SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Return 17.61%
This Quarter Return
+3.6%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$1.06B
AUM Growth
+$98.3M
Cap. Flow
+$64.5M
Cap. Flow %
6.09%
Top 10 Hldgs %
20.93%
Holding
1,988
New
239
Increased
201
Reduced
189
Closed
245

Top Buys

1
AAPL icon
Apple
AAPL
$23.3M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
$9.88M
3
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
$6.42M
4
EVRG icon
Evergy
EVRG
$5.07M
5
TFC icon
Truist Financial
TFC
$2.71M

Top Sells

1
USB icon
US Bancorp
USB
$6.5M
2
SPPI
Spectrum Pharmaceuticals Inc
SPPI
$5.73M
3
SPY icon
SPDR S&P 500 ETF Trust
SPY
$1.61M
4
STI
SunTrust Banks, Inc.
STI
$470K
5
JPM icon
JPMorgan Chase
JPM
$267K

Sector Composition

1 Technology 11.04%
2 Industrials 6.88%
3 Consumer Staples 4.82%
4 Financials 4.19%
5 Healthcare 4.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
JD icon
551
JD.com
JD
$44.6B
$14K ﹤0.01%
400
– –
NEM icon
552
Newmont
NEM
$83.7B
$14K ﹤0.01%
317
-22
-6% -$972
SA
553
Seabridge Gold
SA
$1.81B
$14K ﹤0.01%
1,000
-525
-34% -$7.35K
SEAL.PRA
554
Seapeak LLC 9.00% Series A Cumulative Redeemable Perpetual Preferred Units
SEAL.PRA
$129M
$14K ﹤0.01%
534
– –
TNL icon
555
Travel + Leisure Co
TNL
$4.08B
$14K ﹤0.01%
275
– –
SPLK
556
DELISTED
Splunk Inc
SPLK
$14K ﹤0.01%
94
+13
+16% +$1.94K
ATRS
557
DELISTED
Antares Pharma, Inc.
ATRS
$14K ﹤0.01%
+3,000
New +$14K
RPAI
558
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$14K ﹤0.01%
1,009
– –
BANF icon
559
BancFirst
BANF
$4.47B
$13K ﹤0.01%
202
– –
BGX
560
Blackstone Long-Short Credit Income Fund
BGX
$160M
$13K ﹤0.01%
+800
New +$13K
BIDU icon
561
Baidu
BIDU
$35.1B
$13K ﹤0.01%
+100
New +$13K
GDX icon
562
VanEck Gold Miners ETF
GDX
$19.9B
$13K ﹤0.01%
450
– –
HDV icon
563
iShares Core High Dividend ETF
HDV
$11.5B
$13K ﹤0.01%
137
-82
-37% -$7.78K
ITB icon
564
iShares US Home Construction ETF
ITB
$3.35B
$13K ﹤0.01%
+300
New +$13K
KEYS icon
565
Keysight
KEYS
$28.9B
$13K ﹤0.01%
126
– –
LYFT icon
566
Lyft
LYFT
$6.91B
$13K ﹤0.01%
+300
New +$13K
MPC icon
567
Marathon Petroleum
MPC
$54.8B
$13K ﹤0.01%
223
– –
SCCO icon
568
Southern Copper
SCCO
$83.6B
$13K ﹤0.01%
315
– –
UI icon
569
Ubiquiti
UI
$34.9B
$13K ﹤0.01%
70
– –
WAB icon
570
Wabtec
WAB
$33B
$13K ﹤0.01%
165
-4
-2% -$315
UMH.PRC
571
DELISTED
UMH Properties, Inc. 6.75% Series C Cumulative Redeemable Preferred Stock, Liquidation Preference $2
UMH.PRC
$13K ﹤0.01%
500
– –
NYMTO
572
DELISTED
New York Mortgage Trust, Inc. 7.875% Series C Cumulative Redeemable Preferred Stock
NYMTO
$13K ﹤0.01%
500
– –
DLR.PRC
573
DELISTED
Digital Realty Trust, Inc. 6.625 Percent Series C Cumulative Redeemable Perpetual Preferred Stock
DLR.PRC
$13K ﹤0.01%
500
– –
NGHCO
574
DELISTED
National General Holdings Corp
NGHCO
$13K ﹤0.01%
500
– –
FRC.PRF
575
DELISTED
First Republic Bank Depositary Shares, each representing a 1/40th interest in a share of 5.70% Noncu
FRC.PRF
$13K ﹤0.01%
500
– –
21 22
23
24 25