SIM

Sonora Investment Management Portfolio holdings

AUM $798M
This Quarter Return
+0.66%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$436M
AUM Growth
+$436M
Cap. Flow
+$24.3M
Cap. Flow %
5.57%
Top 10 Hldgs %
26.3%
Holding
1,087
New
75
Increased
91
Reduced
141
Closed
177

Top Buys

1
MOS icon
The Mosaic Company
MOS
$1.71M
2
WFC.PRR
WELLS FARGO & COMPANY Depositary Shares, each representing a 1/1,000th interest in a share of 6.625% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock, Series R
WFC.PRR
$1.66M
3
PNC.PRP
THE PNC FINANCIAL SERVICES GROUP, INC.
PNC.PRP
$1.63M
4
CSCO icon
Cisco
CSCO
$1.16M
5
CINF icon
Cincinnati Financial
CINF
$815K

Top Sells

1
GLW icon
Corning
GLW
$1.2M
2
RPM icon
RPM International
RPM
$1.11M
3
LUMO
Lumos Pharma, Inc. Common Stock
LUMO
$843K
4
HTS
HATTERAS FINANCIAL CORP
HTS
$239K
5
COP icon
ConocoPhillips
COP
$212K

Sector Composition

1 Technology 8.3%
2 Industrials 5.19%
3 Healthcare 4.15%
4 Financials 3.56%
5 Energy 3.27%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MOH icon
601
Molina Healthcare
MOH
$9.6B
– –
-500
Closed -$32.7K
MWA icon
602
Mueller Water Products
MWA
$4.07B
– –
-1,500
Closed -$15.3K
NCLH icon
603
Norwegian Cruise Line
NCLH
$11.5B
– –
-100
Closed -$4.93K
NI icon
604
NiSource
NI
$19.7B
– –
-500
Closed -$11.2K
NNN icon
605
NNN REIT
NNN
$8.03B
– –
-4,591
Closed -$205K
NOC icon
606
Northrop Grumman
NOC
$83.2B
– –
-5
Closed -$1K
OCSL icon
607
Oaktree Specialty Lending
OCSL
$1.22B
– –
-109
Closed -$1.79K
PEY icon
608
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.13B
– –
-3,190
Closed -$46.8K
PSA icon
609
Public Storage
PSA
$51.2B
– –
-2
Closed -$517
PSEC icon
610
Prospect Capital
PSEC
$1.34B
– –
-339
Closed -$2.59K
QABA icon
611
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$108M
– –
-23
Closed -$890
QQQ icon
612
Invesco QQQ Trust
QQQ
$364B
– –
-1,055
Closed -$115K
QUAL icon
613
iShares MSCI USA Quality Factor ETF
QUAL
$54.1B
– –
-82
Closed -$5.45K
RSP icon
614
Invesco S&P 500 Equal Weight ETF
RSP
$73.5B
– –
-798
Closed -$63.7K
RSPH icon
615
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$706M
– –
-5,110
Closed -$77.4K
SBR
616
Sabine Royalty Trust
SBR
$1.09B
– –
-500
Closed -$15.7K
SCHB icon
617
Schwab US Broad Market ETF
SCHB
$36.1B
– –
-1,224
Closed -$10.2K
SCHD icon
618
Schwab US Dividend Equity ETF
SCHD
$71.7B
– –
-2,703
Closed -$36.3K
SDY icon
619
SPDR S&P Dividend ETF
SDY
$20.4B
– –
-1,010
Closed -$81.6K
SJNK icon
620
SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.85B
– –
-163
Closed -$4.31K
TCRT icon
621
Alaunos Therapeutics
TCRT
$4.51M
– –
-16
Closed -$19.3K
TSM icon
622
TSMC
TSM
$1.2T
– –
-1,514
Closed -$37.9K
USCI icon
623
US Commodity Index
USCI
$261M
– –
-1,075
Closed -$44.8K
USMV icon
624
iShares MSCI USA Min Vol Factor ETF
USMV
$23.4B
– –
-247
Closed -$10.9K
VCEL icon
625
Vericel Corp
VCEL
$1.69B
– –
-200
Closed -$640
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