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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+6.94%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$41.6M
Cap. Flow %
3.45%
Top 10 Hldgs %
19.08%
Holding
1,962
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

Rank Stock Value
1
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$12.4M
2
DLR.PRL icon
Digital Realty Trust 5.200% Series L Preferred Stock
DLR.PRL
+$4.46M
3
USB icon
US Bancorp
USB
+$3.2M
4
KO icon
Coca-Cola
KO
+$2.67M
5
AMZN icon
Amazon
AMZN
+$2.52M

Top Sells

Rank Stock Value
1
MET.PRE icon
MetLife Inc 5.625% Series E Preferred Stock
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.13M
3
KMI icon
Kinder Morgan
KMI
+$773K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$607K

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.02%
2 Technology 13.33%
3 Consumer Staples 6.13%
4 Industrials 5.32%
5 Healthcare 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APH icon
451
Amphenol
APH
$194B
$26K ﹤0.01%
800
– –
CE icon
452
Celanese
CE
$4.94B
$26K ﹤0.01%
200
– –
DJP icon
453
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$856M
$26K ﹤0.01%
1,182
– –
XRN
454
Chiron Real Estate Inc
XRN
$487M
$26K ﹤0.01%
400
– –
IMCB icon
455
iShares Morningstar Mid-Cap ETF
IMCB
$1.71B
$26K ﹤0.01%
440
– –
JCI icon
456
Johnson Controls International
JCI
$84.6B
$26K ﹤0.01%
560
-106
-16% -$4.71K
LSTR icon
457
Landstar System
LSTR
$6.11B
$26K ﹤0.01%
190
+183
+2,614% +$24K
MDYV icon
458
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.82B
$26K ﹤0.01%
+470
New +$23.7K
VCIT icon
459
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.6B
$26K ﹤0.01%
267
-513
-66% -$49.4K
Z icon
460
Zillow
Z
$8.02B
$26K ﹤0.01%
200
– –
ANZ
461
DELISTED
AUSTRALIA & NW ZEAL ADS(RP5 SH
ANZ
$26K ﹤0.01%
1,500
– –
AFCI
462
DELISTED
Advanced Fibre Communications
AFCI
$26K ﹤0.01%
985
– –
ALL icon
463
Allstate
ALL
$65.9B
$25K ﹤0.01%
224
– –
AZN icon
464
AstraZeneca
AZN
$252B
$25K ﹤0.01%
254
– –
LIT icon
465
Global X Lithium & Battery Tech ETF
LIT
$1.63B
$25K ﹤0.01%
400
– –
VEEV icon
466
Veeva Systems
VEEV
$44.8B
$25K ﹤0.01%
90
– –
WIX icon
467
WIX.com
WIX
$3.67B
$25K ﹤0.01%
+100
New +$26.3K
PXD
468
DELISTED
Pioneer Natural Resource Co.
PXD
$25K ﹤0.01%
218
– –
ATVI
469
DELISTED
Activision Blizzard
ATVI
$25K ﹤0.01%
271
+200
+282% +$16.2K
CIO.PRA
470
DELISTED
City Office REIT 6.625% Series A Preferred Stock
CIO.PRA
$24K ﹤0.01%
885
– –
QCLN icon
471
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$572M
$24K ﹤0.01%
+348
New +$19.8K
VRTX icon
472
Vertex Pharmaceuticals
VRTX
$137B
$24K ﹤0.01%
103
– –
NEE.PRK
473
DELISTED
NextEra Energy Capital Holdings, Inc. Series K Junior Subordinated Debentures due June 1, 2076
NEE.PRK
$24K ﹤0.01%
900
– –
TCBIP
474
DELISTED
Texas Capital Bancshares, Inc. Non Cumulative Preferred Perpetual Stock Series A
TCBIP
$24K ﹤0.01%
950
– –
TCP
475
DELISTED
TC Pipelines LP
TCP
$24K ﹤0.01%
800
– –
17 18
19
20 21

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KFM
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Sonora Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Sonora Investment Management held 1,962 positions worth $1.21B, up 12% from $1.08B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sonora Investment Management deployed $41.6M of net new capital in Q4 2020, opening 108 new positions and adding to 215 existing holdings. Its largest new stake was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.

By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 57% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Intel, an estimated $1.13M trimmed.

  • Sonora Investment Management's largest Q4 2020 buy was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.
  • Sonora Investment Management added most to MetLife Inc 4.75% Series F Preferred Stock in Q4 2020, an estimated $12.4M increase.
  • Sonora Investment Management's biggest Q4 2020 reduction was Intel, cutting an estimated $1.13M.
  • Sonora Investment Management fully exited MetLife Inc 5.625% Series E Preferred Stock in Q4 2020, selling an estimated $10.7M.
  • Sonora Investment Management's ten largest holdings make up 19% of its $1.21B portfolio in Q4 2020.
  • Sonora Investment Management opened 108 new positions and closed 206 in Q4 2020.
  • Sonora Investment Management's portfolio value rose 12% quarter-over-quarter to $1.21B.

Based on Sonora Investment Management's 13F filing for Q4 2020, filed 13 Jan 2021.