SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Return 17.61%
This Quarter Return
+6.94%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$45.1M
Cap. Flow %
3.74%
Top 10 Hldgs %
19.08%
Holding
1,963
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

1
MET.PRF icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 4.75% Non-Cumulative Preferred Stock, Series F
MET.PRF
+$12.6M
2
DLR.PRL icon
Digital Realty Trust, Inc. 5.200% Series L Cumulative Redeemable Preferred Stock
DLR.PRL
+$4.49M
3
USB icon
US Bancorp
USB
+$3.52M
4
KO icon
Coca-Cola
KO
+$2.83M
5
AMZN icon
Amazon
AMZN
+$2.57M

Top Sells

1
MET.PRE icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.625% Non-Cumulative Preferred Stock, Series E
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.15M
3
KMI icon
Kinder Morgan
KMI
+$790K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$608K

Sector Composition

1 Technology 13.3%
2 Consumer Staples 6.13%
3 Industrials 5.32%
4 Healthcare 5.25%
5 Financials 4.78%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LTC
476
LTC Properties
LTC
$1.68B
$23K ﹤0.01%
590
– –
PMT.PRA
477
PennyMac Mortgage Investment Trust 8.125% Series A Fixed-to-Floating Rate Cumulative Redeemable Preferred Shares of Beneficial Interest
PMT.PRA
$112M
$23K ﹤0.01%
900
– –
TDIV icon
478
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$3.68B
$23K ﹤0.01%
470
– –
USMV icon
479
iShares MSCI USA Min Vol Factor ETF
USMV
$23.5B
$23K ﹤0.01%
341
– –
APTS
480
DELISTED
Preferred Apartment Communities, Inc.
APTS
$23K ﹤0.01%
3,150
-500
-14% -$3.65K
GOODM
481
DELISTED
Gladstone Commercial Corporation Series D Cumulative Redeemable Preferred Stock
GOODM
$23K ﹤0.01%
900
– –
DTJ
482
DELISTED
DTE Energy Company 2016 Series B 5.375% Junior Subordinated Debentures due 2076
DTJ
$23K ﹤0.01%
900
– –
ANGL icon
483
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.06B
$22K ﹤0.01%
700
– –
BIDU icon
484
Baidu
BIDU
$37B
$22K ﹤0.01%
100
-41
-29% -$9.02K
CABO icon
485
Cable One
CABO
$909M
$22K ﹤0.01%
10
– –
CIBR icon
486
First Trust NASDAQ Cybersecurity ETF
CIBR
$10.8B
$22K ﹤0.01%
500
– –
CRSP icon
487
CRISPR Therapeutics
CRSP
$4.76B
$22K ﹤0.01%
145
– –
KR icon
488
Kroger
KR
$44.3B
$22K ﹤0.01%
706
+690
+4,313% +$21.5K
LHX icon
489
L3Harris
LHX
$51.4B
$22K ﹤0.01%
115
– –
NTR icon
490
Nutrien
NTR
$27.9B
$22K ﹤0.01%
456
– –
PPG icon
491
PPG Industries
PPG
$24.6B
$22K ﹤0.01%
153
+94
+159% +$13.5K
SPLV icon
492
Invesco S&P 500 Low Volatility ETF
SPLV
$7.84B
$22K ﹤0.01%
384
-300
-44% -$17.2K
UA icon
493
Under Armour Class C
UA
$2.08B
$22K ﹤0.01%
1,500
– –
YETI icon
494
Yeti Holdings
YETI
$2.87B
$22K ﹤0.01%
325
– –
BPY
495
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$22K ﹤0.01%
1,500
– –
CCMP
496
DELISTED
CMC Materials, Inc. Common Stock
CCMP
$22K ﹤0.01%
148
– –
LK
497
DELISTED
Luckin Coffee Inc. American Depositary Shares
LK
$22K ﹤0.01%
2,600
-275
-10% -$2.33K
UHS icon
498
Universal Health Services
UHS
$11.8B
$22K ﹤0.01%
+160
New +$22K
BAC.PRN icon
499
Bank of America Depository Shares Series LL
BAC.PRN
$1.13B
$21K ﹤0.01%
779
-60
-7% -$1.62K
BHC icon
500
Bausch Health
BHC
$2.66B
$21K ﹤0.01%
1,025
– –
18 19
20
21 22