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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+3.6%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.06B
AUM Growth
+$98.3M
Cap. Flow
+$60.6M
Cap. Flow %
5.72%
Top 10 Hldgs %
20.93%
Holding
1,988
New
239
Increased
201
Reduced
189
Closed
245

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.4M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$9.66M
3
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$6.35M
4
EVRG icon
Evergy
EVRG
+$4.97M
5
TFC icon
Truist Financial
TFC
+$2.6M

Top Sells

Rank Stock Value
1
USB icon
US Bancorp
USB
+$6.33M
2
SPPI
Spectrum Pharmaceuticals Inc
SPPI
+$5.72M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.54M
4
STI
SunTrust Banks, Inc.
STI
+$470K
5
JPM icon
JPMorgan Chase
JPM
+$245K

Sector Composition

Rank Sector Weight
1 Miscellaneous 55.03%
2 Technology 11.04%
3 Industrials 6.88%
4 Consumer Staples 4.83%
5 Healthcare 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UAL icon
476
United Airlines
UAL
$35.9B
$21K ﹤0.01%
237
– –
VEEV icon
477
Veeva Systems
VEEV
$44.8B
$21K ﹤0.01%
150
+10
+7% +$1.47K
BANC.PRE
478
DELISTED
Banc of California, Inc Depositary Shares Each Representing a 1/40th Interest in a Share of 7.000% N
BANC.PRE
$21K ﹤0.01%
800
– –
CCMP
479
DELISTED
CMC Materials, Inc. Common Stock
CCMP
$21K ﹤0.01%
148
– –
AZN icon
480
AstraZeneca
AZN
$252B
$20K ﹤0.01%
+200
New +$18.8K
BNY
481
Bank of New York Mellon
BNY
$110B
$20K ﹤0.01%
+400
New +$19.1K
BND icon
482
Vanguard Total Bond Market
BND
$161B
$20K ﹤0.01%
+233
New +$19.6K
BXMT icon
483
Blackstone Mortgage Trust
BXMT
$2.31B
$20K ﹤0.01%
+550
New +$20K
FLOT icon
484
iShares Floating Rate Bond ETF
FLOT
$10.6B
$20K ﹤0.01%
390
– –
GLOP.PRA
485
GasLog Partners LP 8.625% Series A Preference Units
GLOP.PRA
$147M
$20K ﹤0.01%
786
+286
+57% +$7.28K
MFC icon
486
Manulife Financial
MFC
$70.9B
$20K ﹤0.01%
1,000
– –
PPG icon
487
PPG Industries
PPG
$25.4B
$20K ﹤0.01%
148
-34
-19% -$4.31K
PRK icon
488
Park National Corp
PRK
$3.58B
$20K ﹤0.01%
200
– –
SPHD icon
489
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.42B
$20K ﹤0.01%
445
+38
+9% +$1.63K
TDIV icon
490
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.39B
$20K ﹤0.01%
470
+44
+10% +$1.82K
TSN icon
491
Tyson Foods
TSN
$19.5B
$20K ﹤0.01%
225
+25
+13% +$2.15K
TERP
492
DELISTED
TerraForm Power, Inc
TERP
$20K ﹤0.01%
+1,300
New +$21K
BNDX icon
493
Vanguard Total International Bond ETF
BNDX
$82.5B
$19K ﹤0.01%
+336
New +$19.5K
CHSCL
494
CHS Inc Class B Series 4 Preferred Stock
CHSCL
$524M
$19K ﹤0.01%
700
– –
VMRK
495
Vivmark Residential
VMRK
$26.1B
$19K ﹤0.01%
233
– –
ICE icon
496
Intercontinental Exchange
ICE
$91.1B
$19K ﹤0.01%
203
-22
-10% -$2.04K
ICF icon
497
iShares Select U.S. REIT ETF
ICF
$2.08B
$19K ﹤0.01%
320
– –
NTAP icon
498
NetApp
NTAP
$36.7B
$19K ﹤0.01%
300
– –
SCHD icon
499
Schwab US Dividend Equity ETF
SCHD
$111B
$19K ﹤0.01%
975
-918
-48% -$17.2K
SFM icon
500
Sprouts Farmers Market
SFM
$7.6B
$19K ﹤0.01%
1,000
+101
+11% +$1.96K
18 19
20
21 22

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LBD
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AG
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FMT
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KFM
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CCP
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BCA
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DIC
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Sonora Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Sonora Investment Management held 1,988 positions worth $1.06B, up 10% from $960M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sonora Investment Management deployed $60.6M of net new capital in Q4 2019, opening 239 new positions and adding to 201 existing holdings. Its largest new stake was Apple: 317,220 shares worth $23.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 55% of assets, down from 58% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was US Bancorp, an estimated $6.33M trimmed.

  • Sonora Investment Management's largest Q4 2019 buy was Apple: 317,220 shares worth $23.3M.
  • Sonora Investment Management added most to Evergy in Q4 2019, an estimated $4.97M increase.
  • Sonora Investment Management's biggest Q4 2019 reduction was US Bancorp, cutting an estimated $6.33M.
  • Sonora Investment Management fully exited Spectrum Pharmaceuticals Inc in Q4 2019, selling an estimated $5.72M.
  • Sonora Investment Management's ten largest holdings make up 21% of its $1.06B portfolio in Q4 2019.
  • Sonora Investment Management opened 239 new positions and closed 245 in Q4 2019.
  • Sonora Investment Management's portfolio value rose 10% quarter-over-quarter to $1.06B.

Based on Sonora Investment Management's 13F filing for Q4 2019, filed 17 Jan 2020.