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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+3.77%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$622M
AUM Growth
+$45.9M
Cap. Flow
+$22.8M
Cap. Flow %
3.66%
Top 10 Hldgs %
25.02%
Holding
1,509
New
310
Increased
140
Reduced
127
Closed
269

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$12.8M
2
ABB
ABB Ltd
ABB
+$5.77M
3
TFC icon
Truist Financial
TFC
+$5.22M
4
DD icon
DuPont de Nemours
DD
+$3.39M
5
BBT.PRH
BB&T Corporation
BBT.PRH
+$3.36M

Top Sells

Rank Stock Value
1
LYB icon
LyondellBasell Industries
LYB
+$2.27M
2
CVS icon
CVS Health
CVS
+$1.13M
3
CAH icon
Cardinal Health
CAH
+$960K
4
GOV
Government Properties Income Trust
GOV
+$956K
5
CGNX icon
Cognex
CGNX
+$716K

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.55%
2 Technology 12.37%
3 Industrials 7.12%
4 Financials 5.36%
5 Healthcare 4.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AWK icon
526
American Water Works
AWK
$27.5B
$9.15K ﹤0.01%
+100
New +$8.84K
HTGX.CL
527
DELISTED
Hercules Capital, Inc.
HTGX.CL
$9.12K ﹤0.01%
+356
New +$9.04K
FNDA icon
528
Schwab Fundamental US Small Company Index ETF
FNDA
$9.15B
$9.12K ﹤0.01%
+482
New +$8.92K
ATHX
529
DELISTED
Athersys, Inc. Common Stock
ATHX
$9.05K ﹤0.01%
200
– –
DELL icon
530
Dell
DELL
$295B
$9.02K ﹤0.01%
396
– –
PBH icon
531
Prestige Consumer Healthcare
PBH
$2.49B
$8.88K ﹤0.01%
200
– –
JPM.PRF.CL
532
DELISTED
JPMorgan Chase & Co. Called
JPM.PRF.CL
$8.87K ﹤0.01%
333
– –
GSK icon
533
GSK
GSK
$102B
$8.87K ﹤0.01%
200
+80
+67% +$3.7K
WW
534
DELISTED
WW International
WW
$8.86K ﹤0.01%
200
– –
BAC.PRW.CL
535
DELISTED
Bank of America Corporation Depositary Shares, each representing a 1/1000 th interest in a share of
BAC.PRW.CL
$8.85K ﹤0.01%
+326
New +$8.77K
TRU icon
536
TransUnion
TRU
$16.4B
$8.79K ﹤0.01%
160
+100
+167% +$5.32K
DXD icon
537
ProShares UltraShort Dow 30
DXD
$43.9M
$8.69K ﹤0.01%
50
– –
EDIV icon
538
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.23B
$8.57K ﹤0.01%
+261
New +$8.07K
BBT.PRE.CL
539
DELISTED
BB&T Corporation Depositary Shares each representing 1/1,000th interest in a share of Series E Non-C
BBT.PRE.CL
$8.54K ﹤0.01%
+338
New +$8.57K
ED icon
540
Consolidated Edison
ED
$39.8B
$8.49K ﹤0.01%
100
– –
DBRG icon
541
DigitalBridge
DBRG
$2.99B
$8.36K ﹤0.01%
183
– –
BOE icon
542
BlackRock Enhanced Global Dividend Trust
BOE
$693M
$8.27K ﹤0.01%
+661
New +$8.83K
BLK icon
543
Blackrock
BLK
$180B
$8.22K ﹤0.01%
16
+9
+129% +$4.38K
Z icon
544
Zillow
Z
$8.02B
$8.18K ﹤0.01%
200
– –
WAB icon
545
Wabtec
WAB
$49.4B
$8.14K ﹤0.01%
100
– –
APO.PRA
546
DELISTED
Apollo Global Management, Inc. 6.375% Series A Preferred Shares
APO.PRA
$8.14K ﹤0.01%
+310
New +$8.12K
COWNL
547
DELISTED
Cowen Group, Inc. 8.25% Sr Notes Due 2021
COWNL
$8.05K ﹤0.01%
+300
New +$8.03K
SCZ icon
548
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.3B
$8K ﹤0.01%
124
– –
RNT
549
DELISTED
Aaron Rents Inc
RNT
$7.97K ﹤0.01%
+200
New +$7.97K
BANC.PRD
550
DELISTED
Banc of California, Inc. Depositary Shares each representing a 1/40th interest in a share of 7.375%
BANC.PRD
$7.96K ﹤0.01%
+300
New +$7.93K
20 21
22
23 24

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LBD
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AG
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FMT
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KFM
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CCP
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Sonora Investment Management's Q4 2017 Portfolio in Review

As of Q4 2017, Sonora Investment Management held 1,509 positions worth $622M, up 8% from $576M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sonora Investment Management deployed $22.8M of net new capital in Q4 2017, opening 310 new positions and adding to 140 existing holdings. Its largest new stake was Apple: 306,104 shares worth $13M.

By sector, the portfolio is most concentrated in Miscellaneous at 54% of assets, down from 59% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was LyondellBasell Industries, an estimated $2.27M trimmed.

  • Sonora Investment Management's largest Q4 2017 buy was Apple: 306,104 shares worth $13M.
  • Sonora Investment Management added most to DuPont de Nemours in Q4 2017, an estimated $3.39M increase.
  • Sonora Investment Management's biggest Q4 2017 reduction was LyondellBasell Industries, cutting an estimated $2.27M.
  • Sonora Investment Management fully exited CVS Health in Q4 2017, selling an estimated $1.13M.
  • Sonora Investment Management's ten largest holdings make up 25% of its $622M portfolio in Q4 2017.
  • Sonora Investment Management opened 310 new positions and closed 269 in Q4 2017.
  • Sonora Investment Management's portfolio value rose 8% quarter-over-quarter to $622M.

Based on Sonora Investment Management's 13F filing for Q4 2017, filed 5 Feb 2018.