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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
-5.96%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$689M
AUM Growth
-$34.7M
Cap. Flow
+$35.2M
Cap. Flow %
5.11%
Top 10 Hldgs %
23.15%
Holding
1,444
New
160
Increased
209
Reduced
132
Closed
119

Top Buys

Rank Stock Value
1
LMT icon
Lockheed Martin
LMT
+$1.91M
2
PEP icon
PepsiCo
PEP
+$1.66M
3
SBUX icon
Starbucks
SBUX
+$1.62M
4
GS.PRJ
GOLDMAN SACHS GROUP, INC. 5.50% SER J
GS.PRJ
+$1.2M
5
LYB icon
LyondellBasell Industries
LYB
+$1.2M

Top Sells

Rank Stock Value
1
ABB
ABB Ltd
ABB
+$5.31M
2
VMC icon
Vulcan Materials
VMC
+$5.28M
3
DD icon
DuPont de Nemours
DD
+$3.24M
4
SLB icon
SLB Ltd
SLB
+$2.68M
5
ETN icon
Eaton
ETN
+$2.07M

Sector Composition

Rank Sector Weight
1 Miscellaneous 54.94%
2 Technology 11.29%
3 Industrials 6.62%
4 Healthcare 5.91%
5 Financials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STOR
601
DELISTED
STORE Capital Corporation
STOR
$6K ﹤0.01%
200
– –
RDS.B
602
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$6K ﹤0.01%
103
– –
LMRKO
603
DELISTED
Landmark Infrastructure Partners LP Perpetual Preferred Units Series B 7.90%
LMRKO
$6K ﹤0.01%
300
– –
KSU
604
DELISTED
Kansas City Southern
KSU
$6K ﹤0.01%
67
– –
PEB.PRC
605
DELISTED
Pebblebrook Hotel Trust 6.50% Series C
PEB.PRC
$6K ﹤0.01%
250
– –
APHA
606
DELISTED
Aphria Inc. Common Shares
APHA
$6K ﹤0.01%
+1,140
New +$8.98K
NGHCP
607
DELISTED
National General Holdings Corp Preferred Stock, Series A
NGHCP
$6K ﹤0.01%
300
– –
NGHCZ
608
DELISTED
National General Holdings Corp 7.625% Subordinated Notes due 2055
NGHCZ
$6K ﹤0.01%
250
– –
GBLIZ
609
DELISTED
Global Indemnity Limited 7.75% Subordinated Note Due 2045
GBLIZ
$6K ﹤0.01%
250
– –
AABA
610
DELISTED
Altaba Inc
AABA
$6K ﹤0.01%
100
– –
APC
611
DELISTED
Anadarko Petroleum
APC
$6K ﹤0.01%
126
– –
LLL
612
DELISTED
L3 Technologies, Inc.
LLL
$6K ﹤0.01%
35
– –
IEH
613
DELISTED
INTEGRYS ENERGY GROUP INC 6% JR SUB NT DUE 8-1-2073 (WI)
IEH
$6K ﹤0.01%
267
– –
ARLO icon
614
Arlo Technologies
ARLO
$1.39B
$5K ﹤0.01%
+475
New +$5.7K
HP icon
615
Helmerich & Payne
HP
$4.25B
$5K ﹤0.01%
100
– –
KOPN icon
616
Kopin
KOPN
$833M
$5K ﹤0.01%
5,200
– –
LIN icon
617
Linde
LIN
$226B
$5K ﹤0.01%
+30
New +$4.74K
MGC icon
618
Vanguard Morningstar Mega Cap ETF
MGC
$10.3B
$5K ﹤0.01%
55
– –
STX icon
619
Seagate
STX
$188B
$5K ﹤0.01%
132
– –
TEAM icon
620
Atlassian
TEAM
$48.2B
$5K ﹤0.01%
+60
New +$4.75K
TVRD
621
Tvardi Therapeutics
TVRD
$24.3M
$5K ﹤0.01%
11
– –
IVR.PRA
622
DELISTED
INVESCO MORTGAGE CAPITAL INC. 7.75% Series A Cumulative Redeemable Preferred Stock,
IVR.PRA
$5K ﹤0.01%
200
– –
WBC
623
DELISTED
WABCO HOLDINGS INC.
WBC
$5K ﹤0.01%
50
– –
C.PRK
624
DELISTED
Citigroup Inc. Depositary Shares, Each Representing a 1/1,000th Interest in a Share of 6.875% Fixed Rate/Floating Rate Noncumulative Preferred Stock, Series K
C.PRK
$5K ﹤0.01%
200
-310
-61% -$8.25K
PUK.PR
625
DELISTED
Prudential Public Ltd Co. 6.75% Perp Sub Capital Sec.
PUK.PR
$5K ﹤0.01%
200
– –
23 24
25
26 27

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Sonora Investment Management's Q4 2018 Portfolio in Review

As of Q4 2018, Sonora Investment Management held 1,444 positions worth $689M, down 4.8% from $724M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sonora Investment Management deployed $35.2M of net new capital in Q4 2018, opening 160 new positions and adding to 209 existing holdings. Its largest new stake was Vanguard Morningstar Growth ETF: 12,000 shares worth $269K.

By sector, the portfolio is most concentrated in Miscellaneous at 55% of assets, up from 50% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was ABB Ltd, an estimated $5.31M trimmed.

  • Sonora Investment Management's largest Q4 2018 buy was Vanguard Morningstar Growth ETF: 12,000 shares worth $269K.
  • Sonora Investment Management added most to Lockheed Martin in Q4 2018, an estimated $1.91M increase.
  • Sonora Investment Management's biggest Q4 2018 reduction was ABB Ltd, cutting an estimated $5.31M.
  • Sonora Investment Management fully exited Vulcan Materials in Q4 2018, selling an estimated $5.28M.
  • Sonora Investment Management's ten largest holdings make up 23% of its $689M portfolio in Q4 2018.
  • Sonora Investment Management opened 160 new positions and closed 119 in Q4 2018.
  • Sonora Investment Management's portfolio value fell 4.8% quarter-over-quarter to $689M.

Based on Sonora Investment Management's 13F filing for Q4 2018, filed 25 Jan 2019.