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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+3.6%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.06B
AUM Growth
+$98.3M
Cap. Flow
+$60.6M
Cap. Flow %
5.72%
Top 10 Hldgs %
20.93%
Holding
1,988
New
239
Increased
201
Reduced
189
Closed
245

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.4M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$9.66M
3
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$6.35M
4
EVRG icon
Evergy
EVRG
+$4.97M
5
TFC icon
Truist Financial
TFC
+$2.6M

Top Sells

Rank Stock Value
1
USB icon
US Bancorp
USB
+$6.33M
2
SPPI
Spectrum Pharmaceuticals Inc
SPPI
+$5.72M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.54M
4
STI
SunTrust Banks, Inc.
STI
+$470K
5
JPM icon
JPMorgan Chase
JPM
+$245K

Sector Composition

Rank Sector Weight
1 Miscellaneous 55.03%
2 Technology 11.04%
3 Industrials 6.88%
4 Consumer Staples 4.83%
5 Healthcare 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SU icon
426
Suncor Energy
SU
$76.5B
$26K ﹤0.01%
779
-123
-14% -$3.84K
TLT icon
427
iShares 20+ Year Treasury Bond ETF
TLT
$46.8B
$26K ﹤0.01%
192
– –
MODN
428
DELISTED
MODEL N, INC.
MODN
$26K ﹤0.01%
750
– –
COF.PRG
429
DELISTED
Capital One Financial Corporation
COF.PRG
$26K ﹤0.01%
1,000
– –
TCO.PRJ
430
DELISTED
TAUBMAN CENTERS, INC. 6.500% Series J Cumulative Redeemable Preferred Stock
TCO.PRJ
$26K ﹤0.01%
1,000
– –
ANZ
431
DELISTED
AUSTRALIA & NW ZEAL ADS(RP5 SH
ANZ
$26K ﹤0.01%
+1,500
New +$26K
AFCI
432
DELISTED
Advanced Fibre Communications
AFCI
$26K ﹤0.01%
985
– –
UN
433
DELISTED
Unilever NV New York Registry Shares
UN
$26K ﹤0.01%
450
– –
AAL icon
434
American Airlines Group
AAL
$9.03B
$25K ﹤0.01%
856
-3
-0.3% -$86
ALL icon
435
Allstate
ALL
$65.9B
$25K ﹤0.01%
+224
New +$24.5K
CI icon
436
Cigna
CI
$73.7B
$25K ﹤0.01%
123
-15
-11% -$2.75K
UL icon
437
Unilever
UL
$140B
$25K ﹤0.01%
391
– –
TCBIP
438
DELISTED
Texas Capital Bancshares, Inc. Non Cumulative Preferred Perpetual Stock Series A
TCBIP
$25K ﹤0.01%
950
– –
NBR.PRA
439
DELISTED
Nabors Industries Ltd. 6.00% Mandatory Convertible Preferred Shares, Series A
NBR.PRA
$25K ﹤0.01%
1,100
– –
DASTY
440
DELISTED
DASSAULT SYSTEMES SA ADR
DASTY
$25K ﹤0.01%
150
– –
CTSH icon
441
Cognizant
CTSH
$28.8B
$24K ﹤0.01%
380
– –
JSM
442
Navient Corp 6% Senior Notes due December 15 2043
JSM
$24K ﹤0.01%
1,000
– –
NDSN icon
443
Nordson
NDSN
$18.1B
$24K ﹤0.01%
150
– –
PMT.PRA
444
PennyMac Mortgage Investment Trust 8.125% Series A Preferred Shares
PMT.PRA
$107M
$24K ﹤0.01%
900
– –
SCHH icon
445
Schwab US REIT ETF
SCHH
$11.3B
$24K ﹤0.01%
1,060
+24
+2% +$559
VCIT icon
446
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.6B
$24K ﹤0.01%
258
– –
XLP icon
447
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$24K ﹤0.01%
374
+194
+108% +$12K
RDS.B
448
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$24K ﹤0.01%
403
– –
DLR.PRG
449
DELISTED
DIGITAL REALTY TRUST, INC. 5.875% Series G Cumulative Redeemable Preferred Stock, $0.01 par value
DLR.PRG
$24K ﹤0.01%
945
– –
AMD icon
450
Advanced Micro Devices
AMD
$760B
$23K ﹤0.01%
+500
New +$18.4K
16 17
18
19 20

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Sonora Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Sonora Investment Management held 1,988 positions worth $1.06B, up 10% from $960M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sonora Investment Management deployed $60.6M of net new capital in Q4 2019, opening 239 new positions and adding to 201 existing holdings. Its largest new stake was Apple: 317,220 shares worth $23.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 55% of assets, down from 58% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was US Bancorp, an estimated $6.33M trimmed.

  • Sonora Investment Management's largest Q4 2019 buy was Apple: 317,220 shares worth $23.3M.
  • Sonora Investment Management added most to Evergy in Q4 2019, an estimated $4.97M increase.
  • Sonora Investment Management's biggest Q4 2019 reduction was US Bancorp, cutting an estimated $6.33M.
  • Sonora Investment Management fully exited Spectrum Pharmaceuticals Inc in Q4 2019, selling an estimated $5.72M.
  • Sonora Investment Management's ten largest holdings make up 21% of its $1.06B portfolio in Q4 2019.
  • Sonora Investment Management opened 239 new positions and closed 245 in Q4 2019.
  • Sonora Investment Management's portfolio value rose 10% quarter-over-quarter to $1.06B.

Based on Sonora Investment Management's 13F filing for Q4 2019, filed 17 Jan 2020.