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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+1.06%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$960M
AUM Growth
+$64.7M
Cap. Flow
+$62.1M
Cap. Flow %
6.47%
Top 10 Hldgs %
20.85%
Holding
2,027
New
280
Increased
204
Reduced
178
Closed
278

Top Buys

Rank Stock Value
1
T icon
AT&T
T
+$4.13M
2
PNW icon
Pinnacle West Capital
PNW
+$3.46M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.65M
4
SVC
Service Properties Trust
SVC
+$1.68M
5
AJG icon
Arthur J. Gallagher & Co
AJG
+$1.61M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$14.9M
2
TFC icon
Truist Financial
TFC
+$8.1M
3
STI
SunTrust Banks, Inc.
STI
+$5.8M
4
BBT.PRH
BB&T Corporation
BBT.PRH
+$4.35M
5
CINF icon
Cincinnati Financial
CINF
+$2.41M

Sector Composition

Rank Sector Weight
1 Miscellaneous 58.36%
2 Technology 8.34%
3 Industrials 6.45%
4 Consumer Staples 4.98%
5 Healthcare 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLK icon
451
State Street Technology Select Sector SPDR ETF
XLK
$121B
$18K ﹤0.01%
454
-482
-51% -$19.3K
NBR.PRA
452
DELISTED
Nabors Industries Ltd. 6.00% Mandatory Convertible Preferred Shares, Series A
NBR.PRA
$18K ﹤0.01%
1,100
– –
COF.PRD.CL
453
DELISTED
CAPITAL ONE FINANCIAL CORPORATION SERIES D
COF.PRD.CL
$18K ﹤0.01%
720
– –
DAL icon
454
Delta Air Lines
DAL
$52.7B
$17K ﹤0.01%
287
-136
-32% -$8.06K
RF.PRC icon
455
Regions Financial Corp 5.700% Series C Preferred Stock
RF.PRC
$490M
$17K ﹤0.01%
+600
New +$16.1K
SFM icon
456
Sprouts Farmers Market
SFM
$7.6B
$17K ﹤0.01%
899
– –
SKX
457
DELISTED
Skechers
SKX
$17K ﹤0.01%
450
– –
SPHD icon
458
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.42B
$17K ﹤0.01%
+407
New +$17K
TDIV icon
459
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.39B
$17K ﹤0.01%
+426
New +$16.9K
TSN icon
460
Tyson Foods
TSN
$19.5B
$17K ﹤0.01%
200
– –
TWO.PRA
461
Two Harbors Investment Corp 8.125% Series A Preferred Stock
TWO.PRA
$145M
$17K ﹤0.01%
600
– –
USMV icon
462
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$17K ﹤0.01%
+273
New +$17.3K
VRTX icon
463
Vertex Pharmaceuticals
VRTX
$137B
$17K ﹤0.01%
98
– –
PSA.PRE
464
DELISTED
Public Storage Depositary Shares Each Representing 1/1000 of a 4.90% Cumulative Preferred Share of B
PSA.PRE
$17K ﹤0.01%
650
– –
ELD icon
465
WisdomTree Emerging Markets Local Debt Fund
ELD
$143M
$16K ﹤0.01%
475
– –
FSTA icon
466
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.42B
$16K ﹤0.01%
+431
New +$15.5K
IBB icon
467
iShares Biotechnology ETF
IBB
$10.5B
$16K ﹤0.01%
159
+135
+563% +$14.1K
IGSB icon
468
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.4B
$16K ﹤0.01%
+302
New +$16.2K
NTAP icon
469
NetApp
NTAP
$36.7B
$16K ﹤0.01%
300
– –
SCHP icon
470
Schwab US TIPS ETF
SCHP
$16.5B
$16K ﹤0.01%
+560
New +$15.9K
SOHOO
471
DELISTED
SOTHERLY HTL PFD 7.875% C
SOHOO
$16K ﹤0.01%
600
– –
TSLA icon
472
Tesla
TSLA
$1.38T
$16K ﹤0.01%
975
– –
GAP
473
The Gap Inc
GAP
$8.45B
$16K ﹤0.01%
935
– –
GBLL
474
DELISTED
Global Indemnity Group, LLC 7.875% Subordinated Notes due 2047
GBLL
$16K ﹤0.01%
600
– –
ARES.PRA
475
DELISTED
Ares Management Corporation 7.00% Series A Preferred Stock
ARES.PRA
$16K ﹤0.01%
600
– –
17 18
19
20 21

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Sonora Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Sonora Investment Management held 2,027 positions worth $960M, up 7.2% from $895M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sonora Investment Management deployed $62.1M of net new capital in Q3 2019, opening 280 new positions and adding to 204 existing holdings. Its largest new stake was Pinnacle West Capital: 36,720 shares worth $3.56M.

By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, up from 55% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was SunTrust Banks, Inc., an estimated $5.8M trimmed.

  • Sonora Investment Management's largest Q3 2019 buy was Pinnacle West Capital: 36,720 shares worth $3.56M.
  • Sonora Investment Management added most to AT&T in Q3 2019, an estimated $4.13M increase.
  • Sonora Investment Management's biggest Q3 2019 reduction was SunTrust Banks, Inc., cutting an estimated $5.8M.
  • Sonora Investment Management fully exited Apple in Q3 2019, selling an estimated $14.9M.
  • Sonora Investment Management's ten largest holdings make up 21% of its $960M portfolio in Q3 2019.
  • Sonora Investment Management opened 280 new positions and closed 278 in Q3 2019.
  • Sonora Investment Management's portfolio value rose 7.2% quarter-over-quarter to $960M.

Based on Sonora Investment Management's 13F filing for Q3 2019, filed 15 Oct 2019.