each representing 1/1,000th interest in a share of Series E Non-C
BBT.PRE.CL
$8K ﹤0.01%
338
– –
ALLY.PRA
617
DELISTED
GMAC Capital Trust I 8.125% Fixed Rate/Floating Rate Trust Preferred Securities, Series 2
ALLY.PRA
$8K ﹤0.01%
300
– –
UZB
618
DELISTED
United States Cellular Corporation 7.25% Senior Notes due 2063
UZB
$8K ﹤0.01%
300
– –
CIT
619
DELISTED
CIT Group Inc.
CIT
$8K ﹤0.01%
+158
New +$7.44K
ALKS icon
620
Alkermes
ALKS
$7.95B
$7K ﹤0.01%
200
– –
AVGO icon
621
Broadcom
AVGO
$1.75T
$7K ﹤0.01%
240
-20
-8% -$542
BXMX
622
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$7K ﹤0.01%
542
– –
CSQ icon
623
Calamos Strategic Total Return Fund
CSQ
$3.36B
$7K ﹤0.01%
+565
New +$6.75K
DFS
624
DELISTED
Discover Financial Services
DFS
$7K ﹤0.01%
94
+76
+422% +$5.2K
DIAX
625
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$7K ﹤0.01%
+400
New +$7.04K
23 24
25
26 27

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LBD
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AG
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FMT
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KFM
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CCP
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BCA
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DIC
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Sonora Investment Management's Q1 2019 Portfolio in Review

As of Q1 2019, Sonora Investment Management held 1,665 positions worth $817M, up 19% from $689M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sonora Investment Management deployed $61.7M of net new capital in Q1 2019, opening 340 new positions and adding to 211 existing holdings. Its largest new stake was Enterprise Financial Services Corp: 22,362 shares worth $912K.

By sector, the portfolio is most concentrated in Miscellaneous at 54% of assets, down from 55% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Worldpay, Inc., an estimated $3.04M trimmed.

  • Sonora Investment Management's largest Q1 2019 buy was Enterprise Financial Services Corp: 22,362 shares worth $912K.
  • Sonora Investment Management added most to BB&T Corporation in Q1 2019, an estimated $1.58M increase.
  • Sonora Investment Management's biggest Q1 2019 reduction was Worldpay, Inc., cutting an estimated $3.04M.
  • Sonora Investment Management fully exited CVR Refining, LP in Q1 2019, selling an estimated $213K.
  • Sonora Investment Management's ten largest holdings make up 22% of its $817M portfolio in Q1 2019.
  • Sonora Investment Management opened 340 new positions and closed 107 in Q1 2019.
  • Sonora Investment Management's portfolio value rose 19% quarter-over-quarter to $817M.

Based on Sonora Investment Management's 13F filing for Q1 2019, filed 9 Apr 2019.