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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+4.45%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.08B
AUM Growth
+$103M
Cap. Flow
+$53.3M
Cap. Flow %
4.93%
Top 10 Hldgs %
20.47%
Holding
2,092
New
200
Increased
233
Reduced
245
Closed
238

Top Buys

Rank Stock Value
1
DLR.PRL icon
Digital Realty Trust 5.200% Series L Preferred Stock
DLR.PRL
+$4.23M
2
VZ icon
Verizon
VZ
+$3.3M
3
JPM icon
JPMorgan Chase
JPM
+$2.94M
4
AMGN icon
Amgen
AMGN
+$2.75M
5
TXN icon
Texas Instruments
TXN
+$2.22M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$882K
2
COP icon
ConocoPhillips
COP
+$699K
3
ADBE icon
Adobe
ADBE
+$612K
4
QCOM icon
Qualcomm
QCOM
+$391K
5
MSFT icon
Microsoft
MSFT
+$342K

Sector Composition

Rank Sector Weight
1 Miscellaneous 56.71%
2 Technology 12.72%
3 Consumer Staples 6.24%
4 Healthcare 4.91%
5 Industrials 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COF.PRG
426
DELISTED
Capital One Financial Corporation
COF.PRG
$26K ﹤0.01%
1,000
– –
JPM.PRJ
427
DELISTED
JP MORGAN CHASE CAPITAL X PFD
JPM.PRJ
$26K ﹤0.01%
+995
New +$26K
BATRK icon
428
Atlanta Braves Holdings Series B
BATRK
$3.24B
$25K ﹤0.01%
1,200
– –
CI icon
429
Cigna
CI
$73.7B
$25K ﹤0.01%
147
– –
EFA icon
430
iShares MSCI EAFE ETF
EFA
$79.6B
$25K ﹤0.01%
391
+200
+105% +$12.8K
PINS icon
431
Pinterest
PINS
$13.1B
$25K ﹤0.01%
+600
New +$19.6K
VEEV icon
432
Veeva Systems
VEEV
$44.8B
$25K ﹤0.01%
90
-50
-36% -$13.2K
VWO icon
433
Vanguard FTSE Emerging Markets ETF
VWO
$127B
$25K ﹤0.01%
580
+498
+607% +$21.6K
PUK.PRA
434
DELISTED
Prudential Public Limited Co. 6.50% Perp Sub Capital Sec.
PUK.PRA
$25K ﹤0.01%
945
– –
AFCI
435
DELISTED
Advanced Fibre Communications
AFCI
$25K ﹤0.01%
985
– –
NLY.PRD
436
DELISTED
Annaly Capital Management, Inc. 7.50% Series D Cumulative Redeemable Preferred Stock
NLY.PRD
$25K ﹤0.01%
980
– –
AMX icon
437
America Movil
AMX
$69.4B
$24K ﹤0.01%
1,891
– –
AXP icon
438
American Express
AXP
$225B
$24K ﹤0.01%
237
– –
BLX icon
439
Bladex Inc
BLX
$2.05B
$24K ﹤0.01%
2,000
+500
+33% +$5.99K
FTEC icon
440
Fidelity MSCI Information Technology Index ETF
FTEC
$21.1B
$24K ﹤0.01%
+262
New +$23.3K
TCBIP
441
DELISTED
Texas Capital Bancshares, Inc. Non Cumulative Preferred Perpetual Stock Series A
TCBIP
$24K ﹤0.01%
950
– –
DLR.PRG
442
DELISTED
DIGITAL REALTY TRUST, INC. 5.875% Series G Cumulative Redeemable Preferred Stock, $0.01 par value
DLR.PRG
$24K ﹤0.01%
945
– –
CIO.PRA
443
DELISTED
City Office REIT 6.625% Series A Preferred Stock
CIO.PRA
$23K ﹤0.01%
885
– –
DJP icon
444
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$856M
$23K ﹤0.01%
1,182
– –
NEE.PRK
445
DELISTED
NextEra Energy Capital Holdings, Inc. Series K Junior Subordinated Debentures due June 1, 2076
NEE.PRK
$23K ﹤0.01%
900
– –
GOODM
446
DELISTED
Gladstone Commercial Corporation Series D Cumulative Redeemable Preferred Stock
GOODM
$23K ﹤0.01%
900
– –
DTJ
447
DELISTED
DTE Energy Company 2016 Series B 5.375% Junior Subordinated Debentures due 2076
DTJ
$23K ﹤0.01%
900
– –
UN
448
DELISTED
Unilever NV New York Registry Shares
UN
$23K ﹤0.01%
382
+61
+19% +$3.53K
APH icon
449
Amphenol
APH
$194B
$22K ﹤0.01%
800
– –
ARCC icon
450
Ares Capital
ARCC
$14.3B
$22K ﹤0.01%
1,587
– –
16 17
18
19 20

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AG
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FMT
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KFM
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CCP
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BCA
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Sonora Investment Management's Q3 2020 Portfolio in Review

As of Q3 2020, Sonora Investment Management held 2,092 positions worth $1.08B, up 11% from $977M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sonora Investment Management deployed $53.3M of net new capital in Q3 2020, opening 200 new positions and adding to 233 existing holdings. Its largest new stake was Digital Realty Trust 5.200% Series L Preferred Stock: 157,378 shares worth $4.28M.

By sector, the portfolio is most concentrated in Miscellaneous at 57% of assets, down from 59% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Apple, an estimated $882K trimmed.

  • Sonora Investment Management's largest Q3 2020 buy was Digital Realty Trust 5.200% Series L Preferred Stock: 157,378 shares worth $4.28M.
  • Sonora Investment Management added most to Verizon in Q3 2020, an estimated $3.3M increase.
  • Sonora Investment Management's biggest Q3 2020 reduction was Apple, cutting an estimated $882K.
  • Sonora Investment Management fully exited iShares Russell 1000 Growth ETF in Q3 2020, selling an estimated $162K.
  • Sonora Investment Management's ten largest holdings make up 20% of its $1.08B portfolio in Q3 2020.
  • Sonora Investment Management opened 200 new positions and closed 238 in Q3 2020.
  • Sonora Investment Management's portfolio value rose 11% quarter-over-quarter to $1.08B.

Based on Sonora Investment Management's 13F filing for Q3 2020, filed 26 Oct 2020.