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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+6.94%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$41.6M
Cap. Flow %
3.45%
Top 10 Hldgs %
19.08%
Holding
1,962
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

Rank Stock Value
1
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$12.4M
2
DLR.PRL icon
Digital Realty Trust 5.200% Series L Preferred Stock
DLR.PRL
+$4.46M
3
USB icon
US Bancorp
USB
+$3.2M
4
KO icon
Coca-Cola
KO
+$2.67M
5
AMZN icon
Amazon
AMZN
+$2.52M

Top Sells

Rank Stock Value
1
MET.PRE icon
MetLife Inc 5.625% Series E Preferred Stock
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.13M
3
KMI icon
Kinder Morgan
KMI
+$773K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$607K

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.02%
2 Technology 13.33%
3 Consumer Staples 6.13%
4 Industrials 5.32%
5 Healthcare 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPH icon
426
Suburban Propane Partners
SPH
$1.18B
$32K ﹤0.01%
2,168
– –
TTD icon
427
Trade Desk
TTD
$6.38B
$32K ﹤0.01%
400
– –
AKAM icon
428
Akamai
AKAM
$15.4B
$31K ﹤0.01%
300
– –
CTSH icon
429
Cognizant
CTSH
$28.8B
$31K ﹤0.01%
380
– –
PRLB icon
430
Protolabs
PRLB
$1.91B
$31K ﹤0.01%
200
– –
STPZ icon
431
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$524M
$31K ﹤0.01%
570
-130
-19% -$6.99K
DASTY
432
DELISTED
DASSAULT SYSTEMES SA ADR
DASTY
$31K ﹤0.01%
150
– –
AXP icon
433
American Express
AXP
$225B
$30K ﹤0.01%
248
+11
+5% +$1.22K
BATRK icon
434
Atlanta Braves Holdings Series B
BATRK
$3.24B
$30K ﹤0.01%
1,200
– –
NDSN icon
435
Nordson
NDSN
$18.1B
$30K ﹤0.01%
150
– –
PANW icon
436
Palo Alto Networks
PANW
$303B
$30K ﹤0.01%
510
+210
+70% +$9.81K
UMH
437
UMH Properties
UMH
$1.41B
$30K ﹤0.01%
2,000
– –
VSS icon
438
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$12.1B
$30K ﹤0.01%
250
– –
LNG icon
439
Cheniere Energy
LNG
$58.3B
$29K ﹤0.01%
486
– –
NVTA
440
DELISTED
Invitae Corporation
NVTA
$29K ﹤0.01%
+700
New +$33.4K
WFC.PRX
441
DELISTED
Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cu
WFC.PRX
$28K ﹤0.01%
1,060
– –
DD
442
DELISTED
Du Pont De Nemours E I
DD
$28K ﹤0.01%
388
-696
-64% -$50.2K
CB
443
DELISTED
CHUBB CORPORATION
CB
$28K ﹤0.01%
183
+7
+4% +$1.07K
AMX icon
444
America Movil
AMX
$69.4B
$27K ﹤0.01%
1,891
– –
ARCC icon
445
Ares Capital
ARCC
$14.3B
$27K ﹤0.01%
1,587
– –
FBZ
446
DELISTED
First Trust Brazil AlphaDEX Fund
FBZ
$27K ﹤0.01%
2,000
– –
NTLA icon
447
Intellia Therapeutics
NTLA
$1.8B
$27K ﹤0.01%
+500
New +$18.2K
MODN
448
DELISTED
MODEL N, INC.
MODN
$27K ﹤0.01%
750
– –
PUK.PRA
449
DELISTED
Prudential Public Limited Co. 6.50% Perp Sub Capital Sec.
PUK.PRA
$27K ﹤0.01%
945
– –
COF.PRG
450
DELISTED
Capital One Financial Corporation
COF.PRG
$27K ﹤0.01%
1,000
– –
16 17
18
19 20

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FMT
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KFM
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CCP
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Sonora Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Sonora Investment Management held 1,962 positions worth $1.21B, up 12% from $1.08B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sonora Investment Management deployed $41.6M of net new capital in Q4 2020, opening 108 new positions and adding to 215 existing holdings. Its largest new stake was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.

By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 57% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Intel, an estimated $1.13M trimmed.

  • Sonora Investment Management's largest Q4 2020 buy was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.
  • Sonora Investment Management added most to MetLife Inc 4.75% Series F Preferred Stock in Q4 2020, an estimated $12.4M increase.
  • Sonora Investment Management's biggest Q4 2020 reduction was Intel, cutting an estimated $1.13M.
  • Sonora Investment Management fully exited MetLife Inc 5.625% Series E Preferred Stock in Q4 2020, selling an estimated $10.7M.
  • Sonora Investment Management's ten largest holdings make up 19% of its $1.21B portfolio in Q4 2020.
  • Sonora Investment Management opened 108 new positions and closed 206 in Q4 2020.
  • Sonora Investment Management's portfolio value rose 12% quarter-over-quarter to $1.21B.

Based on Sonora Investment Management's 13F filing for Q4 2020, filed 13 Jan 2021.