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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+4.27%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$724M
AUM Growth
+$75.2M
Cap. Flow
+$49M
Cap. Flow %
6.77%
Top 10 Hldgs %
23.04%
Holding
1,382
New
132
Increased
165
Reduced
129
Closed
98

Top Buys

Rank Stock Value
1
SPPI
Spectrum Pharmaceuticals Inc
SPPI
+$9.65M
2
VMC icon
Vulcan Materials
VMC
+$5.51M
3
KMI icon
Kinder Morgan
KMI
+$2.17M
4
LEG icon
Leggett & Platt
LEG
+$1.67M
5
GIS icon
General Mills
GIS
+$1.54M

Top Sells

Rank Stock Value
1
SIR
SELECT INCOME REIT
SIR
+$2.31M
2
MNRO icon
Monro
MNRO
+$581K
3
HD icon
Home Depot
HD
+$400K
4
RSG icon
Republic Services
RSG
+$385K
5
CYS
CYS Investments Inc.
CYS
+$375K

Sector Composition

Rank Sector Weight
1 Miscellaneous 50.44%
2 Technology 13.41%
3 Industrials 7.14%
4 Healthcare 6.3%
5 Financials 5.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWB icon
576
iShares Russell 1000 ETF
IWB
$49.1B
$8K ﹤0.01%
52
– –
IYH icon
577
iShares US Healthcare ETF
IYH
$3.74B
$8K ﹤0.01%
+190
New +$7.33K
KEYS icon
578
Keysight
KEYS
$54.5B
$8K ﹤0.01%
126
– –
MET icon
579
MetLife
MET
$61.3B
$8K ﹤0.01%
168
-67
-29% -$3.06K
NEM icon
580
Newmont
NEM
$135B
$8K ﹤0.01%
275
– –
PBH icon
581
Prestige Consumer Healthcare
PBH
$2.49B
$8K ﹤0.01%
200
– –
SCZ icon
582
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.3B
$8K ﹤0.01%
124
– –
SYLD icon
583
Cambria Shareholder Yield ETF
SYLD
$1.03B
$8K ﹤0.01%
200
– –
TEF
584
DELISTED
Telefonica
TEF
$8K ﹤0.01%
1,223
– –
TRP icon
585
TC Energy
TRP
$64.4B
$8K ﹤0.01%
200
– –
VYM icon
586
Vanguard High Dividend Yield ETF
VYM
$82.8B
$8K ﹤0.01%
91
– –
XLE icon
587
State Street Energy Select Sector SPDR ETF
XLE
$41.2B
$8K ﹤0.01%
200
-400
-67% -$15K
APO.PRA
588
DELISTED
Apollo Global Management, Inc. 6.375% Series A Preferred Shares
APO.PRA
$8K ﹤0.01%
310
– –
KSU
589
DELISTED
Kansas City Southern
KSU
$8K ﹤0.01%
67
– –
OXLCO
590
DELISTED
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
$8K ﹤0.01%
300
– –
BANC.PRD
591
DELISTED
Banc of California, Inc. Depositary Shares each representing a 1/40th interest in a share of 7.375%
BANC.PRD
$8K ﹤0.01%
300
– –
BRG.PRA
592
DELISTED
BLUEROCK RESIDENTIAL GROWTH REIT INC 8.250% SR A CUMULATIVE REDEEMABLE PFD STK
BRG.PRA
$8K ﹤0.01%
300
– –
BAC.PRW.CL
593
DELISTED
Bank of America Corporation Depositary Shares, each representing a 1/1000 th interest in a share of
BAC.PRW.CL
$8K ﹤0.01%
326
– –
BBT.PRE.CL
594
DELISTED
BB&T Corporation Depositary Shares each representing 1/1,000th interest in a share of Series E Non-C
BBT.PRE.CL
$8K ﹤0.01%
338
– –
APC
595
DELISTED
Anadarko Petroleum
APC
$8K ﹤0.01%
126
-21
-14% -$1.42K
NLY.PRC.CL
596
DELISTED
Annaly Capital Management
NLY.PRC.CL
$8K ﹤0.01%
+306
New +$7.81K
EBIX
597
DELISTED
Ebix Inc
EBIX
$8K ﹤0.01%
100
– –
ALLY.PRA
598
DELISTED
GMAC Capital Trust I 8.125% Fixed Rate/Floating Rate Trust Preferred Securities, Series 2
ALLY.PRA
$8K ﹤0.01%
300
– –
UZB
599
DELISTED
United States Cellular Corporation 7.25% Senior Notes due 2063
UZB
$8K ﹤0.01%
300
– –
BOE icon
600
BlackRock Enhanced Global Dividend Trust
BOE
$693M
$7K ﹤0.01%
600
-61
-9% -$679
22 23
24
25 26

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LBD
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AG
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FMT
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KFM
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CCP
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BCA
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Sonora Investment Management's Q3 2018 Portfolio in Review

As of Q3 2018, Sonora Investment Management held 1,382 positions worth $724M, up 12% from $649M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sonora Investment Management deployed $49M of net new capital in Q3 2018, opening 132 new positions and adding to 165 existing holdings. Its largest new stake was Vulcan Materials: 47,500 shares worth $5.28M.

By sector, the portfolio is most concentrated in Miscellaneous at 50% of assets, down from 54% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Home Depot, an estimated $400K trimmed.

  • Sonora Investment Management's largest Q3 2018 buy was Vulcan Materials: 47,500 shares worth $5.28M.
  • Sonora Investment Management added most to Spectrum Pharmaceuticals Inc in Q3 2018, an estimated $9.65M increase.
  • Sonora Investment Management's biggest Q3 2018 reduction was Home Depot, cutting an estimated $400K.
  • Sonora Investment Management fully exited SELECT INCOME REIT in Q3 2018, selling an estimated $2.31M.
  • Sonora Investment Management's ten largest holdings make up 23% of its $724M portfolio in Q3 2018.
  • Sonora Investment Management opened 132 new positions and closed 98 in Q3 2018.
  • Sonora Investment Management's portfolio value rose 12% quarter-over-quarter to $724M.

Based on Sonora Investment Management's 13F filing for Q3 2018, filed 18 Oct 2018.