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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+6.94%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$41.6M
Cap. Flow %
3.45%
Top 10 Hldgs %
19.08%
Holding
1,962
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

Rank Stock Value
1
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$12.4M
2
DLR.PRL icon
Digital Realty Trust 5.200% Series L Preferred Stock
DLR.PRL
+$4.46M
3
USB icon
US Bancorp
USB
+$3.2M
4
KO icon
Coca-Cola
KO
+$2.67M
5
AMZN icon
Amazon
AMZN
+$2.52M

Top Sells

Rank Stock Value
1
MET.PRE icon
MetLife Inc 5.625% Series E Preferred Stock
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.13M
3
KMI icon
Kinder Morgan
KMI
+$773K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$607K

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.02%
2 Technology 13.33%
3 Consumer Staples 6.13%
4 Industrials 5.32%
5 Healthcare 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHSCL
501
CHS Inc Class B Series 4 Preferred Stock
CHSCL
$524M
$21K ﹤0.01%
700
– –
CI icon
502
Cigna
CI
$73.7B
$21K ﹤0.01%
103
-44
-30% -$8.63K
CNC icon
503
Centene
CNC
$32B
$21K ﹤0.01%
350
– –
KRE icon
504
State Street SPDR S&P Regional Banking ETF
KRE
$4.04B
$21K ﹤0.01%
400
– –
NXP icon
505
Nuveen Select Tax-Free Income Portfolio
NXP
$895M
$21K ﹤0.01%
1,200
– –
PAA icon
506
Plains All American Pipeline
PAA
$18B
$21K ﹤0.01%
2,584
-2,179
-46% -$16.6K
PCN
507
PIMCO Corporate & Income Strategy Fund
PCN
$880M
$21K ﹤0.01%
1,200
– –
POR icon
508
Portland General Electric
POR
$5.83B
$21K ﹤0.01%
500
– –
RLI icon
509
RLI Corp
RLI
$5.9B
$21K ﹤0.01%
406
– –
SCHH icon
510
Schwab US REIT ETF
SCHH
$11.3B
$21K ﹤0.01%
1,112
-354
-24% -$6.55K
SRE icon
511
Sempra
SRE
$55.1B
$21K ﹤0.01%
330
– –
VV icon
512
Vanguard Morningstar Large-Cap ETF
VV
$54.3B
$21K ﹤0.01%
120
– –
LMRK
513
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
$21K ﹤0.01%
2,000
+500
+33% +$5.26K
CBT icon
514
Cabot Corp
CBT
$4.32B
$20K ﹤0.01%
456
– –
CSIQ icon
515
Canadian Solar
CSIQ
$892M
$20K ﹤0.01%
+400
New +$16.4K
HMC icon
516
Honda
HMC
$41.3B
$20K ﹤0.01%
+700
New +$18.9K
MPC icon
517
Marathon Petroleum
MPC
$104B
$20K ﹤0.01%
477
+235
+97% +$8.43K
MTZ icon
518
MasTec
MTZ
$19.4B
$20K ﹤0.01%
300
– –
NTAP icon
519
NetApp
NTAP
$36.7B
$20K ﹤0.01%
300
– –
SCCO icon
520
Southern Copper
SCCO
$177B
$20K ﹤0.01%
327
– –
AMLP icon
521
Alerian MLP ETF
AMLP
$13.4B
$19K ﹤0.01%
733
– –
BEP icon
522
Brookfield Renewable
BEP
$9.52B
$19K ﹤0.01%
450
– –
CRWD icon
523
CrowdStrike
CRWD
$224B
$19K ﹤0.01%
368
+208
+130% +$8.11K
DAL icon
524
Delta Air Lines
DAL
$52.7B
$19K ﹤0.01%
463
– –
FNDE icon
525
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$10.2B
$19K ﹤0.01%
689
+685
+17,125% +$17.9K
19 20
21
22 23

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LBD
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AG
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FMT
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KFM
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CCP
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BCA
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DIC
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Sonora Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Sonora Investment Management held 1,962 positions worth $1.21B, up 12% from $1.08B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sonora Investment Management deployed $41.6M of net new capital in Q4 2020, opening 108 new positions and adding to 215 existing holdings. Its largest new stake was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.

By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 57% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Intel, an estimated $1.13M trimmed.

  • Sonora Investment Management's largest Q4 2020 buy was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.
  • Sonora Investment Management added most to MetLife Inc 4.75% Series F Preferred Stock in Q4 2020, an estimated $12.4M increase.
  • Sonora Investment Management's biggest Q4 2020 reduction was Intel, cutting an estimated $1.13M.
  • Sonora Investment Management fully exited MetLife Inc 5.625% Series E Preferred Stock in Q4 2020, selling an estimated $10.7M.
  • Sonora Investment Management's ten largest holdings make up 19% of its $1.21B portfolio in Q4 2020.
  • Sonora Investment Management opened 108 new positions and closed 206 in Q4 2020.
  • Sonora Investment Management's portfolio value rose 12% quarter-over-quarter to $1.21B.

Based on Sonora Investment Management's 13F filing for Q4 2020, filed 13 Jan 2021.