SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Return 17.61%
This Quarter Return
+6.94%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$45.1M
Cap. Flow %
3.74%
Top 10 Hldgs %
19.08%
Holding
1,963
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

1
MET.PRF icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 4.75% Non-Cumulative Preferred Stock, Series F
MET.PRF
+$12.6M
2
DLR.PRL icon
Digital Realty Trust, Inc. 5.200% Series L Cumulative Redeemable Preferred Stock
DLR.PRL
+$4.49M
3
USB icon
US Bancorp
USB
+$3.52M
4
KO icon
Coca-Cola
KO
+$2.83M
5
AMZN icon
Amazon
AMZN
+$2.57M

Top Sells

1
MET.PRE icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.625% Non-Cumulative Preferred Stock, Series E
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.15M
3
KMI icon
Kinder Morgan
KMI
+$790K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$608K

Sector Composition

1 Technology 13.3%
2 Consumer Staples 6.13%
3 Industrials 5.32%
4 Healthcare 5.25%
5 Financials 4.78%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RMD icon
351
ResMed
RMD
$40.9B
$53K ﹤0.01%
250
– –
OKTA icon
352
Okta
OKTA
$16.3B
$51K ﹤0.01%
+200
New +$51K
VMO icon
353
Invesco Municipal Opportunity Trust
VMO
$631M
$51K ﹤0.01%
4,000
– –
INSM icon
354
Insmed
INSM
$31B
$50K ﹤0.01%
1,500
– –
MAR icon
355
Marriott International Class A Common Stock
MAR
$72.8B
$50K ﹤0.01%
376
– –
ZTS icon
356
Zoetis
ZTS
$67.3B
$49K ﹤0.01%
294
– –
WFC.PRR
357
DELISTED
WELLS FARGO & COMPANY Depositary Shares, each representing a 1/1,000th interest in a share of 6.625% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock, Series R
WFC.PRR
$49K ﹤0.01%
1,673
– –
DFS
358
DELISTED
Discover Financial Services
DFS
$48K ﹤0.01%
533
+457
+601% +$41.2K
FLRN icon
359
SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$2.78B
$48K ﹤0.01%
+1,553
New +$48K
PWB icon
360
Invesco Large Cap Growth ETF
PWB
$1.27B
$48K ﹤0.01%
715
– –
SAP icon
361
SAP
SAP
$316B
$48K ﹤0.01%
367
– –
KSU
362
DELISTED
Kansas City Southern
KSU
$48K ﹤0.01%
236
– –
BN icon
363
Brookfield
BN
$99.7B
$46K ﹤0.01%
1,386
– –
KKR icon
364
KKR & Co
KKR
$124B
$46K ﹤0.01%
1,132
+932
+466% +$37.9K
WORK
365
DELISTED
Slack Technologies, Inc.
WORK
$46K ﹤0.01%
1,100
+700
+175% +$29.3K
ES icon
366
Eversource Energy
ES
$23.3B
$45K ﹤0.01%
515
+207
+67% +$18.1K
LRCX icon
367
Lam Research
LRCX
$133B
$45K ﹤0.01%
960
– –
AFL icon
368
Aflac
AFL
$56.9B
$44K ﹤0.01%
980
-190
-16% -$8.53K
ELS icon
369
Equity Lifestyle Properties
ELS
$11.9B
$44K ﹤0.01%
+700
New +$44K
SGEN
370
DELISTED
Seagen Inc. Common Stock
SGEN
$44K ﹤0.01%
250
-50
-17% -$8.8K
PBA icon
371
Pembina Pipeline
PBA
$22.1B
$43K ﹤0.01%
1,797
– –
RGLD icon
372
Royal Gold
RGLD
$12.3B
$43K ﹤0.01%
402
– –
XPEV icon
373
XPeng
XPEV
$19.7B
$43K ﹤0.01%
1,000
– –
TT
374
DELISTED
TRANE INC
TT
$43K ﹤0.01%
298
– –
KEY icon
375
KeyCorp
KEY
$21B
$42K ﹤0.01%
2,566
-169
-6% -$2.77K
13 14
15
16 17