SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Return 17.61%
This Quarter Return
+6.94%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$45.1M
Cap. Flow %
3.74%
Top 10 Hldgs %
19.08%
Holding
1,963
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

1
MET.PRF icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 4.75% Non-Cumulative Preferred Stock, Series F
MET.PRF
+$12.6M
2
DLR.PRL icon
Digital Realty Trust, Inc. 5.200% Series L Cumulative Redeemable Preferred Stock
DLR.PRL
+$4.49M
3
USB icon
US Bancorp
USB
+$3.52M
4
KO icon
Coca-Cola
KO
+$2.83M
5
AMZN icon
Amazon
AMZN
+$2.57M

Top Sells

1
MET.PRE icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.625% Non-Cumulative Preferred Stock, Series E
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.15M
3
KMI icon
Kinder Morgan
KMI
+$790K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$608K

Sector Composition

1 Technology 13.3%
2 Consumer Staples 6.13%
3 Industrials 5.32%
4 Healthcare 5.25%
5 Financials 4.78%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
JSM
526
Navient Corp 6% Senior Notes due December 15 2043
JSM
$19K ﹤0.01%
750
– –
KMX icon
527
CarMax
KMX
$8.88B
$19K ﹤0.01%
200
– –
MMC icon
528
Marsh & McLennan
MMC
$97.7B
$19K ﹤0.01%
163
+11
+7% +$1.28K
PK icon
529
Park Hotels & Resorts
PK
$2.36B
$19K ﹤0.01%
1,125
– –
SCHA icon
530
Schwab U.S Small- Cap ETF
SCHA
$18.7B
$19K ﹤0.01%
852
+476
+127% +$10.6K
UI icon
531
Ubiquiti
UI
$36.6B
$19K ﹤0.01%
70
– –
GAP
532
The Gap, Inc.
GAP
$8.93B
$19K ﹤0.01%
935
– –
ALLY.PRA
533
DELISTED
GMAC Capital Trust I 8.125% Fixed Rate/Floating Rate Trust Preferred Securities, Series 2
ALLY.PRA
$19K ﹤0.01%
718
– –
IQV icon
534
IQVIA
IQV
$31.3B
$18K ﹤0.01%
100
– –
CGC
535
Canopy Growth
CGC
$434M
$18K ﹤0.01%
72
-20
-22% -$5K
HE icon
536
Hawaiian Electric Industries
HE
$2.08B
$18K ﹤0.01%
500
– –
IIPR.PRA icon
537
Innovative Industrial Properties, Inc.9.00 Percent Series A Cumulative Redeemable Preferred Stock
IIPR.PRA
$14.8M
$18K ﹤0.01%
500
– –
LULU icon
538
lululemon athletica
LULU
$19.4B
$18K ﹤0.01%
52
– –
MFC icon
539
Manulife Financial
MFC
$52.4B
$18K ﹤0.01%
1,000
– –
MRVL icon
540
Marvell Technology
MRVL
$57.8B
$18K ﹤0.01%
380
– –
PENN icon
541
PENN Entertainment
PENN
$2.93B
$18K ﹤0.01%
210
+10
+5% +$857
SUN icon
542
Sunoco
SUN
$6.9B
$18K ﹤0.01%
629
– –
BK icon
543
Bank of New York Mellon
BK
$73.3B
$17K ﹤0.01%
400
– –
ITB icon
544
iShares US Home Construction ETF
ITB
$3.24B
$17K ﹤0.01%
300
– –
KEYS icon
545
Keysight
KEYS
$29.3B
$17K ﹤0.01%
127
+1
+0.8% +$134
RF.PRC icon
546
Regions Financial Corporation Depositary Shares, each Representing a 1/40th Interest in a Share of 5.700% Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series C
RF.PRC
$491M
$17K ﹤0.01%
600
– –
SA
547
Seabridge Gold
SA
$1.8B
$17K ﹤0.01%
785
– –
SCE.PRK
548
SCE TRUST V
SCE.PRK
$289M
$17K ﹤0.01%
661
– –
SPHD icon
549
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.15B
$17K ﹤0.01%
445
– –
TEX icon
550
Terex
TEX
$3.45B
$17K ﹤0.01%
+487
New +$17K
20 21
22
23 24