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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+6.94%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$41.6M
Cap. Flow %
3.45%
Top 10 Hldgs %
19.08%
Holding
1,962
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

Rank Stock Value
1
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$12.4M
2
DLR.PRL icon
Digital Realty Trust 5.200% Series L Preferred Stock
DLR.PRL
+$4.46M
3
USB icon
US Bancorp
USB
+$3.2M
4
KO icon
Coca-Cola
KO
+$2.67M
5
AMZN icon
Amazon
AMZN
+$2.52M

Top Sells

Rank Stock Value
1
MET.PRE icon
MetLife Inc 5.625% Series E Preferred Stock
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.13M
3
KMI icon
Kinder Morgan
KMI
+$773K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$607K

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.02%
2 Technology 13.33%
3 Consumer Staples 6.13%
4 Industrials 5.32%
5 Healthcare 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSA icon
326
Public Storage
PSA
$58.5B
$62K 0.01%
270
– –
MQY icon
327
BlackRock MuniYield Quality Fund
MQY
$795M
$61K 0.01%
3,700
– –
RSP icon
328
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$60K 0.01%
471
+116
+33% +$13.8K
EXD
329
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
$60K 0.01%
6,035
– –
DHS icon
330
WisdomTree US High Dividend Fund
DHS
$1.6B
$59K ﹤0.01%
850
– –
MOG.A icon
331
Moog Inc Class A
MOG.A
$11.9B
$59K ﹤0.01%
750
– –
CXT icon
332
Crane NXT
CXT
$2.89B
$58K ﹤0.01%
2,162
+2,015
+1,371% +$44.4K
FXH icon
333
First Trust Health Care AlphaDEX Fund
FXH
$1.15B
$58K ﹤0.01%
540
– –
SNY icon
334
Sanofi
SNY
$107B
$58K ﹤0.01%
1,200
-150
-11% -$7.4K
GLD icon
335
SPDR Gold Trust
GLD
$149B
$57K ﹤0.01%
320
-100
-24% -$17.6K
IWP icon
336
iShares Russell Mid-Cap Growth ETF
IWP
$20.2B
$57K ﹤0.01%
560
– –
SHOP icon
337
Shopify
SHOP
$197B
$57K ﹤0.01%
+500
New +$52.5K
BIIB icon
338
Biogen
BIIB
$32.3B
$56K ﹤0.01%
227
-108
-32% -$27.9K
IWO icon
339
iShares Russell 2000 Growth ETF
IWO
$14.8B
$56K ﹤0.01%
194
– –
STAG icon
340
STAG Industrial
STAG
$7.17B
$56K ﹤0.01%
1,775
– –
AMTD
341
DELISTED
TD Ameritrade Holding Corp
AMTD
$56K ﹤0.01%
1,000
+700
+233% +$28.4K
AMD icon
342
Advanced Micro Devices
AMD
$760B
$55K ﹤0.01%
601
+1
+0.2% +$86
NOW icon
343
ServiceNow
NOW
$150B
$55K ﹤0.01%
+500
New +$52K
P
344
Everpure Inc
P
$31B
$55K ﹤0.01%
2,450
– –
WD icon
345
Walker & Dunlop
WD
$1.42B
$55K ﹤0.01%
600
– –
FITB
346
Fifth Third Bancorp
FITB
$49.5B
$54K ﹤0.01%
1,973
+370
+23% +$9.34K
HWM icon
347
Howmet Aerospace
HWM
$106B
$54K ﹤0.01%
1,890
-700
-27% -$15.6K
ROP icon
348
Roper Technologies
ROP
$42.2B
$54K ﹤0.01%
125
– –
WMB icon
349
Williams Companies
WMB
$90.2B
$54K ﹤0.01%
2,689
-1,713
-39% -$34.7K
STOR
350
DELISTED
STORE Capital Corporation
STOR
$54K ﹤0.01%
1,575
– –
12 13
14
15 16

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LBD
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AG
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FMT
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KFM
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CCP
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BCA
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DIC
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Sonora Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Sonora Investment Management held 1,962 positions worth $1.21B, up 12% from $1.08B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sonora Investment Management deployed $41.6M of net new capital in Q4 2020, opening 108 new positions and adding to 215 existing holdings. Its largest new stake was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.

By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 57% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Intel, an estimated $1.13M trimmed.

  • Sonora Investment Management's largest Q4 2020 buy was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.
  • Sonora Investment Management added most to MetLife Inc 4.75% Series F Preferred Stock in Q4 2020, an estimated $12.4M increase.
  • Sonora Investment Management's biggest Q4 2020 reduction was Intel, cutting an estimated $1.13M.
  • Sonora Investment Management fully exited MetLife Inc 5.625% Series E Preferred Stock in Q4 2020, selling an estimated $10.7M.
  • Sonora Investment Management's ten largest holdings make up 19% of its $1.21B portfolio in Q4 2020.
  • Sonora Investment Management opened 108 new positions and closed 206 in Q4 2020.
  • Sonora Investment Management's portfolio value rose 12% quarter-over-quarter to $1.21B.

Based on Sonora Investment Management's 13F filing for Q4 2020, filed 13 Jan 2021.