SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Return 17.61%
This Quarter Return
+6.94%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$45.1M
Cap. Flow %
3.74%
Top 10 Hldgs %
19.08%
Holding
1,963
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

1
MET.PRF icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 4.75% Non-Cumulative Preferred Stock, Series F
MET.PRF
+$12.6M
2
DLR.PRL icon
Digital Realty Trust, Inc. 5.200% Series L Cumulative Redeemable Preferred Stock
DLR.PRL
+$4.49M
3
USB icon
US Bancorp
USB
+$3.52M
4
KO icon
Coca-Cola
KO
+$2.83M
5
AMZN icon
Amazon
AMZN
+$2.57M

Top Sells

1
MET.PRE icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.625% Non-Cumulative Preferred Stock, Series E
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.15M
3
KMI icon
Kinder Morgan
KMI
+$790K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$608K

Sector Composition

1 Technology 13.3%
2 Consumer Staples 6.13%
3 Industrials 5.32%
4 Healthcare 5.25%
5 Financials 4.78%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SHV icon
376
iShares Short Treasury Bond ETF
SHV
$20.7B
$42K ﹤0.01%
380
– –
VOD icon
377
Vodafone
VOD
$28.6B
$42K ﹤0.01%
2,563
+63
+3% +$1.03K
GPMT
378
Granite Point Mortgage Trust
GPMT
$141M
$41K ﹤0.01%
4,124
– –
OUT icon
379
Outfront Media
OUT
$3.17B
$41K ﹤0.01%
2,134
-508
-19% -$9.76K
PAAS icon
380
Pan American Silver
PAAS
$14.9B
$41K ﹤0.01%
1,200
– –
VB icon
381
Vanguard Small-Cap ETF
VB
$66.8B
$41K ﹤0.01%
208
+107
+106% +$21.1K
VCR icon
382
Vanguard Consumer Discretionary ETF
VCR
$6.52B
$41K ﹤0.01%
150
– –
XLK icon
383
Technology Select Sector SPDR Fund
XLK
$84.7B
$41K ﹤0.01%
313
– –
CTXS
384
DELISTED
Citrix Systems Inc
CTXS
$41K ﹤0.01%
312
– –
PWT
385
DELISTED
POWERSHARES DYNAMIC SMALL CAP GROWTH PORTFOLIO
PWT
$41K ﹤0.01%
860
– –
AWR icon
386
American States Water
AWR
$2.83B
$40K ﹤0.01%
500
– –
BBN icon
387
BlackRock Taxable Municipal Bond Trust
BBN
$1.03B
$40K ﹤0.01%
1,500
– –
BMRN icon
388
BioMarin Pharmaceuticals
BMRN
$10.7B
$40K ﹤0.01%
460
– –
CPT icon
389
Camden Property Trust
CPT
$11.9B
$40K ﹤0.01%
400
– –
VER
390
DELISTED
VEREIT, Inc.
VER
$40K ﹤0.01%
1,060
– –
CTVA icon
391
Corteva
CTVA
$49.5B
$39K ﹤0.01%
1,001
-100
-9% -$3.9K
DCI icon
392
Donaldson
DCI
$9.35B
$39K ﹤0.01%
+700
New +$39K
DVY icon
393
iShares Select Dividend ETF
DVY
$20.7B
$39K ﹤0.01%
401
-250
-38% -$24.3K
MIDD icon
394
Middleby
MIDD
$7.03B
$39K ﹤0.01%
300
– –
ON icon
395
ON Semiconductor
ON
$20B
$39K ﹤0.01%
1,198
– –
UL icon
396
Unilever
UL
$155B
$39K ﹤0.01%
641
+201
+46% +$12.2K
MRNA
397
DELISTED
MARINA BIOTECH INC COM STK (DE)
MRNA
$39K ﹤0.01%
371
+321
+642% +$33.7K
ARI
398
Apollo Commercial Real Estate
ARI
$1.53B
$38K ﹤0.01%
3,400
-2,000
-37% -$22.4K
CPRT icon
399
Copart
CPRT
$47.1B
$38K ﹤0.01%
1,200
– –
A icon
400
Agilent Technologies
A
$36.3B
$37K ﹤0.01%
316
+60
+23% +$7.03K
14 15
16
17 18