SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Return 17.61%
This Quarter Return
+6.94%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$45.1M
Cap. Flow %
3.74%
Top 10 Hldgs %
19.08%
Holding
1,963
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

1
MET.PRF icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 4.75% Non-Cumulative Preferred Stock, Series F
MET.PRF
+$12.6M
2
DLR.PRL icon
Digital Realty Trust, Inc. 5.200% Series L Cumulative Redeemable Preferred Stock
DLR.PRL
+$4.49M
3
USB icon
US Bancorp
USB
+$3.52M
4
KO icon
Coca-Cola
KO
+$2.83M
5
AMZN icon
Amazon
AMZN
+$2.57M

Top Sells

1
MET.PRE icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.625% Non-Cumulative Preferred Stock, Series E
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.15M
3
KMI icon
Kinder Morgan
KMI
+$790K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$608K

Sector Composition

1 Technology 13.3%
2 Consumer Staples 6.13%
3 Industrials 5.32%
4 Healthcare 5.25%
5 Financials 4.78%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SPH icon
426
Suburban Propane Partners
SPH
$1.2B
$32K ﹤0.01%
2,168
– –
TTD icon
427
Trade Desk
TTD
$23.4B
$32K ﹤0.01%
400
– –
AKAM icon
428
Akamai
AKAM
$11.1B
$31K ﹤0.01%
300
– –
CTSH icon
429
Cognizant
CTSH
$33.8B
$31K ﹤0.01%
380
– –
PRLB icon
430
Protolabs
PRLB
$1.18B
$31K ﹤0.01%
200
– –
STPZ icon
431
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$430M
$31K ﹤0.01%
570
-130
-19% -$7.07K
DASTY
432
DELISTED
DASSAULT SYSTEMES SA ADR
DASTY
$31K ﹤0.01%
150
– –
AXP icon
433
American Express
AXP
$224B
$30K ﹤0.01%
248
+11
+5% +$1.33K
BATRK icon
434
Atlanta Braves Holdings Series B
BATRK
$2.63B
$30K ﹤0.01%
1,200
– –
NDSN icon
435
Nordson
NDSN
$12.6B
$30K ﹤0.01%
150
– –
PANW icon
436
Palo Alto Networks
PANW
$134B
$30K ﹤0.01%
510
+210
+70% +$12.4K
UMH
437
UMH Properties
UMH
$1.27B
$30K ﹤0.01%
2,000
– –
VSS icon
438
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$9.85B
$30K ﹤0.01%
250
– –
LNG icon
439
Cheniere Energy
LNG
$52B
$29K ﹤0.01%
486
– –
NVTA
440
DELISTED
Invitae Corporation
NVTA
$29K ﹤0.01%
+700
New +$29K
WFC.PRX
441
DELISTED
Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cu
WFC.PRX
$28K ﹤0.01%
1,060
– –
DD
442
DELISTED
Du Pont De Nemours E I
DD
$28K ﹤0.01%
388
-696
-64% -$50.2K
CB
443
DELISTED
CHUBB CORPORATION
CB
$28K ﹤0.01%
183
+7
+4% +$1.07K
AMX icon
444
America Movil
AMX
$59.9B
$27K ﹤0.01%
1,891
– –
ARCC icon
445
Ares Capital
ARCC
$15.7B
$27K ﹤0.01%
1,587
– –
FBZ
446
DELISTED
First Trust Brazil AlphaDEX Fund
FBZ
$27K ﹤0.01%
2,000
– –
NTLA icon
447
Intellia Therapeutics
NTLA
$1.26B
$27K ﹤0.01%
+500
New +$27K
MODN
448
DELISTED
MODEL N, INC.
MODN
$27K ﹤0.01%
750
– –
PUK.PRA
449
DELISTED
Prudential Public Limited Co. 6.50% Perp Sub Capital Sec.
PUK.PRA
$27K ﹤0.01%
945
– –
COF.PRG
450
DELISTED
Capital One Financial Corporation
COF.PRG
$27K ﹤0.01%
1,000
– –
16 17
18
19 20