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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+6.94%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$41.6M
Cap. Flow %
3.45%
Top 10 Hldgs %
19.08%
Holding
1,962
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

Rank Stock Value
1
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$12.4M
2
DLR.PRL icon
Digital Realty Trust 5.200% Series L Preferred Stock
DLR.PRL
+$4.46M
3
USB icon
US Bancorp
USB
+$3.2M
4
KO icon
Coca-Cola
KO
+$2.67M
5
AMZN icon
Amazon
AMZN
+$2.52M

Top Sells

Rank Stock Value
1
MET.PRE icon
MetLife Inc 5.625% Series E Preferred Stock
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.13M
3
KMI icon
Kinder Morgan
KMI
+$773K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$607K

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.02%
2 Technology 13.33%
3 Consumer Staples 6.13%
4 Industrials 5.32%
5 Healthcare 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFA icon
576
iShares MSCI EAFE ETF
EFA
$79.6B
$14K ﹤0.01%
191
-200
-51% -$13.7K
EFAV icon
577
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.49B
$14K ﹤0.01%
189
-208
-52% -$14.7K
VMRK
578
Vivmark Residential
VMRK
$26.1B
$14K ﹤0.01%
233
– –
ETV
579
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.81B
$14K ﹤0.01%
929
– –
FISV
580
Fiserv Inc
FISV
$28.3B
$14K ﹤0.01%
123
-27
-18% -$2.91K
HACK icon
581
Amplify Cybersecurity ETF
HACK
$2.97B
$14K ﹤0.01%
250
– –
NTRS icon
582
Northern Trust
NTRS
$34.2B
$14K ﹤0.01%
150
-41
-21% -$3.62K
RKT icon
583
Rocket Companies
RKT
$39B
$14K ﹤0.01%
+700
New +$14.8K
RVTY icon
584
Revvity
RVTY
$14.4B
$14K ﹤0.01%
+100
New +$13.3K
SCZ icon
585
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.3B
$14K ﹤0.01%
211
+87
+70% +$5.49K
STM icon
586
STMicroelectronics
STM
$44B
$14K ﹤0.01%
378
– –
TEAM icon
587
Atlassian
TEAM
$48.2B
$14K ﹤0.01%
60
– –
ZG icon
588
Zillow
ZG
$8.23B
$14K ﹤0.01%
100
– –
CLR
589
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$14K ﹤0.01%
862
– –
AAL icon
590
American Airlines Group
AAL
$9.03B
$13K ﹤0.01%
831
– –
AMN icon
591
AMN Healthcare
AMN
$1.34B
$13K ﹤0.01%
187
– –
AOS icon
592
A.O. Smith
AOS
$8.21B
$13K ﹤0.01%
246
+46
+23% +$2.54K
FFC
593
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$767M
$13K ﹤0.01%
575
– –
GWW icon
594
W.W. Grainger
GWW
$61.5B
$13K ﹤0.01%
33
– –
ILMN icon
595
Illumina
ILMN
$32.6B
$13K ﹤0.01%
36
– –
JRS icon
596
Nuveen Real Estate Income Fund
JRS
$243M
$13K ﹤0.01%
1,500
– –
JXI icon
597
iShares Global Utilities ETF
JXI
$302M
$13K ﹤0.01%
211
– –
MTD icon
598
Mettler-Toledo International
MTD
$28B
$13K ﹤0.01%
11
– –
MTN icon
599
Vail Resorts
MTN
$5.06B
$13K ﹤0.01%
45
– –
PRK icon
600
Park National Corp
PRK
$3.58B
$13K ﹤0.01%
125
– –
22 23
24
25 26

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LBD
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AG
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FMT
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KFM
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CCP
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BCA
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DIC
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Sonora Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Sonora Investment Management held 1,962 positions worth $1.21B, up 12% from $1.08B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sonora Investment Management deployed $41.6M of net new capital in Q4 2020, opening 108 new positions and adding to 215 existing holdings. Its largest new stake was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.

By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 57% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Intel, an estimated $1.13M trimmed.

  • Sonora Investment Management's largest Q4 2020 buy was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.
  • Sonora Investment Management added most to MetLife Inc 4.75% Series F Preferred Stock in Q4 2020, an estimated $12.4M increase.
  • Sonora Investment Management's biggest Q4 2020 reduction was Intel, cutting an estimated $1.13M.
  • Sonora Investment Management fully exited MetLife Inc 5.625% Series E Preferred Stock in Q4 2020, selling an estimated $10.7M.
  • Sonora Investment Management's ten largest holdings make up 19% of its $1.21B portfolio in Q4 2020.
  • Sonora Investment Management opened 108 new positions and closed 206 in Q4 2020.
  • Sonora Investment Management's portfolio value rose 12% quarter-over-quarter to $1.21B.

Based on Sonora Investment Management's 13F filing for Q4 2020, filed 13 Jan 2021.