We are live on ! Find out more
SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+3.6%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.06B
AUM Growth
+$98.3M
Cap. Flow
+$60.6M
Cap. Flow %
5.72%
Top 10 Hldgs %
20.93%
Holding
1,988
New
239
Increased
201
Reduced
189
Closed
245

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.4M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$9.66M
3
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$6.35M
4
EVRG icon
Evergy
EVRG
+$4.97M
5
TFC icon
Truist Financial
TFC
+$2.6M

Top Sells

Rank Stock Value
1
USB icon
US Bancorp
USB
+$6.33M
2
SPPI
Spectrum Pharmaceuticals Inc
SPPI
+$5.72M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.54M
4
STI
SunTrust Banks, Inc.
STI
+$470K
5
JPM icon
JPMorgan Chase
JPM
+$245K

Sector Composition

Rank Sector Weight
1 Miscellaneous 55.03%
2 Technology 11.04%
3 Industrials 6.88%
4 Consumer Staples 4.83%
5 Healthcare 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JD icon
551
JD.com
JD
$38.8B
$14K ﹤0.01%
400
– –
NEM icon
552
Newmont
NEM
$135B
$14K ﹤0.01%
317
-22
-6% -$860
SA
553
Seabridge Gold
SA
$3.49B
$14K ﹤0.01%
1,000
-525
-34% -$6.65K
SEAL.PRA
554
Seapeak LLC 9.00% Series A Preferred Units
SEAL.PRA
$129M
$14K ﹤0.01%
534
– –
TNL icon
555
Travel + Leisure Co
TNL
$4.36B
$14K ﹤0.01%
275
– –
SPLK
556
DELISTED
Splunk Inc
SPLK
$14K ﹤0.01%
94
+13
+16% +$1.71K
ATRS
557
DELISTED
Antares Pharma, Inc.
ATRS
$14K ﹤0.01%
+3,000
New +$12.3K
RPAI
558
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$14K ﹤0.01%
1,009
– –
BANF icon
559
BancFirst
BANF
$3.71B
$13K ﹤0.01%
202
– –
BGX
560
Blackstone Long-Short Credit Income Fund
BGX
$137M
$13K ﹤0.01%
+800
New +$12.3K
BIDU icon
561
Baidu
BIDU
$32.9B
$13K ﹤0.01%
+100
New +$11.4K
GDX icon
562
VanEck Gold Miners ETF
GDX
$31B
$13K ﹤0.01%
450
– –
HDV
563
iShares Core High Dividend ETF
HDV
$15.2B
$13K ﹤0.01%
685
-410
-37% -$7.82K
ITB icon
564
iShares US Home Construction ETF
ITB
$2.25B
$13K ﹤0.01%
+300
New +$13.4K
KEYS icon
565
Keysight
KEYS
$54.5B
$13K ﹤0.01%
126
– –
LYFT icon
566
Lyft
LYFT
$6.7B
$13K ﹤0.01%
+300
New +$13.2K
MPC icon
567
Marathon Petroleum
MPC
$104B
$13K ﹤0.01%
223
– –
SCCO icon
568
Southern Copper
SCCO
$177B
$13K ﹤0.01%
327
– –
UI icon
569
Ubiquiti
UI
$36.3B
$13K ﹤0.01%
70
– –
WAB icon
570
Wabtec
WAB
$49.4B
$13K ﹤0.01%
165
-4
-2% -$296
UMH.PRC
571
DELISTED
UMH Properties, Inc. 6.75% Series C Cumulative Redeemable Preferred Stock, Liquidation Preference $2
UMH.PRC
$13K ﹤0.01%
500
– –
NYMTO
572
DELISTED
New York Mortgage Trust, Inc. 7.875% Series C Cumulative Redeemable Preferred Stock
NYMTO
$13K ﹤0.01%
500
– –
DLR.PRC
573
DELISTED
Digital Realty Trust, Inc. 6.625 Percent Series C Cumulative Redeemable Perpetual Preferred Stock
DLR.PRC
$13K ﹤0.01%
500
– –
NGHCO
574
DELISTED
National General Holdings Corp
NGHCO
$13K ﹤0.01%
500
– –
FRC.PRF
575
DELISTED
First Republic Bank Depositary Shares, each representing a 1/40th interest in a share of 5.70% Noncu
FRC.PRF
$13K ﹤0.01%
500
– –
21 22
23
24 25

Similar funds

OAM
Optimal Asset Management Los Altos, California $800M AUM 28.13% 1-Year Est. Return
LBD
Landsberg Bennett & Dubbaneh Punta Gorda, Florida $785M AUM 22.85% 1-Year Est. Return
AG
Ashmore Group London, United Kingdom $773M AUM 50.56% 1-Year Est. Return
FMT
First Mercantile Trust Cordova, Tennessee $755M AUM 28.15% 1-Year Est. Return
KFM
KG Funds Management New York $855M AUM 22.34% 1-Year Est. Return
CCP
Cardan Capital Partners Denver, Colorado $893M AUM 22.82% 1-Year Est. Return
BCA
Berman Capital Advisors Atlanta, Georgia $636M AUM 30.04% 1-Year Est. Return
DIC
Deer IX & Co Larchmont, New York $971M AUM 24.77% 1-Year Est. Return

Sonora Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Sonora Investment Management held 1,988 positions worth $1.06B, up 10% from $960M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sonora Investment Management deployed $60.6M of net new capital in Q4 2019, opening 239 new positions and adding to 201 existing holdings. Its largest new stake was Apple: 317,220 shares worth $23.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 55% of assets, down from 58% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was US Bancorp, an estimated $6.33M trimmed.

  • Sonora Investment Management's largest Q4 2019 buy was Apple: 317,220 shares worth $23.3M.
  • Sonora Investment Management added most to Evergy in Q4 2019, an estimated $4.97M increase.
  • Sonora Investment Management's biggest Q4 2019 reduction was US Bancorp, cutting an estimated $6.33M.
  • Sonora Investment Management fully exited Spectrum Pharmaceuticals Inc in Q4 2019, selling an estimated $5.72M.
  • Sonora Investment Management's ten largest holdings make up 21% of its $1.06B portfolio in Q4 2019.
  • Sonora Investment Management opened 239 new positions and closed 245 in Q4 2019.
  • Sonora Investment Management's portfolio value rose 10% quarter-over-quarter to $1.06B.

Based on Sonora Investment Management's 13F filing for Q4 2019, filed 17 Jan 2020.