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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+6.94%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$41.6M
Cap. Flow %
3.45%
Top 10 Hldgs %
19.08%
Holding
1,962
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

Rank Stock Value
1
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$12.4M
2
DLR.PRL icon
Digital Realty Trust 5.200% Series L Preferred Stock
DLR.PRL
+$4.46M
3
USB icon
US Bancorp
USB
+$3.2M
4
KO icon
Coca-Cola
KO
+$2.67M
5
AMZN icon
Amazon
AMZN
+$2.52M

Top Sells

Rank Stock Value
1
MET.PRE icon
MetLife Inc 5.625% Series E Preferred Stock
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.13M
3
KMI icon
Kinder Morgan
KMI
+$773K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$607K

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.02%
2 Technology 13.33%
3 Consumer Staples 6.13%
4 Industrials 5.32%
5 Healthcare 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JSM
526
Navient Corp 6% Senior Notes due December 15 2043
JSM
$19K ﹤0.01%
750
– –
KMX icon
527
CarMax
KMX
$8.81B
$19K ﹤0.01%
200
– –
MRSH
528
Marsh
MRSH
$91.9B
$19K ﹤0.01%
163
+11
+7% +$1.25K
PK icon
529
Park Hotels & Resorts
PK
$3.19B
$19K ﹤0.01%
1,125
– –
SCHA icon
530
Schwab U.S Small- Cap ETF
SCHA
$22.7B
$19K ﹤0.01%
852
+476
+127% +$9.48K
UI icon
531
Ubiquiti
UI
$36.3B
$19K ﹤0.01%
70
– –
GAP
532
The Gap Inc
GAP
$8.45B
$19K ﹤0.01%
935
– –
ALLY.PRA
533
DELISTED
GMAC Capital Trust I 8.125% Fixed Rate/Floating Rate Trust Preferred Securities, Series 2
ALLY.PRA
$19K ﹤0.01%
718
– –
CGC
534
Canopy Growth
CGC
$449M
$18K ﹤0.01%
72
-20
-22% -$4.56K
HE icon
535
Hawaiian Electric Industries
HE
$1.97B
$18K ﹤0.01%
500
– –
IIPR.PRA icon
536
Innovative Industrial Properties 9.00% Series A Preferred Stock
IIPR.PRA
$15M
$18K ﹤0.01%
500
– –
IQV icon
537
IQVIA
IQV
$43.1B
$18K ﹤0.01%
100
– –
LULU icon
538
lululemon athletica
LULU
$13.7B
$18K ﹤0.01%
52
– –
MFC icon
539
Manulife Financial
MFC
$70.9B
$18K ﹤0.01%
1,000
– –
MRVL icon
540
Marvell Technology
MRVL
$195B
$18K ﹤0.01%
380
– –
PENN icon
541
PENN Entertainment
PENN
$2.33B
$18K ﹤0.01%
210
+10
+5% +$714
SUN icon
542
Sunoco
SUN
$14.1B
$18K ﹤0.01%
629
– –
BNY
543
Bank of New York Mellon
BNY
$110B
$17K ﹤0.01%
400
– –
ITB icon
544
iShares US Home Construction ETF
ITB
$2.25B
$17K ﹤0.01%
300
– –
KEYS icon
545
Keysight
KEYS
$54.5B
$17K ﹤0.01%
127
+1
+0.8% +$115
RF.PRC icon
546
Regions Financial Corp 5.700% Series C Preferred Stock
RF.PRC
$490M
$17K ﹤0.01%
600
– –
SA
547
Seabridge Gold
SA
$3.49B
$17K ﹤0.01%
785
– –
SCE.PRK
548
DELISTED
SCE TRUST V
SCE.PRK
$17K ﹤0.01%
661
– –
SPHD icon
549
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.42B
$17K ﹤0.01%
445
– –
TEX icon
550
Terex
TEX
$7.28B
$17K ﹤0.01%
+487
New +$14.4K
20 21
22
23 24

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LBD
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AG
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FMT
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KFM
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CCP
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BCA
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DIC
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Sonora Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Sonora Investment Management held 1,962 positions worth $1.21B, up 12% from $1.08B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sonora Investment Management deployed $41.6M of net new capital in Q4 2020, opening 108 new positions and adding to 215 existing holdings. Its largest new stake was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.

By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 57% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Intel, an estimated $1.13M trimmed.

  • Sonora Investment Management's largest Q4 2020 buy was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.
  • Sonora Investment Management added most to MetLife Inc 4.75% Series F Preferred Stock in Q4 2020, an estimated $12.4M increase.
  • Sonora Investment Management's biggest Q4 2020 reduction was Intel, cutting an estimated $1.13M.
  • Sonora Investment Management fully exited MetLife Inc 5.625% Series E Preferred Stock in Q4 2020, selling an estimated $10.7M.
  • Sonora Investment Management's ten largest holdings make up 19% of its $1.21B portfolio in Q4 2020.
  • Sonora Investment Management opened 108 new positions and closed 206 in Q4 2020.
  • Sonora Investment Management's portfolio value rose 12% quarter-over-quarter to $1.21B.

Based on Sonora Investment Management's 13F filing for Q4 2020, filed 13 Jan 2021.