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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+6.94%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$41.6M
Cap. Flow %
3.45%
Top 10 Hldgs %
19.08%
Holding
1,962
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

Rank Stock Value
1
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$12.4M
2
DLR.PRL icon
Digital Realty Trust 5.200% Series L Preferred Stock
DLR.PRL
+$4.46M
3
USB icon
US Bancorp
USB
+$3.2M
4
KO icon
Coca-Cola
KO
+$2.67M
5
AMZN icon
Amazon
AMZN
+$2.52M

Top Sells

Rank Stock Value
1
MET.PRE icon
MetLife Inc 5.625% Series E Preferred Stock
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.13M
3
KMI icon
Kinder Morgan
KMI
+$773K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$607K

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.02%
2 Technology 13.33%
3 Consumer Staples 6.13%
4 Industrials 5.32%
5 Healthcare 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPM icon
26
JPMorgan Chase
JPM
$951B
$8.62M 0.71%
67,800
+17,769
+36% +$1.99M
IONS icon
27
Ionis Pharmaceuticals
IONS
$10.1B
$8.54M 0.71%
150,995
+20,796
+16% +$1.04M
MRK icon
28
Merck
MRK
$366B
$8.32M 0.69%
106,600
+3,825
+4% +$293K
UNP icon
29
Union Pacific
UNP
$183B
$8.3M 0.69%
39,875
+2,640
+7% +$527K
JPM.PRC icon
30
JPMorgan Chase & Co 6.00% Series EE Preferred Stock
JPM.PRC
$1.83B
$8.26M 0.68%
289,880
+5,930
+2% +$167K
VZ icon
31
Verizon
VZ
$208B
$8.13M 0.67%
138,476
+12,023
+10% +$714K
EMR icon
32
Emerson Electric
EMR
$86.6B
$7.84M 0.65%
97,578
+4,288
+5% +$319K
CSCO icon
33
Cisco
CSCO
$433B
$7.6M 0.63%
169,815
-3,171
-2% -$130K
SBUX icon
34
Starbucks
SBUX
$123B
$7.47M 0.62%
69,861
+5,227
+8% +$499K
PNC.PRP
35
DELISTED
THE PNC FINANCIAL SERVICES GROUP, INC.
PNC.PRP
$6.97M 0.58%
260,375
-7,775
-3% -$208K
AMZN icon
36
Amazon
AMZN
$2.87T
$6.58M 0.55%
40,400
+15,800
+64% +$2.52M
SCHW.PRD
37
Charles Schwab 5.95% Series D Preferred Stock
SCHW.PRD
$701M
$6.37M 0.53%
244,785
-16,350
-6% -$423K
EVRG icon
38
Evergy
EVRG
$18.6B
$6.31M 0.52%
113,744
+14,764
+15% +$810K
HON icon
39
Honeywell
HON
$68.9B
$6.2M 0.51%
30,923
+9,334
+43% +$1.7M
VLO icon
40
Valero Energy
VLO
$101B
$6.1M 0.51%
107,837
-8,079
-7% -$396K
AEPPL
41
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$6.04M 0.5%
120,647
+48,965
+68% +$2.51M
GIS icon
42
General Mills
GIS
$22.2B
$5.84M 0.48%
99,370
+8,400
+9% +$508K
AMGN icon
43
Amgen
AMGN
$234B
$5.74M 0.48%
24,975
+6,684
+37% +$1.54M
GLW icon
44
Corning
GLW
$128B
$5.67M 0.47%
157,631
-2,645
-2% -$93.9K
MMM icon
45
3M
MMM
$89.9B
$5.55M 0.46%
37,971
+3,544
+10% +$503K
USB icon
46
US Bancorp
USB
$97.3B
$5.45M 0.45%
116,916
+75,527
+182% +$3.2M
KLAC icon
47
KLA
KLAC
$229B
$5.43M 0.45%
209,740
+21,950
+12% +$512K
DIS icon
48
Walt Disney
DIS
$187B
$5.37M 0.45%
29,628
+2,309
+8% +$331K
T icon
49
AT&T
T
$178B
$5.37M 0.45%
246,971
+553
+0.2% +$11.9K
TFC.PRH
50
DELISTED
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
$5.05M 0.42%
194,327
-23,410
-11% -$607K
1
2
3 4 5

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LBD
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AG
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FMT
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KFM
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Sonora Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Sonora Investment Management held 1,962 positions worth $1.21B, up 12% from $1.08B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sonora Investment Management deployed $41.6M of net new capital in Q4 2020, opening 108 new positions and adding to 215 existing holdings. Its largest new stake was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.

By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 57% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Intel, an estimated $1.13M trimmed.

  • Sonora Investment Management's largest Q4 2020 buy was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.
  • Sonora Investment Management added most to MetLife Inc 4.75% Series F Preferred Stock in Q4 2020, an estimated $12.4M increase.
  • Sonora Investment Management's biggest Q4 2020 reduction was Intel, cutting an estimated $1.13M.
  • Sonora Investment Management fully exited MetLife Inc 5.625% Series E Preferred Stock in Q4 2020, selling an estimated $10.7M.
  • Sonora Investment Management's ten largest holdings make up 19% of its $1.21B portfolio in Q4 2020.
  • Sonora Investment Management opened 108 new positions and closed 206 in Q4 2020.
  • Sonora Investment Management's portfolio value rose 12% quarter-over-quarter to $1.21B.

Based on Sonora Investment Management's 13F filing for Q4 2020, filed 13 Jan 2021.