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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+3.6%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.06B
AUM Growth
+$98.3M
Cap. Flow
+$60.6M
Cap. Flow %
5.72%
Top 10 Hldgs %
20.93%
Holding
1,988
New
239
Increased
201
Reduced
189
Closed
245

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.4M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$9.66M
3
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$6.35M
4
EVRG icon
Evergy
EVRG
+$4.97M
5
TFC icon
Truist Financial
TFC
+$2.6M

Top Sells

Rank Stock Value
1
USB icon
US Bancorp
USB
+$6.33M
2
SPPI
Spectrum Pharmaceuticals Inc
SPPI
+$5.72M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.54M
4
STI
SunTrust Banks, Inc.
STI
+$470K
5
JPM icon
JPMorgan Chase
JPM
+$245K

Sector Composition

Rank Sector Weight
1 Miscellaneous 55.03%
2 Technology 11.04%
3 Industrials 6.88%
4 Consumer Staples 4.83%
5 Healthcare 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CIO.PRA
451
DELISTED
City Office REIT 6.625% Series A Preferred Stock
CIO.PRA
$23K ﹤0.01%
885
– –
CMI icon
452
Cummins
CMI
$77.8B
$23K ﹤0.01%
127
– –
DLN icon
453
WisdomTree US LargeCap Dividend Fund
DLN
$6.35B
$23K ﹤0.01%
428
– –
HE icon
454
Hawaiian Electric Industries
HE
$1.97B
$23K ﹤0.01%
500
– –
IMCB icon
455
iShares Morningstar Mid-Cap ETF
IMCB
$1.71B
$23K ﹤0.01%
440
– –
TEL icon
456
TE Connectivity
TEL
$58.7B
$23K ﹤0.01%
237
+200
+541% +$18.5K
VGT icon
457
Vanguard Information Technology ETF
VGT
$147B
$23K ﹤0.01%
744
+384
+107% +$11K
GOODM
458
DELISTED
Gladstone Commercial Corporation Series D Cumulative Redeemable Preferred Stock
GOODM
$23K ﹤0.01%
900
– –
DNKN
459
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$23K ﹤0.01%
300
– –
APH icon
460
Amphenol
APH
$194B
$22K ﹤0.01%
+800
New +$20.4K
CBT icon
461
Cabot Corp
CBT
$4.32B
$22K ﹤0.01%
456
– –
CHX
462
DELISTED
ChampionX
CHX
$22K ﹤0.01%
654
-100
-13% -$2.72K
CLAR icon
463
Clarus
CLAR
$145M
$22K ﹤0.01%
1,607
– –
CNC icon
464
Centene
CNC
$32B
$22K ﹤0.01%
350
– –
DAL icon
465
Delta Air Lines
DAL
$52.7B
$22K ﹤0.01%
377
+90
+31% +$5.05K
HSY icon
466
Hershey
HSY
$36B
$22K ﹤0.01%
+150
New +$22.2K
NTR icon
467
Nutrien
NTR
$35.1B
$22K ﹤0.01%
456
– –
PRLB icon
468
Protolabs
PRLB
$1.91B
$22K ﹤0.01%
220
– –
USMV icon
469
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$22K ﹤0.01%
341
+68
+25% +$4.37K
XLK icon
470
State Street Technology Select Sector SPDR ETF
XLK
$121B
$22K ﹤0.01%
482
+28
+6% +$1.2K
HYG icon
471
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.6B
$21K ﹤0.01%
+238
New +$20.7K
LVS icon
472
Las Vegas Sands
LVS
$29.2B
$21K ﹤0.01%
300
-262
-47% -$16.3K
MTB icon
473
M&T Bank
MTB
$34.3B
$21K ﹤0.01%
125
– –
SMP icon
474
Standard Motor Products
SMP
$827M
$21K ﹤0.01%
400
– –
SWKS icon
475
Skyworks Solutions
SWKS
$9.9B
$21K ﹤0.01%
170
+70
+70% +$6.88K
17 18
19
20 21

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KFM
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BCA
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DIC
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Sonora Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Sonora Investment Management held 1,988 positions worth $1.06B, up 10% from $960M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sonora Investment Management deployed $60.6M of net new capital in Q4 2019, opening 239 new positions and adding to 201 existing holdings. Its largest new stake was Apple: 317,220 shares worth $23.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 55% of assets, down from 58% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was US Bancorp, an estimated $6.33M trimmed.

  • Sonora Investment Management's largest Q4 2019 buy was Apple: 317,220 shares worth $23.3M.
  • Sonora Investment Management added most to Evergy in Q4 2019, an estimated $4.97M increase.
  • Sonora Investment Management's biggest Q4 2019 reduction was US Bancorp, cutting an estimated $6.33M.
  • Sonora Investment Management fully exited Spectrum Pharmaceuticals Inc in Q4 2019, selling an estimated $5.72M.
  • Sonora Investment Management's ten largest holdings make up 21% of its $1.06B portfolio in Q4 2019.
  • Sonora Investment Management opened 239 new positions and closed 245 in Q4 2019.
  • Sonora Investment Management's portfolio value rose 10% quarter-over-quarter to $1.06B.

Based on Sonora Investment Management's 13F filing for Q4 2019, filed 17 Jan 2020.