SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Return 17.61%
This Quarter Return
+3.6%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$1.06B
AUM Growth
+$98.3M
Cap. Flow
+$64.5M
Cap. Flow %
6.09%
Top 10 Hldgs %
20.93%
Holding
1,988
New
239
Increased
201
Reduced
189
Closed
245

Top Buys

1
AAPL icon
Apple
AAPL
$23.3M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
$9.88M
3
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
$6.42M
4
EVRG icon
Evergy
EVRG
$5.07M
5
TFC icon
Truist Financial
TFC
$2.71M

Top Sells

1
USB icon
US Bancorp
USB
$6.5M
2
SPPI
Spectrum Pharmaceuticals Inc
SPPI
$5.73M
3
SPY icon
SPDR S&P 500 ETF Trust
SPY
$1.61M
4
STI
SunTrust Banks, Inc.
STI
$470K
5
JPM icon
JPMorgan Chase
JPM
$267K

Sector Composition

1 Technology 11.04%
2 Industrials 6.88%
3 Consumer Staples 4.82%
4 Financials 4.19%
5 Healthcare 4.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SU icon
426
Suncor Energy
SU
$48.5B
$26K ﹤0.01%
779
-123
-14% -$4.11K
TLT icon
427
iShares 20+ Year Treasury Bond ETF
TLT
$48.9B
$26K ﹤0.01%
192
– –
MODN
428
DELISTED
MODEL N, INC.
MODN
$26K ﹤0.01%
750
– –
COF.PRG
429
DELISTED
Capital One Financial Corporation
COF.PRG
$26K ﹤0.01%
1,000
– –
TCO.PRJ
430
DELISTED
TAUBMAN CENTERS, INC. 6.500% Series J Cumulative Redeemable Preferred Stock
TCO.PRJ
$26K ﹤0.01%
1,000
– –
ANZ
431
DELISTED
AUSTRALIA & NW ZEAL ADS(RP5 SH
ANZ
$26K ﹤0.01%
+1,500
New +$26K
AFCI
432
DELISTED
ADVANCED FIBRE COMMUNCTNS
AFCI
$26K ﹤0.01%
985
– –
UN
433
DELISTED
Unilever NV New York Registry Shares
UN
$26K ﹤0.01%
450
– –
AAL icon
434
American Airlines Group
AAL
$8.63B
$25K ﹤0.01%
856
-3
-0.3% -$88
ALL icon
435
Allstate
ALL
$53.1B
$25K ﹤0.01%
+224
New +$25K
CI icon
436
Cigna
CI
$81.5B
$25K ﹤0.01%
123
-15
-11% -$3.05K
UL icon
437
Unilever
UL
$158B
$25K ﹤0.01%
440
– –
TCBIP
438
DELISTED
Texas Capital Bancshares, Inc. Non Cumulative Preferred Perpetual Stock Series A
TCBIP
$25K ﹤0.01%
950
– –
NBR.PRA
439
DELISTED
Nabors Industries Ltd. 6.00% Mandatory Convertible Preferred Shares, Series A
NBR.PRA
$25K ﹤0.01%
1,100
– –
DASTY
440
DELISTED
DASSAULT SYSTEMES SA ADR
DASTY
$25K ﹤0.01%
150
– –
CTSH icon
441
Cognizant
CTSH
$35.1B
$24K ﹤0.01%
380
– –
JSM
442
Navient Corp 6% Senior Notes due December 15 2043
JSM
$24K ﹤0.01%
1,000
– –
NDSN icon
443
Nordson
NDSN
$12.6B
$24K ﹤0.01%
150
– –
PMT.PRA
444
PennyMac Mortgage Investment Trust 8.125% Series A Fixed-to-Floating Rate Cumulative Redeemable Preferred Shares of Beneficial Interest
PMT.PRA
$112M
$24K ﹤0.01%
900
– –
SCHH icon
445
Schwab US REIT ETF
SCHH
$8.38B
$24K ﹤0.01%
1,060
+24
+2% +$543
VCIT icon
446
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$54.8B
$24K ﹤0.01%
258
– –
XLP icon
447
Consumers Staples Select Sector SPDR Fund
XLP
$15.8B
$24K ﹤0.01%
374
+194
+108% +$12.4K
RDS.B
448
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$24K ﹤0.01%
403
– –
DLR.PRG
449
DELISTED
DIGITAL REALTY TRUST, INC. 5.875% Series G Cumulative Redeemable Preferred Stock, $0.01 par value
DLR.PRG
$24K ﹤0.01%
945
– –
AMD icon
450
Advanced Micro Devices
AMD
$245B
$23K ﹤0.01%
+500
New +$23K
16 17
18
19 20