SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Return 17.61%
This Quarter Return
+3.6%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$1.06B
AUM Growth
+$98.3M
Cap. Flow
+$64.5M
Cap. Flow %
6.09%
Top 10 Hldgs %
20.93%
Holding
1,988
New
239
Increased
201
Reduced
189
Closed
245

Top Buys

1
AAPL icon
Apple
AAPL
$23.3M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
$9.88M
3
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
$6.42M
4
EVRG icon
Evergy
EVRG
$5.07M
5
TFC icon
Truist Financial
TFC
$2.71M

Top Sells

1
USB icon
US Bancorp
USB
$6.5M
2
SPPI
Spectrum Pharmaceuticals Inc
SPPI
$5.73M
3
SPY icon
SPDR S&P 500 ETF Trust
SPY
$1.61M
4
STI
SunTrust Banks, Inc.
STI
$470K
5
JPM icon
JPMorgan Chase
JPM
$267K

Sector Composition

1 Technology 11.04%
2 Industrials 6.88%
3 Consumer Staples 4.82%
4 Financials 4.19%
5 Healthcare 4.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NTRS icon
526
Northern Trust
NTRS
$24.3B
$16K ﹤0.01%
150
– –
UMH
527
UMH Properties
UMH
$1.29B
$16K ﹤0.01%
1,000
– –
GBLL
528
DELISTED
Global Indemnity Group, LLC 7.875% Subordinated Notes due 2047
GBLL
$16K ﹤0.01%
600
– –
PCI
529
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$16K ﹤0.01%
+650
New +$16K
ARES.PRA
530
DELISTED
Ares Management Corporation 7.00% Series A Preferred Stock
ARES.PRA
$16K ﹤0.01%
600
– –
AGG icon
531
iShares Core US Aggregate Bond ETF
AGG
$132B
$15K ﹤0.01%
132
– –
BLK icon
532
Blackrock
BLK
$171B
$15K ﹤0.01%
29
-5
-15% -$2.59K
CIBR icon
533
First Trust NASDAQ Cybersecurity ETF
CIBR
$10.7B
$15K ﹤0.01%
500
– –
IQV icon
534
IQVIA
IQV
$31.9B
$15K ﹤0.01%
100
– –
RS icon
535
Reliance Steel & Aluminium
RS
$15.7B
$15K ﹤0.01%
122
– –
SCE.PRK
536
SCE TRUST V
SCE.PRK
$291M
$15K ﹤0.01%
600
– –
SKT icon
537
Tanger
SKT
$3.93B
$15K ﹤0.01%
+1,000
New +$15K
SOHOB
538
Sotherly Hotels Inc. 8.0% Series B Cumulative Redeemable Perpetual Preferred Stock
SOHOB
$17.5M
$15K ﹤0.01%
577
– –
SOHOO
539
Sotherly Hotels Inc. 7.875 Percent Series C Cumulative Redeemable Perpetual Preferred Stock
SOHOO
$16.7M
$15K ﹤0.01%
600
– –
OXLCM
540
DELISTED
Oxford Lane Capital Corp. 6.75% Series 2024 Term Preferred Stock
OXLCM
$15K ﹤0.01%
600
– –
STOR
541
DELISTED
STORE Capital Corporation
STOR
$15K ﹤0.01%
400
– –
CAI.PRA
542
DELISTED
CAI International, Inc. 8.50% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Prefer
CAI.PRA
$15K ﹤0.01%
+561
New +$15K
WFC.PRP
543
DELISTED
WELLS FARGO & COMPANY SER P
WFC.PRP
$15K ﹤0.01%
598
– –
AIG.WS
544
DELISTED
American International Group, Inc.
AIG.WS
$15K ﹤0.01%
+1,425
New +$15K
AIV
545
Aimco
AIV
$1.1B
$14K ﹤0.01%
1,997
– –
BEP icon
546
Brookfield Renewable
BEP
$7.1B
$14K ﹤0.01%
563
– –
CHSCP
547
CHS Inc. 8% Cumulative Redeemable Pfd
CHSCP
$362M
$14K ﹤0.01%
500
– –
EFAV icon
548
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.45B
$14K ﹤0.01%
189
+34
+22% +$2.52K
ETV
549
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.65B
$14K ﹤0.01%
929
– –
GLD icon
550
SPDR Gold Trust
GLD
$113B
$14K ﹤0.01%
100
-134
-57% -$18.8K
20 21
22
23 24