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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+6.94%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$41.6M
Cap. Flow %
3.45%
Top 10 Hldgs %
19.08%
Holding
1,962
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

Rank Stock Value
1
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$12.4M
2
DLR.PRL icon
Digital Realty Trust 5.200% Series L Preferred Stock
DLR.PRL
+$4.46M
3
USB icon
US Bancorp
USB
+$3.2M
4
KO icon
Coca-Cola
KO
+$2.67M
5
AMZN icon
Amazon
AMZN
+$2.52M

Top Sells

Rank Stock Value
1
MET.PRE icon
MetLife Inc 5.625% Series E Preferred Stock
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.13M
3
KMI icon
Kinder Morgan
KMI
+$773K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$607K

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.02%
2 Technology 13.33%
3 Consumer Staples 6.13%
4 Industrials 5.32%
5 Healthcare 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TFC.PRG
551
DELISTED
Truist Financial Corporation Depositary Shares each representing 1/1,000th interest in a share of Se
TFC.PRG
$17K ﹤0.01%
655
– –
ALLY icon
552
Ally Financial
ALLY
$12.8B
$16K ﹤0.01%
+438
New +$13.3K
BFLY icon
553
Butterfly Network
BFLY
$2.24B
$16K ﹤0.01%
+825
New +$10.6K
FNDA icon
554
Schwab Fundamental US Small Company Index ETF
FNDA
$9.15B
$16K ﹤0.01%
724
-916
-56% -$17.7K
FNDX icon
555
Schwab Fundamental US Large Company Index ETF
FNDX
$27.6B
$16K ﹤0.01%
1,032
-1,344
-57% -$19K
GDX icon
556
VanEck Gold Miners ETF
GDX
$31B
$16K ﹤0.01%
450
– –
LADR
557
Ladder Capital
LADR
$1.25B
$16K ﹤0.01%
1,648
-1,306
-44% -$11.1K
LIN icon
558
Linde
LIN
$226B
$16K ﹤0.01%
61
+6
+11% +$1.47K
SKX
559
DELISTED
Skechers
SKX
$16K ﹤0.01%
450
– –
XT icon
560
iShares Future Exponential Technologies ETF
XT
$3.96B
$16K ﹤0.01%
+273
New +$14.4K
WFC.PRP
561
DELISTED
WELLS FARGO & COMPANY SER P
WFC.PRP
$16K ﹤0.01%
598
– –
APD icon
562
Air Products & Chemicals
APD
$68.6B
$15K ﹤0.01%
56
-5
-8% -$1.41K
CAG icon
563
Conagra Brands
CAG
$7.72B
$15K ﹤0.01%
425
-1,000
-70% -$36.3K
CHSCP
564
CHS Inc 8% Preferred Stock
CHSCP
$327M
$15K ﹤0.01%
500
– –
EQX icon
565
Equinox Gold
EQX
$15.2B
$15K ﹤0.01%
1,426
– –
B
566
Barrick Mining
B
$75.1B
$15K ﹤0.01%
670
– –
HOG icon
567
Harley-Davidson
HOG
$2.92B
$15K ﹤0.01%
400
– –
RS icon
568
Reliance Steel & Aluminium
RS
$19.8B
$15K ﹤0.01%
122
– –
SYY icon
569
Sysco
SYY
$39.3B
$15K ﹤0.01%
204
– –
VONG icon
570
Vanguard Russell 1000 Growth ETF
VONG
$45.1B
$15K ﹤0.01%
+236
New +$13.8K
VONV icon
571
Vanguard Russell 1000 Value ETF
VONV
$22B
$15K ﹤0.01%
250
-292
-54% -$16.4K
VRSK icon
572
Verisk Analytics
VRSK
$25B
$15K ﹤0.01%
72
– –
ZNGA
573
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$15K ﹤0.01%
+1,500
New +$13.5K
HZNP
574
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$15K ﹤0.01%
+200
New +$14.9K
CHKP icon
575
Check Point Software Technologies
CHKP
$14.1B
$14K ﹤0.01%
+109
New +$13.3K
21 22
23
24 25

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LBD
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AG
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FMT
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KFM
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CCP
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BCA
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DIC
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Sonora Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Sonora Investment Management held 1,962 positions worth $1.21B, up 12% from $1.08B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sonora Investment Management deployed $41.6M of net new capital in Q4 2020, opening 108 new positions and adding to 215 existing holdings. Its largest new stake was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.

By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 57% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Intel, an estimated $1.13M trimmed.

  • Sonora Investment Management's largest Q4 2020 buy was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.
  • Sonora Investment Management added most to MetLife Inc 4.75% Series F Preferred Stock in Q4 2020, an estimated $12.4M increase.
  • Sonora Investment Management's biggest Q4 2020 reduction was Intel, cutting an estimated $1.13M.
  • Sonora Investment Management fully exited MetLife Inc 5.625% Series E Preferred Stock in Q4 2020, selling an estimated $10.7M.
  • Sonora Investment Management's ten largest holdings make up 19% of its $1.21B portfolio in Q4 2020.
  • Sonora Investment Management opened 108 new positions and closed 206 in Q4 2020.
  • Sonora Investment Management's portfolio value rose 12% quarter-over-quarter to $1.21B.

Based on Sonora Investment Management's 13F filing for Q4 2020, filed 13 Jan 2021.