SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Return 17.61%
This Quarter Return
+3.6%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$1.06B
AUM Growth
+$98.3M
Cap. Flow
+$64.5M
Cap. Flow %
6.09%
Top 10 Hldgs %
20.93%
Holding
1,988
New
239
Increased
201
Reduced
189
Closed
245

Top Buys

1
AAPL icon
Apple
AAPL
$23.3M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
$9.88M
3
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
$6.42M
4
EVRG icon
Evergy
EVRG
$5.07M
5
TFC icon
Truist Financial
TFC
$2.71M

Top Sells

1
USB icon
US Bancorp
USB
$6.5M
2
SPPI
Spectrum Pharmaceuticals Inc
SPPI
$5.73M
3
SPY icon
SPDR S&P 500 ETF Trust
SPY
$1.61M
4
STI
SunTrust Banks, Inc.
STI
$470K
5
JPM icon
JPMorgan Chase
JPM
$267K

Sector Composition

1 Technology 11.04%
2 Industrials 6.88%
3 Consumer Staples 4.82%
4 Financials 4.19%
5 Healthcare 4.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
UAL icon
476
United Airlines
UAL
$34.5B
$21K ﹤0.01%
237
– –
VEEV icon
477
Veeva Systems
VEEV
$44.7B
$21K ﹤0.01%
150
+10
+7% +$1.4K
BANC.PRE
478
DELISTED
Banc of California, Inc Depositary Shares Each Representing a 1/40th Interest in a Share of 7.000% N
BANC.PRE
$21K ﹤0.01%
800
– –
CCMP
479
DELISTED
CMC Materials, Inc. Common Stock
CCMP
$21K ﹤0.01%
148
– –
AZN icon
480
AstraZeneca
AZN
$253B
$20K ﹤0.01%
+400
New +$20K
BK icon
481
Bank of New York Mellon
BK
$73.1B
$20K ﹤0.01%
+400
New +$20K
BND icon
482
Vanguard Total Bond Market
BND
$135B
$20K ﹤0.01%
+233
New +$20K
BXMT icon
483
Blackstone Mortgage Trust
BXMT
$3.45B
$20K ﹤0.01%
+550
New +$20K
FLOT icon
484
iShares Floating Rate Bond ETF
FLOT
$9.12B
$20K ﹤0.01%
390
– –
GLOP.PRA
485
GasLog Partners LP 8.625% Series A Cumulative Redeemable Perpetual Fixed to Floating Rate Preference Units
GLOP.PRA
$150M
$20K ﹤0.01%
786
+286
+57% +$7.28K
MFC icon
486
Manulife Financial
MFC
$52.1B
$20K ﹤0.01%
1,000
– –
PPG icon
487
PPG Industries
PPG
$24.8B
$20K ﹤0.01%
148
-34
-19% -$4.6K
PRK icon
488
Park National Corp
PRK
$2.77B
$20K ﹤0.01%
200
– –
SPHD icon
489
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.17B
$20K ﹤0.01%
445
+38
+9% +$1.71K
TDIV icon
490
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$3.51B
$20K ﹤0.01%
470
+44
+10% +$1.87K
TSN icon
491
Tyson Foods
TSN
$20B
$20K ﹤0.01%
225
+25
+13% +$2.22K
TERP
492
DELISTED
TerraForm Power, Inc
TERP
$20K ﹤0.01%
+1,300
New +$20K
BNDX icon
493
Vanguard Total International Bond ETF
BNDX
$68.4B
$19K ﹤0.01%
+336
New +$19K
CHSCL
494
CHS Inc Class B Cumulative Redeemable Preferred Stock, Series 4
CHSCL
$536M
$19K ﹤0.01%
700
– –
EQR icon
495
Equity Residential
EQR
$25.5B
$19K ﹤0.01%
233
– –
ICE icon
496
Intercontinental Exchange
ICE
$99.8B
$19K ﹤0.01%
203
-22
-10% -$2.06K
ICF icon
497
iShares Select U.S. REIT ETF
ICF
$1.92B
$19K ﹤0.01%
320
– –
NTAP icon
498
NetApp
NTAP
$23.7B
$19K ﹤0.01%
300
– –
SCHD icon
499
Schwab US Dividend Equity ETF
SCHD
$71.8B
$19K ﹤0.01%
975
-918
-48% -$17.9K
SFM icon
500
Sprouts Farmers Market
SFM
$13.6B
$19K ﹤0.01%
1,000
+101
+11% +$1.92K
18 19
20
21 22