SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Return 17.61%
This Quarter Return
+3.14%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$1.27B
AUM Growth
+$64.4M
Cap. Flow
+$37.7M
Cap. Flow %
2.96%
Top 10 Hldgs %
18.53%
Holding
2,005
New
248
Increased
233
Reduced
249
Closed
209

Top Buys

1
TFC icon
Truist Financial
TFC
$6.52M
2
LYB icon
LyondellBasell Industries
LYB
$3.89M
3
LUV icon
Southwest Airlines
LUV
$2.94M
4
ORCL icon
Oracle
ORCL
$2.62M
5
PAGS icon
PagSeguro Digital
PAGS
$2.23M

Top Sells

1
ALL.PRH icon
Allstate Corp
ALL.PRH
$5.4M
2
MET.PRF icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 4.75% Non-Cumulative Preferred Stock, Series F
MET.PRF
$4.3M
3
BAC.PRM icon
Bank of America Depository Shares Series KK
BAC.PRM
$3.25M
4
PEP icon
PepsiCo
PEP
$2.47M
5
GLW icon
Corning
GLW
$1.9M

Sector Composition

1 Technology 13.14%
2 Industrials 5.98%
3 Financials 5.87%
4 Consumer Staples 5.57%
5 Healthcare 5.05%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SCHD icon
501
Schwab US Dividend Equity ETF
SCHD
$71.3B
$24K ﹤0.01%
975
-8,088
-89% -$199K
STPZ icon
502
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$439M
$24K ﹤0.01%
445
-125
-22% -$6.74K
USMV icon
503
iShares MSCI USA Min Vol Factor ETF
USMV
$23.4B
$24K ﹤0.01%
341
– –
VEEV icon
504
Veeva Systems
VEEV
$46.3B
$24K ﹤0.01%
90
– –
GTHX
505
DELISTED
G1 Therapeutics, Inc. Common Stock
GTHX
$24K ﹤0.01%
+1,000
New +$24K
LMRK
506
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
$24K ﹤0.01%
2,000
– –
TCBIP
507
DELISTED
Texas Capital Bancshares, Inc. Non Cumulative Preferred Perpetual Stock Series A
TCBIP
$24K ﹤0.01%
950
– –
BLX icon
508
Foreign Trade Bank of Latin America
BLX
$1.72B
$23K ﹤0.01%
1,500
-500
-25% -$7.67K
CGC
509
Canopy Growth
CGC
$421M
$23K ﹤0.01%
72
– –
CIO.PRA
510
City Office REIT, Inc. 6.625% Series A Cumulative Redeemable Preferred Stock
CIO.PRA
$112M
$23K ﹤0.01%
885
– –
CTRE icon
511
CareTrust REIT
CTRE
$7.68B
$23K ﹤0.01%
+1,000
New +$23K
LHX icon
512
L3Harris
LHX
$51.2B
$23K ﹤0.01%
115
– –
PMT.PRA
513
PennyMac Mortgage Investment Trust 8.125% Series A Fixed-to-Floating Rate Cumulative Redeemable Preferred Shares of Beneficial Interest
PMT.PRA
$112M
$23K ﹤0.01%
900
– –
RLI icon
514
RLI Corp
RLI
$6.27B
$23K ﹤0.01%
406
– –
YETI icon
515
Yeti Holdings
YETI
$2.9B
$23K ﹤0.01%
325
– –
GOODM
516
DELISTED
Gladstone Commercial Corporation Series D Cumulative Redeemable Preferred Stock
GOODM
$23K ﹤0.01%
900
– –
DTJ
517
DELISTED
DTE Energy Company 2016 Series B 5.375% Junior Subordinated Debentures due 2076
DTJ
$23K ﹤0.01%
900
– –
ALLY icon
518
Ally Financial
ALLY
$12.7B
$22K ﹤0.01%
478
+40
+9% +$1.84K
AMLP icon
519
Alerian MLP ETF
AMLP
$10.4B
$22K ﹤0.01%
733
– –
ANGL icon
520
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.06B
$22K ﹤0.01%
700
– –
BIDU icon
521
Baidu
BIDU
$37.4B
$22K ﹤0.01%
100
– –
CI icon
522
Cigna
CI
$80.3B
$22K ﹤0.01%
89
-14
-14% -$3.46K
CNC icon
523
Centene
CNC
$14.2B
$22K ﹤0.01%
350
– –
HE icon
524
Hawaiian Electric Industries
HE
$2.05B
$22K ﹤0.01%
500
– –
IP icon
525
International Paper
IP
$25B
$22K ﹤0.01%
435
-1,056
-71% -$53.4K
19 20
21
22 23