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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+6.94%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$41.6M
Cap. Flow %
3.45%
Top 10 Hldgs %
19.08%
Holding
1,962
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

Rank Stock Value
1
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$12.4M
2
DLR.PRL icon
Digital Realty Trust 5.200% Series L Preferred Stock
DLR.PRL
+$4.46M
3
USB icon
US Bancorp
USB
+$3.2M
4
KO icon
Coca-Cola
KO
+$2.67M
5
AMZN icon
Amazon
AMZN
+$2.52M

Top Sells

Rank Stock Value
1
MET.PRE icon
MetLife Inc 5.625% Series E Preferred Stock
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.13M
3
KMI icon
Kinder Morgan
KMI
+$773K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$607K

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.02%
2 Technology 13.33%
3 Consumer Staples 6.13%
4 Industrials 5.32%
5 Healthcare 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RMD icon
351
ResMed
RMD
$34.7B
$53K ﹤0.01%
250
– –
OKTA icon
352
Okta
OKTA
$29.1B
$51K ﹤0.01%
+200
New +$47.5K
VMO icon
353
Invesco Municipal Opportunity Trust
VMO
$657M
$51K ﹤0.01%
4,000
– –
INSM icon
354
Insmed
INSM
$25.9B
$50K ﹤0.01%
1,500
– –
MAR icon
355
Marriott International
MAR
$91.5B
$50K ﹤0.01%
376
– –
ZTS icon
356
Zoetis
ZTS
$32B
$49K ﹤0.01%
294
– –
WFC.PRR
357
DELISTED
WELLS FARGO & COMPANY Depositary Shares, each representing a 1/1,000th interest in a share of 6.625% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock, Series R
WFC.PRR
$49K ﹤0.01%
1,673
– –
DFS
358
DELISTED
Discover Financial Services
DFS
$48K ﹤0.01%
533
+457
+601% +$34.1K
FLRN icon
359
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$2.92B
$48K ﹤0.01%
+1,553
New +$47.5K
PWB icon
360
Invesco Large Cap Growth ETF
PWB
$2.42B
$48K ﹤0.01%
715
– –
SAP icon
361
SAP
SAP
$256B
$48K ﹤0.01%
367
– –
KSU
362
DELISTED
Kansas City Southern
KSU
$48K ﹤0.01%
236
– –
BN icon
363
Brookfield
BN
$92.3B
$46K ﹤0.01%
2,080
– –
KKR icon
364
KKR & Co
KKR
$97.6B
$46K ﹤0.01%
1,132
+932
+466% +$35.2K
WORK
365
DELISTED
Slack Technologies, Inc.
WORK
$46K ﹤0.01%
1,100
+700
+175% +$23.7K
ES icon
366
Eversource Energy
ES
$26.7B
$45K ﹤0.01%
515
+207
+67% +$18.4K
LRCX icon
367
Lam Research
LRCX
$378B
$45K ﹤0.01%
960
– –
AFL icon
368
Aflac
AFL
$58.4B
$44K ﹤0.01%
980
-190
-16% -$7.78K
ELS icon
369
Equity Lifestyle Properties
ELS
$12.4B
$44K ﹤0.01%
+700
New +$43.2K
SGEN
370
DELISTED
Seagen Inc. Common Stock
SGEN
$44K ﹤0.01%
250
-50
-17% -$9.32K
PBA icon
371
Pembina Pipeline
PBA
$27.9B
$43K ﹤0.01%
1,797
– –
RGLD icon
372
Royal Gold
RGLD
$22.3B
$43K ﹤0.01%
402
– –
XPEV icon
373
XPeng
XPEV
$11B
$43K ﹤0.01%
1,000
– –
TT
374
DELISTED
TRANE INC
TT
$43K ﹤0.01%
298
– –
KEY icon
375
KeyCorp
KEY
$23.4B
$42K ﹤0.01%
2,566
-169
-6% -$2.46K
13 14
15
16 17

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LBD
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AG
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FMT
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KFM
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CCP
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BCA
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DIC
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Sonora Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Sonora Investment Management held 1,962 positions worth $1.21B, up 12% from $1.08B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sonora Investment Management deployed $41.6M of net new capital in Q4 2020, opening 108 new positions and adding to 215 existing holdings. Its largest new stake was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.

By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 57% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Intel, an estimated $1.13M trimmed.

  • Sonora Investment Management's largest Q4 2020 buy was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.
  • Sonora Investment Management added most to MetLife Inc 4.75% Series F Preferred Stock in Q4 2020, an estimated $12.4M increase.
  • Sonora Investment Management's biggest Q4 2020 reduction was Intel, cutting an estimated $1.13M.
  • Sonora Investment Management fully exited MetLife Inc 5.625% Series E Preferred Stock in Q4 2020, selling an estimated $10.7M.
  • Sonora Investment Management's ten largest holdings make up 19% of its $1.21B portfolio in Q4 2020.
  • Sonora Investment Management opened 108 new positions and closed 206 in Q4 2020.
  • Sonora Investment Management's portfolio value rose 12% quarter-over-quarter to $1.21B.

Based on Sonora Investment Management's 13F filing for Q4 2020, filed 13 Jan 2021.