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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
-5.96%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$689M
AUM Growth
-$34.7M
Cap. Flow
+$35.2M
Cap. Flow %
5.11%
Top 10 Hldgs %
23.15%
Holding
1,444
New
160
Increased
209
Reduced
132
Closed
119

Top Buys

Rank Stock Value
1
LMT icon
Lockheed Martin
LMT
+$1.91M
2
PEP icon
PepsiCo
PEP
+$1.66M
3
SBUX icon
Starbucks
SBUX
+$1.62M
4
GS.PRJ
GOLDMAN SACHS GROUP, INC. 5.50% SER J
GS.PRJ
+$1.2M
5
LYB icon
LyondellBasell Industries
LYB
+$1.2M

Top Sells

Rank Stock Value
1
ABB
ABB Ltd
ABB
+$5.31M
2
VMC icon
Vulcan Materials
VMC
+$5.28M
3
DD icon
DuPont de Nemours
DD
+$3.24M
4
SLB icon
SLB Ltd
SLB
+$2.68M
5
ETN icon
Eaton
ETN
+$2.07M

Sector Composition

Rank Sector Weight
1 Miscellaneous 54.94%
2 Technology 11.29%
3 Industrials 6.62%
4 Healthcare 5.91%
5 Financials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UMH
476
UMH Properties
UMH
$1.41B
$12K ﹤0.01%
1,000
– –
VET icon
477
Vermilion Energy
VET
$1.9B
$12K ﹤0.01%
550
+150
+38% +$3.9K
WH icon
478
Wyndham Hotels & Resorts
WH
$5.64B
$12K ﹤0.01%
275
– –
XLK icon
479
State Street Technology Select Sector SPDR ETF
XLK
$121B
$12K ﹤0.01%
400
– –
NTG
480
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$12K ﹤0.01%
100
– –
HMLP.PRA
481
DELISTED
Hoegh LNG Partners LP 8.75 Percent Series A Cumulative Redeemable Preferred Units, , representing limited partner interests
HMLP.PRA
$12K ﹤0.01%
500
– –
CLR
482
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$12K ﹤0.01%
300
– –
UMH.PRC
483
DELISTED
UMH Properties, Inc. 6.75% Series C Cumulative Redeemable Preferred Stock, Liquidation Preference $2
UMH.PRC
$12K ﹤0.01%
500
– –
THGA
484
DELISTED
THE HANOVER INSURANCE GROUP, INC. 6.35% Subordinated Debentures due 2053
THGA
$12K ﹤0.01%
500
– –
AAWW
485
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
$12K ﹤0.01%
285
– –
PRH
486
DELISTED
PRUDENTIAL FINANCIAL, INC. 5.70% DUE 2053
PRH
$12K ﹤0.01%
518
– –
ABR icon
487
Arbor Realty Trust
ABR
$944M
$11K ﹤0.01%
1,116
+24
+2% +$279
CIM.PRB
488
Chimera Investment Corp 8.00% Series B Preferred Stock
CIM.PRB
$323M
$11K ﹤0.01%
418
– –
COF icon
489
Capital One
COF
$132B
$11K ﹤0.01%
150
– –
GLOP.PRA
490
GasLog Partners LP 8.625% Series A Preference Units
GLOP.PRA
$147M
$11K ﹤0.01%
500
– –
HIW icon
491
Highwoods Properties
HIW
$3.44B
$11K ﹤0.01%
297
– –
KPTI icon
492
Karyopharm Therapeutics
KPTI
$42.4M
$11K ﹤0.01%
80
– –
LII icon
493
Lennox International
LII
$13.6B
$11K ﹤0.01%
50
– –
OMC icon
494
Omnicom Group
OMC
$24.2B
$11K ﹤0.01%
+145
New +$10.8K
RPAI
495
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$11K ﹤0.01%
1,009
– –
SI
496
DELISTED
SIEMENS AKTIENGESELLSCHAFT ADS
SI
$11K ﹤0.01%
200
– –
BANF icon
497
BancFirst
BANF
$3.71B
$10K ﹤0.01%
202
– –
CIM.PRA
498
Chimera Investment Corp 8.00% Series A Preferred Stock
CIM.PRA
$127M
$10K ﹤0.01%
416
-500
-55% -$12.6K
FCX icon
499
Freeport-McMoran
FCX
$110B
$10K ﹤0.01%
992
– –
FDS icon
500
Factset
FDS
$11B
$10K ﹤0.01%
50
– –
18 19
20
21 22

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AG
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FMT
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KFM
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CCP
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Sonora Investment Management's Q4 2018 Portfolio in Review

As of Q4 2018, Sonora Investment Management held 1,444 positions worth $689M, down 4.8% from $724M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sonora Investment Management deployed $35.2M of net new capital in Q4 2018, opening 160 new positions and adding to 209 existing holdings. Its largest new stake was Vanguard Morningstar Growth ETF: 12,000 shares worth $269K.

By sector, the portfolio is most concentrated in Miscellaneous at 55% of assets, up from 50% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was ABB Ltd, an estimated $5.31M trimmed.

  • Sonora Investment Management's largest Q4 2018 buy was Vanguard Morningstar Growth ETF: 12,000 shares worth $269K.
  • Sonora Investment Management added most to Lockheed Martin in Q4 2018, an estimated $1.91M increase.
  • Sonora Investment Management's biggest Q4 2018 reduction was ABB Ltd, cutting an estimated $5.31M.
  • Sonora Investment Management fully exited Vulcan Materials in Q4 2018, selling an estimated $5.28M.
  • Sonora Investment Management's ten largest holdings make up 23% of its $689M portfolio in Q4 2018.
  • Sonora Investment Management opened 160 new positions and closed 119 in Q4 2018.
  • Sonora Investment Management's portfolio value fell 4.8% quarter-over-quarter to $689M.

Based on Sonora Investment Management's 13F filing for Q4 2018, filed 25 Jan 2019.