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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
-7.87%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$844M
AUM Growth
-$215M
Cap. Flow
-$69.2M
Cap. Flow %
-8.2%
Top 10 Hldgs %
23.33%
Holding
1,949
New
206
Increased
186
Reduced
251
Closed
166

Top Buys

Rank Stock Value
1
WMT icon
Walmart Inc
WMT
+$3.99M
2
JPM.PRC icon
JPMorgan Chase & Co 6.00% Series EE Preferred Stock
JPM.PRC
+$2.63M
3
CVS icon
CVS Health
CVS
+$2.3M
4
BAC.PRM icon
Bank of America Depository Shares Series KK
BAC.PRM
+$2.16M
5
ALL.PRH icon
Allstate Corp
ALL.PRH
+$1.9M

Top Sells

Rank Stock Value
1
PNC icon
PNC Financial Services
PNC
+$6.84M
2
CSX icon
CSX Corp
CSX
+$6.18M
3
EMR icon
Emerson Electric
EMR
+$6.14M
4
SVC
Service Properties Trust
SVC
+$5.33M
5
UNP icon
Union Pacific
UNP
+$5.26M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.43%
2 Technology 10.26%
3 Consumer Staples 6.24%
4 Healthcare 4.75%
5 Industrials 4.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AZN icon
426
AstraZeneca
AZN
$252B
$18K ﹤0.01%
200
– –
CTSH icon
427
Cognizant
CTSH
$28.8B
$18K ﹤0.01%
380
– –
HYG icon
428
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.6B
$18K ﹤0.01%
238
– –
IJR icon
429
iShares Core S&P Small-Cap ETF
IJR
$110B
$18K ﹤0.01%
327
-281
-46% -$20.9K
JWN
430
DELISTED
Nordstrom
JWN
$18K ﹤0.01%
1,200
– –
RLI icon
431
RLI Corp
RLI
$5.9B
$18K ﹤0.01%
406
– –
SPH icon
432
Suburban Propane Partners
SPH
$1.18B
$18K ﹤0.01%
1,268
– –
USMV icon
433
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$18K ﹤0.01%
341
– –
GOODM
434
DELISTED
Gladstone Commercial Corporation Series D Cumulative Redeemable Preferred Stock
GOODM
$18K ﹤0.01%
900
– –
BUD
435
DELISTED
ANHEUSER BUSCH COS INC
BUD
$18K ﹤0.01%
400
+61
+18% +$2.75K
ARCC icon
436
Ares Capital
ARCC
$14.3B
$17K ﹤0.01%
1,587
– –
BLK icon
437
Blackrock
BLK
$180B
$17K ﹤0.01%
40
+11
+38% +$5.42K
DLN icon
438
WisdomTree US LargeCap Dividend Fund
DLN
$6.35B
$17K ﹤0.01%
428
– –
FBZ
439
DELISTED
First Trust Brazil AlphaDEX Fund
FBZ
$17K ﹤0.01%
2,000
– –
IMCB icon
440
iShares Morningstar Mid-Cap ETF
IMCB
$1.71B
$17K ﹤0.01%
440
– –
ITA icon
441
iShares US Aerospace & Defense ETF
ITA
$14B
$17K ﹤0.01%
232
– –
JSM
442
Navient Corp 6% Senior Notes due December 15 2043
JSM
$17K ﹤0.01%
1,000
– –
MIDD icon
443
Middleby
MIDD
$5.1B
$17K ﹤0.01%
300
– –
SCHH icon
444
Schwab US REIT ETF
SCHH
$11.3B
$17K ﹤0.01%
1,066
+6
+0.6% +$128
TDIV icon
445
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.39B
$17K ﹤0.01%
470
– –
MODN
446
DELISTED
MODEL N, INC.
MODN
$17K ﹤0.01%
750
– –
CCMP
447
DELISTED
CMC Materials, Inc. Common Stock
CCMP
$17K ﹤0.01%
148
– –
BHC icon
448
Bausch Health
BHC
$2.36B
$16K ﹤0.01%
1,025
-60
-6% -$1.45K
BXMT icon
449
Blackstone Mortgage Trust
BXMT
$2.31B
$16K ﹤0.01%
850
+300
+55% +$10.2K
JD icon
450
JD.com
JD
$38.8B
$16K ﹤0.01%
400
– –
16 17
18
19 20

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FMT
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KFM
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CCP
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BCA
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DIC
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Sonora Investment Management's Q1 2020 Portfolio in Review

As of Q1 2020, Sonora Investment Management held 1,949 positions worth $844M, down 20% from $1.06B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sonora Investment Management withdrew a net $69.2M in Q1 2020, closing 166 positions and reducing 251 holdings. Its most notable exit was Darden Restaurants, an estimated $441K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, up from 55% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, Sonora Investment Management opened a new position in JPMorgan Chase & Co 6.00% Series EE Preferred Stock worth $2.52M.

  • Sonora Investment Management's largest Q1 2020 buy was JPMorgan Chase & Co 6.00% Series EE Preferred Stock: 96,168 shares worth $2.52M.
  • Sonora Investment Management added most to Walmart Inc in Q1 2020, an estimated $3.99M increase.
  • Sonora Investment Management's biggest Q1 2020 reduction was PNC Financial Services, cutting an estimated $6.84M.
  • Sonora Investment Management fully exited Darden Restaurants in Q1 2020, selling an estimated $441K.
  • Sonora Investment Management's ten largest holdings make up 23% of its $844M portfolio in Q1 2020.
  • Sonora Investment Management opened 206 new positions and closed 166 in Q1 2020.
  • Sonora Investment Management's portfolio value fell 20% quarter-over-quarter to $844M.

Based on Sonora Investment Management's 13F filing for Q1 2020, filed 29 Apr 2020.