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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+6.94%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$41.6M
Cap. Flow %
3.45%
Top 10 Hldgs %
19.08%
Holding
1,962
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

Rank Stock Value
1
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$12.4M
2
DLR.PRL icon
Digital Realty Trust 5.200% Series L Preferred Stock
DLR.PRL
+$4.46M
3
USB icon
US Bancorp
USB
+$3.2M
4
KO icon
Coca-Cola
KO
+$2.67M
5
AMZN icon
Amazon
AMZN
+$2.52M

Top Sells

Rank Stock Value
1
MET.PRE icon
MetLife Inc 5.625% Series E Preferred Stock
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.13M
3
KMI icon
Kinder Morgan
KMI
+$773K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$607K

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.02%
2 Technology 13.33%
3 Consumer Staples 6.13%
4 Industrials 5.32%
5 Healthcare 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADM icon
401
Archer Daniels Midland
ADM
$39.3B
$37K ﹤0.01%
742
– –
JWN
402
DELISTED
Nordstrom
JWN
$37K ﹤0.01%
1,200
-117
-9% -$2.44K
MDU icon
403
MDU Resources
MDU
$4.16B
$37K ﹤0.01%
+3,682
New +$34.4K
MET icon
404
MetLife
MET
$61.3B
$37K ﹤0.01%
796
+440
+124% +$19.1K
VTV icon
405
Vanguard Morningstar Value ETF
VTV
$192B
$37K ﹤0.01%
310
-100
-24% -$11.2K
AIR icon
406
AAR Corp
AIR
$5.36B
$36K ﹤0.01%
+1,000
New +$26.5K
BEPC icon
407
Brookfield Renewable
BEPC
$5.99B
$36K ﹤0.01%
611
+498
+441% +$23.9K
PSR icon
408
Invesco Active US Real Estate Fund
PSR
$58.9M
$36K ﹤0.01%
+417
New +$35.3K
PTY icon
409
PIMCO Corporate & Income Opportunity Fund
PTY
$2.5B
$36K ﹤0.01%
2,000
– –
WAL icon
410
Western Alliance Bancorporation
WAL
$8.57B
$36K ﹤0.01%
600
-89
-13% -$4.33K
BLK icon
411
Blackrock
BLK
$180B
$35K ﹤0.01%
49
-12
-20% -$7.96K
CNK icon
412
Cinemark Holdings
CNK
$4.17B
$35K ﹤0.01%
2,000
– –
FNF icon
413
Fidelity National Financial
FNF
$12.8B
$35K ﹤0.01%
936
– –
FSLY icon
414
Fastly Inc
FSLY
$3.67B
$35K ﹤0.01%
+400
New +$35.3K
GD icon
415
General Dynamics
GD
$103B
$35K ﹤0.01%
233
– –
REM icon
416
iShares Mortgage Real Estate ETF
REM
$537M
$35K ﹤0.01%
1,094
– –
XLV icon
417
State Street Health Care Select Sector SPDR ETF
XLV
$44.5B
$35K ﹤0.01%
312
– –
BBBY
418
DELISTED
Bed Bath & Beyond Inc
BBBY
$34K ﹤0.01%
+1,900
New +$39.4K
LVS icon
419
Las Vegas Sands
LVS
$29.2B
$33K ﹤0.01%
555
-247
-31% -$13.2K
ROKU icon
420
Roku
ROKU
$23.4B
$33K ﹤0.01%
+100
New +$26.2K
AVB
421
DELISTED
AvalonBay Communities
AVB
$32K ﹤0.01%
200
– –
BLX icon
422
Bladex Inc
BLX
$2.05B
$32K ﹤0.01%
2,000
– –
CRON
423
Cronos Group
CRON
$1.25B
$32K ﹤0.01%
4,600
+3,200
+229% +$22K
ELV icon
424
Elevance Health
ELV
$85.5B
$32K ﹤0.01%
100
-15
-13% -$4.6K
MS.PRL icon
425
Morgan Stanley 4.875% Series L Preferred Stock
MS.PRL
$377M
$32K ﹤0.01%
1,200
– –
15 16
17
18 19

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LBD
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AG
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FMT
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KFM
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CCP
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BCA
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DIC
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Sonora Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Sonora Investment Management held 1,962 positions worth $1.21B, up 12% from $1.08B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sonora Investment Management deployed $41.6M of net new capital in Q4 2020, opening 108 new positions and adding to 215 existing holdings. Its largest new stake was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.

By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 57% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Intel, an estimated $1.13M trimmed.

  • Sonora Investment Management's largest Q4 2020 buy was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.
  • Sonora Investment Management added most to MetLife Inc 4.75% Series F Preferred Stock in Q4 2020, an estimated $12.4M increase.
  • Sonora Investment Management's biggest Q4 2020 reduction was Intel, cutting an estimated $1.13M.
  • Sonora Investment Management fully exited MetLife Inc 5.625% Series E Preferred Stock in Q4 2020, selling an estimated $10.7M.
  • Sonora Investment Management's ten largest holdings make up 19% of its $1.21B portfolio in Q4 2020.
  • Sonora Investment Management opened 108 new positions and closed 206 in Q4 2020.
  • Sonora Investment Management's portfolio value rose 12% quarter-over-quarter to $1.21B.

Based on Sonora Investment Management's 13F filing for Q4 2020, filed 13 Jan 2021.