SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Return 17.61%
This Quarter Return
+6.94%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$45.1M
Cap. Flow %
3.74%
Top 10 Hldgs %
19.08%
Holding
1,963
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

1
MET.PRF icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 4.75% Non-Cumulative Preferred Stock, Series F
MET.PRF
+$12.6M
2
DLR.PRL icon
Digital Realty Trust, Inc. 5.200% Series L Cumulative Redeemable Preferred Stock
DLR.PRL
+$4.49M
3
USB icon
US Bancorp
USB
+$3.52M
4
KO icon
Coca-Cola
KO
+$2.83M
5
AMZN icon
Amazon
AMZN
+$2.57M

Top Sells

1
MET.PRE icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.625% Non-Cumulative Preferred Stock, Series E
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.15M
3
KMI icon
Kinder Morgan
KMI
+$790K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$608K

Sector Composition

1 Technology 13.3%
2 Consumer Staples 6.13%
3 Industrials 5.32%
4 Healthcare 5.25%
5 Financials 4.78%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
APH icon
451
Amphenol
APH
$145B
$26K ﹤0.01%
800
– –
CE icon
452
Celanese
CE
$4.88B
$26K ﹤0.01%
200
– –
DJP icon
453
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$587M
$26K ﹤0.01%
1,182
– –
GMRE
454
Global Medical REIT
GMRE
$508M
$26K ﹤0.01%
2,000
– –
IMCB icon
455
iShares Morningstar Mid-Cap ETF
IMCB
$1.18B
$26K ﹤0.01%
440
– –
JCI icon
456
Johnson Controls International
JCI
$70.3B
$26K ﹤0.01%
560
-106
-16% -$4.92K
LSTR icon
457
Landstar System
LSTR
$4.49B
$26K ﹤0.01%
190
+183
+2,614% +$25K
MDYV icon
458
SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.47B
$26K ﹤0.01%
+470
New +$26K
VCIT icon
459
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$55B
$26K ﹤0.01%
267
-513
-66% -$50K
Z icon
460
Zillow
Z
$20.9B
$26K ﹤0.01%
200
– –
ANZ
461
DELISTED
AUSTRALIA & NW ZEAL ADS(RP5 SH
ANZ
$26K ﹤0.01%
1,500
– –
AFCI
462
DELISTED
ADVANCED FIBRE COMMUNCTNS
AFCI
$26K ﹤0.01%
985
– –
ALL icon
463
Allstate
ALL
$52.7B
$25K ﹤0.01%
224
– –
AZN icon
464
AstraZeneca
AZN
$251B
$25K ﹤0.01%
508
– –
LIT icon
465
Global X Lithium & Battery Tech ETF
LIT
$1.12B
$25K ﹤0.01%
400
– –
VEEV icon
466
Veeva Systems
VEEV
$44.9B
$25K ﹤0.01%
90
– –
WIX icon
467
WIX.com
WIX
$9.12B
$25K ﹤0.01%
+100
New +$25K
PXD
468
DELISTED
Pioneer Natural Resource Co.
PXD
$25K ﹤0.01%
218
– –
ATVI
469
DELISTED
Activision Blizzard Inc.
ATVI
$25K ﹤0.01%
271
+200
+282% +$18.5K
CIO.PRA
470
City Office REIT, Inc. 6.625% Series A Cumulative Redeemable Preferred Stock
CIO.PRA
$112M
$24K ﹤0.01%
885
– –
QCLN icon
471
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$449M
$24K ﹤0.01%
+348
New +$24K
VRTX icon
472
Vertex Pharmaceuticals
VRTX
$101B
$24K ﹤0.01%
103
– –
NEE.PRK
473
DELISTED
NextEra Energy Capital Holdings, Inc. Series K Junior Subordinated Debentures due June 1, 2076
NEE.PRK
$24K ﹤0.01%
900
– –
TCBIP
474
DELISTED
Texas Capital Bancshares, Inc. Non Cumulative Preferred Perpetual Stock Series A
TCBIP
$24K ﹤0.01%
950
– –
TCP
475
DELISTED
TC Pipelines LP
TCP
$24K ﹤0.01%
800
– –
17 18
19
20 21