We are live on ! Find out more
SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+6.94%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$41.6M
Cap. Flow %
3.45%
Top 10 Hldgs %
19.08%
Holding
1,962
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

Rank Stock Value
1
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$12.4M
2
DLR.PRL icon
Digital Realty Trust 5.200% Series L Preferred Stock
DLR.PRL
+$4.46M
3
USB icon
US Bancorp
USB
+$3.2M
4
KO icon
Coca-Cola
KO
+$2.67M
5
AMZN icon
Amazon
AMZN
+$2.52M

Top Sells

Rank Stock Value
1
MET.PRE icon
MetLife Inc 5.625% Series E Preferred Stock
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.13M
3
KMI icon
Kinder Morgan
KMI
+$773K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$607K

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.02%
2 Technology 13.33%
3 Consumer Staples 6.13%
4 Industrials 5.32%
5 Healthcare 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LTC
476
LTC Properties
LTC
$2.19B
$23K ﹤0.01%
590
– –
PMT.PRA
477
PennyMac Mortgage Investment Trust 8.125% Series A Preferred Shares
PMT.PRA
$107M
$23K ﹤0.01%
900
– –
TDIV icon
478
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.39B
$23K ﹤0.01%
470
– –
USMV icon
479
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$23K ﹤0.01%
341
– –
APTS
480
DELISTED
Preferred Apartment Communities, Inc.
APTS
$23K ﹤0.01%
3,150
-500
-14% -$3.42K
GOODM
481
DELISTED
Gladstone Commercial Corporation Series D Cumulative Redeemable Preferred Stock
GOODM
$23K ﹤0.01%
900
– –
DTJ
482
DELISTED
DTE Energy Company 2016 Series B 5.375% Junior Subordinated Debentures due 2076
DTJ
$23K ﹤0.01%
900
– –
ANGL icon
483
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.17B
$22K ﹤0.01%
700
– –
BIDU icon
484
Baidu
BIDU
$32.9B
$22K ﹤0.01%
100
-41
-29% -$6.09K
CABO icon
485
Cable One
CABO
$145M
$22K ﹤0.01%
10
– –
CIBR icon
486
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.7B
$22K ﹤0.01%
500
– –
CRSP icon
487
CRISPR Therapeutics
CRSP
$5.58B
$22K ﹤0.01%
145
– –
KR icon
488
Kroger
KR
$35.4B
$22K ﹤0.01%
706
+690
+4,313% +$22.4K
LHX icon
489
L3Harris
LHX
$48.9B
$22K ﹤0.01%
115
– –
NTR icon
490
Nutrien
NTR
$35.1B
$22K ﹤0.01%
456
– –
PPG icon
491
PPG Industries
PPG
$25.4B
$22K ﹤0.01%
153
+94
+159% +$13.1K
SPLV icon
492
Invesco S&P 500 Low Volatility ETF
SPLV
$7.03B
$22K ﹤0.01%
384
-300
-44% -$16.5K
UA icon
493
Under Armour Class C
UA
$2.12B
$22K ﹤0.01%
1,500
– –
UHS icon
494
Universal Health Services
UHS
$10.1B
$22K ﹤0.01%
+160
New +$19.9K
YETI icon
495
Yeti Holdings
YETI
$3.03B
$22K ﹤0.01%
325
– –
BPY
496
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$22K ﹤0.01%
1,500
– –
CCMP
497
DELISTED
CMC Materials, Inc. Common Stock
CCMP
$22K ﹤0.01%
148
– –
LK
498
DELISTED
Luckin Coffee Inc. American Depositary Shares
LK
$22K ﹤0.01%
2,600
-275
-10% -$2.33K
BAC.PRN icon
499
Bank of America Depository Shares Series LL
BAC.PRN
$1.02B
$21K ﹤0.01%
779
-60
-7% -$1.61K
BHC icon
500
Bausch Health
BHC
$2.36B
$21K ﹤0.01%
1,025
– –
18 19
20
21 22

Similar funds

OAM
Optimal Asset Management Los Altos, California $800M AUM 28.13% 1-Year Est. Return
LBD
Landsberg Bennett & Dubbaneh Punta Gorda, Florida $785M AUM 22.85% 1-Year Est. Return
AG
Ashmore Group London, United Kingdom $773M AUM 50.56% 1-Year Est. Return
FMT
First Mercantile Trust Cordova, Tennessee $755M AUM 28.15% 1-Year Est. Return
KFM
KG Funds Management New York $855M AUM 22.34% 1-Year Est. Return
CCP
Cardan Capital Partners Denver, Colorado $893M AUM 22.82% 1-Year Est. Return
BCA
Berman Capital Advisors Atlanta, Georgia $636M AUM 30.04% 1-Year Est. Return
DIC
Deer IX & Co Larchmont, New York $971M AUM 24.77% 1-Year Est. Return

Sonora Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Sonora Investment Management held 1,962 positions worth $1.21B, up 12% from $1.08B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sonora Investment Management deployed $41.6M of net new capital in Q4 2020, opening 108 new positions and adding to 215 existing holdings. Its largest new stake was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.

By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 57% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Intel, an estimated $1.13M trimmed.

  • Sonora Investment Management's largest Q4 2020 buy was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.
  • Sonora Investment Management added most to MetLife Inc 4.75% Series F Preferred Stock in Q4 2020, an estimated $12.4M increase.
  • Sonora Investment Management's biggest Q4 2020 reduction was Intel, cutting an estimated $1.13M.
  • Sonora Investment Management fully exited MetLife Inc 5.625% Series E Preferred Stock in Q4 2020, selling an estimated $10.7M.
  • Sonora Investment Management's ten largest holdings make up 19% of its $1.21B portfolio in Q4 2020.
  • Sonora Investment Management opened 108 new positions and closed 206 in Q4 2020.
  • Sonora Investment Management's portfolio value rose 12% quarter-over-quarter to $1.21B.

Based on Sonora Investment Management's 13F filing for Q4 2020, filed 13 Jan 2021.