We are live on ! Find out more
SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+3.6%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.06B
AUM Growth
+$98.3M
Cap. Flow
+$60.6M
Cap. Flow %
5.72%
Top 10 Hldgs %
20.93%
Holding
1,988
New
239
Increased
201
Reduced
189
Closed
245

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.4M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$9.66M
3
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$6.35M
4
EVRG icon
Evergy
EVRG
+$4.97M
5
TFC icon
Truist Financial
TFC
+$2.6M

Top Sells

Rank Stock Value
1
USB icon
US Bancorp
USB
+$6.33M
2
SPPI
Spectrum Pharmaceuticals Inc
SPPI
+$5.72M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.54M
4
STI
SunTrust Banks, Inc.
STI
+$470K
5
JPM icon
JPMorgan Chase
JPM
+$245K

Sector Composition

Rank Sector Weight
1 Miscellaneous 55.03%
2 Technology 11.04%
3 Industrials 6.88%
4 Consumer Staples 4.83%
5 Healthcare 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTRS icon
526
Northern Trust
NTRS
$34.2B
$16K ﹤0.01%
150
– –
UMH
527
UMH Properties
UMH
$1.41B
$16K ﹤0.01%
1,000
– –
GBLL
528
DELISTED
Global Indemnity Group, LLC 7.875% Subordinated Notes due 2047
GBLL
$16K ﹤0.01%
600
– –
PCI
529
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$16K ﹤0.01%
+650
New +$16.3K
ARES.PRA
530
DELISTED
Ares Management Corporation 7.00% Series A Preferred Stock
ARES.PRA
$16K ﹤0.01%
600
– –
AGG icon
531
iShares Core US Aggregate Bond ETF
AGG
$138B
$15K ﹤0.01%
132
– –
BLK icon
532
Blackrock
BLK
$180B
$15K ﹤0.01%
29
-5
-15% -$2.37K
CIBR icon
533
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.7B
$15K ﹤0.01%
500
– –
IQV icon
534
IQVIA
IQV
$43.1B
$15K ﹤0.01%
100
– –
RS icon
535
Reliance Steel & Aluminium
RS
$19.8B
$15K ﹤0.01%
122
– –
SCE.PRK
536
DELISTED
SCE TRUST V
SCE.PRK
$15K ﹤0.01%
600
– –
SKT icon
537
Tanger
SKT
$4.33B
$15K ﹤0.01%
+1,000
New +$15.6K
SOHOB
538
DELISTED
SOTHERLY HOT PFD SER B 8%
SOHOB
$15K ﹤0.01%
577
– –
SOHOO
539
DELISTED
SOTHERLY HTL PFD 7.875% C
SOHOO
$15K ﹤0.01%
600
– –
OXLCM
540
DELISTED
Oxford Lane Capital Corp. 6.75% Series 2024 Term Preferred Stock
OXLCM
$15K ﹤0.01%
600
– –
STOR
541
DELISTED
STORE Capital Corporation
STOR
$15K ﹤0.01%
400
– –
CAI.PRA
542
DELISTED
CAI International, Inc. 8.50% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Prefer
CAI.PRA
$15K ﹤0.01%
+561
New +$14.7K
WFC.PRP
543
DELISTED
WELLS FARGO & COMPANY SER P
WFC.PRP
$15K ﹤0.01%
598
– –
AIG.WS
544
DELISTED
American International Group, Inc.
AIG.WS
$15K ﹤0.01%
+1,425
New +$16.9K
AIV
545
Aimco
AIV
$370M
$14K ﹤0.01%
1,997
– –
BEP icon
546
Brookfield Renewable
BEP
$9.52B
$14K ﹤0.01%
563
– –
CHSCP
547
CHS Inc 8% Preferred Stock
CHSCP
$327M
$14K ﹤0.01%
500
– –
EFAV icon
548
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.49B
$14K ﹤0.01%
189
+34
+22% +$2.53K
ETV
549
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.81B
$14K ﹤0.01%
929
– –
GLD icon
550
SPDR Gold Trust
GLD
$149B
$14K ﹤0.01%
100
-134
-57% -$18.7K
20 21
22
23 24

Similar funds

OAM
Optimal Asset Management Los Altos, California $800M AUM 28.13% 1-Year Est. Return
LBD
Landsberg Bennett & Dubbaneh Punta Gorda, Florida $785M AUM 22.85% 1-Year Est. Return
AG
Ashmore Group London, United Kingdom $773M AUM 50.56% 1-Year Est. Return
FMT
First Mercantile Trust Cordova, Tennessee $755M AUM 28.15% 1-Year Est. Return
KFM
KG Funds Management New York $855M AUM 22.34% 1-Year Est. Return
CCP
Cardan Capital Partners Denver, Colorado $893M AUM 22.82% 1-Year Est. Return
BCA
Berman Capital Advisors Atlanta, Georgia $636M AUM 30.04% 1-Year Est. Return
DIC
Deer IX & Co Larchmont, New York $971M AUM 24.77% 1-Year Est. Return

Sonora Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Sonora Investment Management held 1,988 positions worth $1.06B, up 10% from $960M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sonora Investment Management deployed $60.6M of net new capital in Q4 2019, opening 239 new positions and adding to 201 existing holdings. Its largest new stake was Apple: 317,220 shares worth $23.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 55% of assets, down from 58% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was US Bancorp, an estimated $6.33M trimmed.

  • Sonora Investment Management's largest Q4 2019 buy was Apple: 317,220 shares worth $23.3M.
  • Sonora Investment Management added most to Evergy in Q4 2019, an estimated $4.97M increase.
  • Sonora Investment Management's biggest Q4 2019 reduction was US Bancorp, cutting an estimated $6.33M.
  • Sonora Investment Management fully exited Spectrum Pharmaceuticals Inc in Q4 2019, selling an estimated $5.72M.
  • Sonora Investment Management's ten largest holdings make up 21% of its $1.06B portfolio in Q4 2019.
  • Sonora Investment Management opened 239 new positions and closed 245 in Q4 2019.
  • Sonora Investment Management's portfolio value rose 10% quarter-over-quarter to $1.06B.

Based on Sonora Investment Management's 13F filing for Q4 2019, filed 17 Jan 2020.