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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+6.94%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$41.6M
Cap. Flow %
3.45%
Top 10 Hldgs %
19.08%
Holding
1,962
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

Rank Stock Value
1
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$12.4M
2
DLR.PRL icon
Digital Realty Trust 5.200% Series L Preferred Stock
DLR.PRL
+$4.46M
3
USB icon
US Bancorp
USB
+$3.2M
4
KO icon
Coca-Cola
KO
+$2.67M
5
AMZN icon
Amazon
AMZN
+$2.52M

Top Sells

Rank Stock Value
1
MET.PRE icon
MetLife Inc 5.625% Series E Preferred Stock
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.13M
3
KMI icon
Kinder Morgan
KMI
+$773K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$607K

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.02%
2 Technology 13.33%
3 Consumer Staples 6.13%
4 Industrials 5.32%
5 Healthcare 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHV icon
376
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$42K ﹤0.01%
380
– –
VOD icon
377
Vodafone
VOD
$37.1B
$42K ﹤0.01%
2,563
+63
+3% +$986
GPMT
378
Granite Point Mortgage Trust
GPMT
$52.1M
$41K ﹤0.01%
4,124
– –
OUT icon
379
Outfront Media
OUT
$5.21B
$41K ﹤0.01%
2,134
-508
-19% -$8.59K
PAAS icon
380
Pan American Silver
PAAS
$21.9B
$41K ﹤0.01%
1,200
– –
VB icon
381
Vanguard Morningstar Small-Cap ETF
VB
$81.3B
$41K ﹤0.01%
208
+107
+106% +$18.9K
VCR icon
382
Vanguard Consumer Discretionary ETF
VCR
$6.04B
$41K ﹤0.01%
150
– –
XLK icon
383
State Street Technology Select Sector SPDR ETF
XLK
$121B
$41K ﹤0.01%
626
– –
CTXS
384
DELISTED
Citrix Systems Inc
CTXS
$41K ﹤0.01%
312
– –
PWT
385
DELISTED
POWERSHARES DYNAMIC SMALL CAP GROWTH PORTFOLIO
PWT
$41K ﹤0.01%
860
– –
AWR icon
386
American States Water
AWR
$3.56B
$40K ﹤0.01%
500
– –
BBN icon
387
BlackRock Taxable Municipal Bond Trust
BBN
$981M
$40K ﹤0.01%
1,500
– –
BMRN icon
388
BioMarin Pharmaceuticals
BMRN
$12.5B
$40K ﹤0.01%
460
– –
CPT icon
389
Camden Property Trust
CPT
$12.3B
$40K ﹤0.01%
400
– –
VER
390
DELISTED
VEREIT, Inc.
VER
$40K ﹤0.01%
1,060
– –
CTVA icon
391
Corteva
CTVA
$56B
$39K ﹤0.01%
1,001
-100
-9% -$3.57K
DCI icon
392
Donaldson
DCI
$10.7B
$39K ﹤0.01%
+700
New +$36.9K
DVY icon
393
iShares Select Dividend ETF
DVY
$23.8B
$39K ﹤0.01%
401
-250
-38% -$22.7K
MIDD icon
394
Middleby
MIDD
$5.1B
$39K ﹤0.01%
300
– –
ON icon
395
ON Semiconductor
ON
$28.3B
$39K ﹤0.01%
1,198
– –
UL icon
396
Unilever
UL
$140B
$39K ﹤0.01%
570
+179
+46% +$12.1K
MRNA
397
DELISTED
MARINA BIOTECH INC COM STK (DE)
MRNA
$39K ﹤0.01%
371
+321
+642% +$33.7K
ARI
398
Apollo Commercial Real Estate
ARI
$881M
$38K ﹤0.01%
3,400
-2,000
-37% -$20.5K
CPRT icon
399
Copart
CPRT
$30.5B
$38K ﹤0.01%
1,200
– –
A icon
400
Agilent Technologies
A
$43.4B
$37K ﹤0.01%
316
+60
+23% +$6.64K
14 15
16
17 18

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KFM
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Sonora Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Sonora Investment Management held 1,962 positions worth $1.21B, up 12% from $1.08B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sonora Investment Management deployed $41.6M of net new capital in Q4 2020, opening 108 new positions and adding to 215 existing holdings. Its largest new stake was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.

By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 57% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Intel, an estimated $1.13M trimmed.

  • Sonora Investment Management's largest Q4 2020 buy was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.
  • Sonora Investment Management added most to MetLife Inc 4.75% Series F Preferred Stock in Q4 2020, an estimated $12.4M increase.
  • Sonora Investment Management's biggest Q4 2020 reduction was Intel, cutting an estimated $1.13M.
  • Sonora Investment Management fully exited MetLife Inc 5.625% Series E Preferred Stock in Q4 2020, selling an estimated $10.7M.
  • Sonora Investment Management's ten largest holdings make up 19% of its $1.21B portfolio in Q4 2020.
  • Sonora Investment Management opened 108 new positions and closed 206 in Q4 2020.
  • Sonora Investment Management's portfolio value rose 12% quarter-over-quarter to $1.21B.

Based on Sonora Investment Management's 13F filing for Q4 2020, filed 13 Jan 2021.