SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Return 17.61%
This Quarter Return
+3.6%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$1.06B
AUM Growth
+$98.3M
Cap. Flow
+$64.5M
Cap. Flow %
6.09%
Top 10 Hldgs %
20.93%
Holding
1,988
New
239
Increased
201
Reduced
189
Closed
245

Top Buys

1
AAPL icon
Apple
AAPL
$23.3M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
$9.88M
3
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
$6.42M
4
EVRG icon
Evergy
EVRG
$5.07M
5
TFC icon
Truist Financial
TFC
$2.71M

Top Sells

1
USB icon
US Bancorp
USB
$6.5M
2
SPPI
Spectrum Pharmaceuticals Inc
SPPI
$5.73M
3
SPY icon
SPDR S&P 500 ETF Trust
SPY
$1.61M
4
STI
SunTrust Banks, Inc.
STI
$470K
5
JPM icon
JPMorgan Chase
JPM
$267K

Sector Composition

1 Technology 11.04%
2 Industrials 6.88%
3 Consumer Staples 4.82%
4 Financials 4.19%
5 Healthcare 4.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BSV icon
376
Vanguard Short-Term Bond ETF
BSV
$38.5B
$36K ﹤0.01%
+449
New +$36K
CPRT icon
377
Copart
CPRT
$47B
$36K ﹤0.01%
1,600
– –
INSM icon
378
Insmed
INSM
$30.7B
$36K ﹤0.01%
1,500
– –
FBZ
379
DELISTED
First Trust Brazil AlphaDEX Fund
FBZ
$35K ﹤0.01%
2,000
– –
STX icon
380
Seagate
STX
$40B
$35K ﹤0.01%
589
+457
+346% +$27.2K
AVGO icon
381
Broadcom
AVGO
$1.58T
$34K ﹤0.01%
1,090
+850
+354% +$26.5K
MOG.A icon
382
Moog
MOG.A
$6.17B
$34K ﹤0.01%
400
– –
TCP
383
DELISTED
TC Pipelines LP
TCP
$34K ﹤0.01%
800
– –
PWT
384
DELISTED
POWERSHARES DYNAMIC SMALL CAP GROWTH PORTFOLIO
PWT
$34K ﹤0.01%
860
– –
CGC
385
Canopy Growth
CGC
$456M
$33K ﹤0.01%
156
– –
LNG icon
386
Cheniere Energy
LNG
$51.8B
$33K ﹤0.01%
541
– –
MIDD icon
387
Middleby
MIDD
$7.32B
$33K ﹤0.01%
300
– –
PGR icon
388
Progressive
PGR
$143B
$33K ﹤0.01%
450
– –
PSA icon
389
Public Storage
PSA
$52.2B
$33K ﹤0.01%
157
-67
-30% -$14.1K
TWLO icon
390
Twilio
TWLO
$16.7B
$33K ﹤0.01%
340
+40
+13% +$3.88K
ZTS icon
391
Zoetis
ZTS
$67.9B
$33K ﹤0.01%
250
-40
-14% -$5.28K
WRK
392
DELISTED
WestRock Company
WRK
$33K ﹤0.01%
780
– –
PXD
393
DELISTED
Pioneer Natural Resource Co.
PXD
$33K ﹤0.01%
217
– –
HMLP.PRA
394
DELISTED
Hoegh LNG Partners LP 8.75 Percent Series A Cumulative Redeemable Preferred Units, , representing limited partner interests
HMLP.PRA
$33K ﹤0.01%
1,275
+775
+155% +$20.1K
RILYZ
395
DELISTED
B. Riley Financial, Inc. 7.50% Senior Notes Due 2027
RILYZ
$33K ﹤0.01%
1,300
– –
BHC icon
396
Bausch Health
BHC
$2.72B
$32K ﹤0.01%
+1,085
New +$32K
AMX icon
397
America Movil
AMX
$59.1B
$30K ﹤0.01%
1,891
– –
ARCC icon
398
Ares Capital
ARCC
$15.8B
$30K ﹤0.01%
1,587
– –
ELV icon
399
Elevance Health
ELV
$70.6B
$30K ﹤0.01%
+100
New +$30K
CLR
400
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$30K ﹤0.01%
862
– –
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