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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+3.6%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.06B
AUM Growth
+$98.3M
Cap. Flow
+$60.6M
Cap. Flow %
5.72%
Top 10 Hldgs %
20.93%
Holding
1,988
New
239
Increased
201
Reduced
189
Closed
245

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.4M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$9.66M
3
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$6.35M
4
EVRG icon
Evergy
EVRG
+$4.97M
5
TFC icon
Truist Financial
TFC
+$2.6M

Top Sells

Rank Stock Value
1
USB icon
US Bancorp
USB
+$6.33M
2
SPPI
Spectrum Pharmaceuticals Inc
SPPI
+$5.72M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.54M
4
STI
SunTrust Banks, Inc.
STI
+$470K
5
JPM icon
JPMorgan Chase
JPM
+$245K

Sector Composition

Rank Sector Weight
1 Miscellaneous 55.03%
2 Technology 11.04%
3 Industrials 6.88%
4 Consumer Staples 4.83%
5 Healthcare 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
THGA
576
DELISTED
THE HANOVER INSURANCE GROUP, INC. 6.35% Subordinated Debentures due 2053
THGA
$13K ﹤0.01%
500
– –
ASB.PRC
577
DELISTED
Associated Banc-Corp
ASB.PRC
$13K ﹤0.01%
+500
New +$13K
BAC.PRA
578
DELISTED
Bank of America Corporation Depositary Shares, each representing a 1/1,000 th interest in a share of
BAC.PRA
$13K ﹤0.01%
+500
New +$13.1K
AMN icon
579
AMN Healthcare
AMN
$1.34B
$12K ﹤0.01%
+187
New +$11.1K
CE icon
580
Celanese
CE
$4.94B
$12K ﹤0.01%
100
– –
DSL
581
DoubleLine Income Solutions Fund
DSL
$1.22B
$12K ﹤0.01%
+600
New +$11.9K
EXC icon
582
Exelon
EXC
$45.3B
$12K ﹤0.01%
381
– –
ISRG icon
583
Intuitive Surgical
ISRG
$132B
$12K ﹤0.01%
63
– –
JXI icon
584
iShares Global Utilities ETF
JXI
$302M
$12K ﹤0.01%
+211
New +$12.2K
LII icon
585
Lennox International
LII
$13.6B
$12K ﹤0.01%
50
– –
LIN icon
586
Linde
LIN
$226B
$12K ﹤0.01%
55
– –
PANW icon
587
Palo Alto Networks
PANW
$303B
$12K ﹤0.01%
300
-378
-56% -$14.3K
PFG icon
588
Principal Financial Group
PFG
$23.9B
$12K ﹤0.01%
213
– –
RA
589
Brookfield Real Assets Income Fund
RA
$697M
$12K ﹤0.01%
+557
New +$12.4K
SAR icon
590
Saratoga Investment
SAR
$293M
$12K ﹤0.01%
+500
New +$12.5K
TOL icon
591
Toll Brothers
TOL
$13.5B
$12K ﹤0.01%
300
– –
ALL.PRA.CL
592
DELISTED
Allstate Corporation Depositary Shares
ALL.PRA.CL
$12K ﹤0.01%
+470
New +$12.1K
AON icon
593
Aon
AON
$75.4B
$11K ﹤0.01%
+54
New +$10.7K
CIM.PRA
594
Chimera Investment Corp 8.00% Series A Preferred Stock
CIM.PRA
$127M
$11K ﹤0.01%
416
– –
CIM.PRB
595
Chimera Investment Corp 8.00% Series B Preferred Stock
CIM.PRB
$323M
$11K ﹤0.01%
418
– –
CRON
596
Cronos Group
CRON
$1.25B
$11K ﹤0.01%
1,400
-2,000
-59% -$15.3K
EQX icon
597
Equinox Gold
EQX
$15.2B
$11K ﹤0.01%
1,426
– –
GWW icon
598
W.W. Grainger
GWW
$61.5B
$11K ﹤0.01%
33
– –
JPI
599
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$11K ﹤0.01%
+430
New +$10.8K
MLPA icon
600
Global X MLP ETF
MLPA
$2.37B
$11K ﹤0.01%
233
– –
22 23
24
25 26

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LBD
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AG
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FMT
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KFM
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CCP
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BCA
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DIC
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Sonora Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Sonora Investment Management held 1,988 positions worth $1.06B, up 10% from $960M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sonora Investment Management deployed $60.6M of net new capital in Q4 2019, opening 239 new positions and adding to 201 existing holdings. Its largest new stake was Apple: 317,220 shares worth $23.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 55% of assets, down from 58% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was US Bancorp, an estimated $6.33M trimmed.

  • Sonora Investment Management's largest Q4 2019 buy was Apple: 317,220 shares worth $23.3M.
  • Sonora Investment Management added most to Evergy in Q4 2019, an estimated $4.97M increase.
  • Sonora Investment Management's biggest Q4 2019 reduction was US Bancorp, cutting an estimated $6.33M.
  • Sonora Investment Management fully exited Spectrum Pharmaceuticals Inc in Q4 2019, selling an estimated $5.72M.
  • Sonora Investment Management's ten largest holdings make up 21% of its $1.06B portfolio in Q4 2019.
  • Sonora Investment Management opened 239 new positions and closed 245 in Q4 2019.
  • Sonora Investment Management's portfolio value rose 10% quarter-over-quarter to $1.06B.

Based on Sonora Investment Management's 13F filing for Q4 2019, filed 17 Jan 2020.