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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
-5.96%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$689M
AUM Growth
-$34.7M
Cap. Flow
+$35.2M
Cap. Flow %
5.11%
Top 10 Hldgs %
23.15%
Holding
1,444
New
160
Increased
209
Reduced
132
Closed
119

Top Buys

Rank Stock Value
1
LMT icon
Lockheed Martin
LMT
+$1.91M
2
PEP icon
PepsiCo
PEP
+$1.66M
3
SBUX icon
Starbucks
SBUX
+$1.62M
4
GS.PRJ
GOLDMAN SACHS GROUP, INC. 5.50% SER J
GS.PRJ
+$1.2M
5
LYB icon
LyondellBasell Industries
LYB
+$1.2M

Top Sells

Rank Stock Value
1
ABB
ABB Ltd
ABB
+$5.31M
2
VMC icon
Vulcan Materials
VMC
+$5.28M
3
DD icon
DuPont de Nemours
DD
+$3.24M
4
SLB icon
SLB Ltd
SLB
+$2.68M
5
ETN icon
Eaton
ETN
+$2.07M

Sector Composition

Rank Sector Weight
1 Miscellaneous 54.94%
2 Technology 11.29%
3 Industrials 6.62%
4 Healthcare 5.91%
5 Financials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WDC icon
526
Western Digital
WDC
$166B
$9K ﹤0.01%
320
+264
+471% +$9.36K
XPO icon
527
XPO
XPO
$22.1B
$9K ﹤0.01%
434
– –
RVNC
528
DELISTED
Revance Therapeutics, Inc.
RVNC
$9K ﹤0.01%
439
– –
CRBP icon
529
Corbus Pharmaceuticals
CRBP
$211M
$8K ﹤0.01%
+47
New +$9.38K
ED icon
530
Consolidated Edison
ED
$39.8B
$8K ﹤0.01%
100
– –
TDAY
531
USA Today Co
TDAY
$931M
$8K ﹤0.01%
721
– –
GD icon
532
General Dynamics
GD
$103B
$8K ﹤0.01%
50
– –
HACK icon
533
Amplify Cybersecurity ETF
HACK
$2.97B
$8K ﹤0.01%
250
– –
JD icon
534
JD.com
JD
$38.8B
$8K ﹤0.01%
400
– –
KEYS icon
535
Keysight
KEYS
$54.5B
$8K ﹤0.01%
126
– –
LRCX icon
536
Lam Research
LRCX
$378B
$8K ﹤0.01%
570
+230
+68% +$3.3K
LXP icon
537
LXP Industrial Trust
LXP
$3.58B
$8K ﹤0.01%
+200
New +$8.24K
NTNX icon
538
Nutanix
NTNX
$18.7B
$8K ﹤0.01%
200
– –
TEF
539
DELISTED
Telefonica
TEF
$8K ﹤0.01%
1,223
– –
VRSK icon
540
Verisk Analytics
VRSK
$25B
$8K ﹤0.01%
72
– –
WW
541
DELISTED
WW International
WW
$8K ﹤0.01%
200
– –
ATRS
542
DELISTED
Antares Pharma, Inc.
ATRS
$8K ﹤0.01%
3,000
– –
OXLCO
543
DELISTED
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
$8K ﹤0.01%
300
– –
BANC.PRD
544
DELISTED
Banc of California, Inc. Depositary Shares each representing a 1/40th interest in a share of 7.375%
BANC.PRD
$8K ﹤0.01%
300
– –
BRG.PRA
545
DELISTED
BLUEROCK RESIDENTIAL GROWTH REIT INC 8.250% SR A CUMULATIVE REDEEMABLE PFD STK
BRG.PRA
$8K ﹤0.01%
300
– –
NGHCN
546
DELISTED
National General Holdings Corp
NGHCN
$8K ﹤0.01%
400
– –
JPM.PRF.CL
547
DELISTED
JPMorgan Chase & Co. Called
JPM.PRF.CL
$8K ﹤0.01%
333
– –
JPM.PRA.CL
548
DELISTED
JPMORGAN CHASE & CO. Depositary Shares, each representing a 1/400 interest in a share of 5.45% Non-C
JPM.PRA.CL
$8K ﹤0.01%
326
+99
+44% +$2.42K
BAC.PRW.CL
549
DELISTED
Bank of America Corporation Depositary Shares, each representing a 1/1000 th interest in a share of
BAC.PRW.CL
$8K ﹤0.01%
326
– –
BBT.PRE.CL
550
DELISTED
BB&T Corporation Depositary Shares each representing 1/1,000th interest in a share of Series E Non-C
BBT.PRE.CL
$8K ﹤0.01%
338
– –
20 21
22
23 24

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Sonora Investment Management's Q4 2018 Portfolio in Review

As of Q4 2018, Sonora Investment Management held 1,444 positions worth $689M, down 4.8% from $724M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sonora Investment Management deployed $35.2M of net new capital in Q4 2018, opening 160 new positions and adding to 209 existing holdings. Its largest new stake was Vanguard Morningstar Growth ETF: 12,000 shares worth $269K.

By sector, the portfolio is most concentrated in Miscellaneous at 55% of assets, up from 50% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was ABB Ltd, an estimated $5.31M trimmed.

  • Sonora Investment Management's largest Q4 2018 buy was Vanguard Morningstar Growth ETF: 12,000 shares worth $269K.
  • Sonora Investment Management added most to Lockheed Martin in Q4 2018, an estimated $1.91M increase.
  • Sonora Investment Management's biggest Q4 2018 reduction was ABB Ltd, cutting an estimated $5.31M.
  • Sonora Investment Management fully exited Vulcan Materials in Q4 2018, selling an estimated $5.28M.
  • Sonora Investment Management's ten largest holdings make up 23% of its $689M portfolio in Q4 2018.
  • Sonora Investment Management opened 160 new positions and closed 119 in Q4 2018.
  • Sonora Investment Management's portfolio value fell 4.8% quarter-over-quarter to $689M.

Based on Sonora Investment Management's 13F filing for Q4 2018, filed 25 Jan 2019.