SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Return 17.61%
This Quarter Return
+6.94%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$45.1M
Cap. Flow %
3.74%
Top 10 Hldgs %
19.08%
Holding
1,963
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

1
MET.PRF icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 4.75% Non-Cumulative Preferred Stock, Series F
MET.PRF
+$12.6M
2
DLR.PRL icon
Digital Realty Trust, Inc. 5.200% Series L Cumulative Redeemable Preferred Stock
DLR.PRL
+$4.49M
3
USB icon
US Bancorp
USB
+$3.52M
4
KO icon
Coca-Cola
KO
+$2.83M
5
AMZN icon
Amazon
AMZN
+$2.57M

Top Sells

1
MET.PRE icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.625% Non-Cumulative Preferred Stock, Series E
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.15M
3
KMI icon
Kinder Morgan
KMI
+$790K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$608K

Sector Composition

1 Technology 13.3%
2 Consumer Staples 6.13%
3 Industrials 5.32%
4 Healthcare 5.25%
5 Financials 4.78%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CHSCL
501
CHS Inc Class B Cumulative Redeemable Preferred Stock, Series 4
CHSCL
$535M
$21K ﹤0.01%
700
– –
CI icon
502
Cigna
CI
$80.7B
$21K ﹤0.01%
103
-44
-30% -$8.97K
CNC icon
503
Centene
CNC
$15.4B
$21K ﹤0.01%
350
– –
KRE icon
504
SPDR S&P Regional Banking ETF
KRE
$4.23B
$21K ﹤0.01%
400
– –
NXP icon
505
Nuveen Select Tax-Free Income Portfolio
NXP
$738M
$21K ﹤0.01%
1,200
– –
PAA icon
506
Plains All American Pipeline
PAA
$12.2B
$21K ﹤0.01%
2,584
-2,179
-46% -$17.7K
PCN
507
PIMCO Corporate & Income Strategy Fund
PCN
$851M
$21K ﹤0.01%
1,200
– –
POR icon
508
Portland General Electric
POR
$4.63B
$21K ﹤0.01%
500
– –
RLI icon
509
RLI Corp
RLI
$6.08B
$21K ﹤0.01%
406
– –
SCHH icon
510
Schwab US REIT ETF
SCHH
$8.34B
$21K ﹤0.01%
1,112
-354
-24% -$6.69K
SRE icon
511
Sempra
SRE
$53.5B
$21K ﹤0.01%
330
– –
VV icon
512
Vanguard Large-Cap ETF
VV
$44.9B
$21K ﹤0.01%
120
– –
LMRK
513
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
$21K ﹤0.01%
2,000
+500
+33% +$5.25K
CBT icon
514
Cabot Corp
CBT
$4.21B
$20K ﹤0.01%
456
– –
CSIQ icon
515
Canadian Solar
CSIQ
$725M
$20K ﹤0.01%
+400
New +$20K
HMC icon
516
Honda
HMC
$44.4B
$20K ﹤0.01%
+700
New +$20K
MPC icon
517
Marathon Petroleum
MPC
$55.2B
$20K ﹤0.01%
477
+235
+97% +$9.85K
MTZ icon
518
MasTec
MTZ
$15B
$20K ﹤0.01%
300
– –
NTAP icon
519
NetApp
NTAP
$24.7B
$20K ﹤0.01%
300
– –
SCCO icon
520
Southern Copper
SCCO
$82.9B
$20K ﹤0.01%
315
– –
AMLP icon
521
Alerian MLP ETF
AMLP
$10.5B
$19K ﹤0.01%
733
– –
BEP icon
522
Brookfield Renewable
BEP
$7.14B
$19K ﹤0.01%
450
– –
CRWD icon
523
CrowdStrike
CRWD
$107B
$19K ﹤0.01%
92
+52
+130% +$10.7K
DAL icon
524
Delta Air Lines
DAL
$40.1B
$19K ﹤0.01%
463
– –
FNDE icon
525
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$7.55B
$19K ﹤0.01%
689
+685
+17,125% +$18.9K
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