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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+3.6%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.06B
AUM Growth
+$98.3M
Cap. Flow
+$60.6M
Cap. Flow %
5.72%
Top 10 Hldgs %
20.93%
Holding
1,988
New
239
Increased
201
Reduced
189
Closed
245

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.4M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$9.66M
3
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$6.35M
4
EVRG icon
Evergy
EVRG
+$4.97M
5
TFC icon
Truist Financial
TFC
+$2.6M

Top Sells

Rank Stock Value
1
USB icon
US Bancorp
USB
+$6.33M
2
SPPI
Spectrum Pharmaceuticals Inc
SPPI
+$5.72M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.54M
4
STI
SunTrust Banks, Inc.
STI
+$470K
5
JPM icon
JPMorgan Chase
JPM
+$245K

Sector Composition

Rank Sector Weight
1 Miscellaneous 55.03%
2 Technology 11.04%
3 Industrials 6.88%
4 Consumer Staples 4.83%
5 Healthcare 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRK icon
26
Merck
MRK
$366B
$7.48M 0.71%
86,208
+7,247
+9% +$595K
IONS icon
27
Ionis Pharmaceuticals
IONS
$10.1B
$6.99M 0.66%
115,763
-1,246
-1% -$74.2K
XOM icon
28
ExxonMobil
XOM
$644B
$6.94M 0.66%
99,436
+12,922
+15% +$894K
COST icon
29
Costco
COST
$419B
$6.71M 0.63%
22,830
+419
+2% +$125K
RTN
30
DELISTED
Raytheon Company
RTN
$6.62M 0.63%
30,123
+1,007
+3% +$213K
PNC.PRP
31
DELISTED
THE PNC FINANCIAL SERVICES GROUP, INC.
PNC.PRP
$6.48M 0.61%
236,600
+38,295
+19% +$1.04M
TFC.PRH
32
DELISTED
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
$6.42M 0.61%
+238,815
New +$6.35M
CSX icon
33
CSX Corp
CSX
$95B
$6.4M 0.6%
265,188
+26,889
+11% +$636K
LYB icon
34
LyondellBasell Industries
LYB
$20.6B
$6.21M 0.59%
65,752
+5,265
+9% +$483K
MMM icon
35
3M
MMM
$89.9B
$6.18M 0.58%
41,868
+9,379
+29% +$1.31M
FITB.PRI
36
Fifth Third Bancorp Depositary Shares 6.625% Fixed-to-Floating Rate Preferred Stock Series I
FITB.PRI
$459M
$5.91M 0.56%
205,974
+45,655
+28% +$1.3M
MDT icon
37
Medtronic
MDT
$117B
$5.73M 0.54%
50,472
+1,368
+3% +$150K
CINF icon
38
Cincinnati Financial
CINF
$26.4B
$5.59M 0.53%
53,138
+1,550
+3% +$169K
PAYX icon
39
Paychex
PAYX
$45.2B
$5.51M 0.52%
64,763
+13,930
+27% +$1.18M
SCHW.PRD
40
Charles Schwab 5.95% Series D Preferred Stock
SCHW.PRD
$701M
$5.37M 0.51%
202,483
+38,304
+23% +$1.02M
KMI icon
41
Kinder Morgan
KMI
$70.3B
$5.33M 0.5%
251,587
+2,735
+1% +$55.4K
EVRG icon
42
Evergy
EVRG
$18.6B
$5.24M 0.5%
80,529
+77,915
+2,981% +$4.97M
GLW icon
43
Corning
GLW
$128B
$5.09M 0.48%
174,886
-8,435
-5% -$245K
WMT icon
44
Walmart Inc
WMT
$820B
$5.08M 0.48%
128,133
+24,126
+23% +$958K
USB.PRM
45
DELISTED
U.S. Bancorp Depositary Shares, each representing 1/1000th interest in a share of Series F Non-Cumul
USB.PRM
$4.91M 0.46%
177,670
+23,575
+15% +$647K
KLAC icon
46
KLA
KLAC
$229B
$4.9M 0.46%
275,060
+6,450
+2% +$108K
SBUX icon
47
Starbucks
SBUX
$123B
$4.83M 0.46%
54,949
+3,555
+7% +$303K
GS.PRJ
48
DELISTED
GOLDMAN SACHS GROUP, INC. 5.50% SER J
GS.PRJ
$4.14M 0.39%
154,480
+67,640
+78% +$1.81M
JPM.PRG
49
DELISTED
JPMorgan Chase & Co. Depositary Shares, each representing a 1/400th interest in a share of 6.10% Non
JPM.PRG
$4M 0.38%
155,577
-2,705
-2% -$69.8K
GIS icon
50
General Mills
GIS
$22.2B
$3.9M 0.37%
72,861
+5,023
+7% +$265K
1
2
3 4 5

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Sonora Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Sonora Investment Management held 1,988 positions worth $1.06B, up 10% from $960M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sonora Investment Management deployed $60.6M of net new capital in Q4 2019, opening 239 new positions and adding to 201 existing holdings. Its largest new stake was Apple: 317,220 shares worth $23.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 55% of assets, down from 58% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was US Bancorp, an estimated $6.33M trimmed.

  • Sonora Investment Management's largest Q4 2019 buy was Apple: 317,220 shares worth $23.3M.
  • Sonora Investment Management added most to Evergy in Q4 2019, an estimated $4.97M increase.
  • Sonora Investment Management's biggest Q4 2019 reduction was US Bancorp, cutting an estimated $6.33M.
  • Sonora Investment Management fully exited Spectrum Pharmaceuticals Inc in Q4 2019, selling an estimated $5.72M.
  • Sonora Investment Management's ten largest holdings make up 21% of its $1.06B portfolio in Q4 2019.
  • Sonora Investment Management opened 239 new positions and closed 245 in Q4 2019.
  • Sonora Investment Management's portfolio value rose 10% quarter-over-quarter to $1.06B.

Based on Sonora Investment Management's 13F filing for Q4 2019, filed 17 Jan 2020.