SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Return 17.61%
This Quarter Return
+3.6%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$1.06B
AUM Growth
+$98.3M
Cap. Flow
+$64.5M
Cap. Flow %
6.09%
Top 10 Hldgs %
20.93%
Holding
1,988
New
239
Increased
201
Reduced
189
Closed
245

Top Buys

1
AAPL icon
Apple
AAPL
$23.3M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
$9.88M
3
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
$6.42M
4
EVRG icon
Evergy
EVRG
$5.07M
5
TFC icon
Truist Financial
TFC
$2.71M

Top Sells

1
USB icon
US Bancorp
USB
$6.5M
2
SPPI
Spectrum Pharmaceuticals Inc
SPPI
$5.73M
3
SPY icon
SPDR S&P 500 ETF Trust
SPY
$1.61M
4
STI
SunTrust Banks, Inc.
STI
$470K
5
JPM icon
JPMorgan Chase
JPM
$267K

Sector Composition

1 Technology 11.04%
2 Industrials 6.88%
3 Consumer Staples 4.82%
4 Financials 4.19%
5 Healthcare 4.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
KEY icon
326
KeyCorp
KEY
$20.8B
$47K ﹤0.01%
2,304
+138
+6% +$2.82K
PSTG icon
327
Pure Storage
PSTG
$25.9B
$47K ﹤0.01%
2,750
-600
-18% -$10.3K
VBR icon
328
Vanguard Small-Cap Value ETF
VBR
$31.8B
$47K ﹤0.01%
+341
New +$47K
FFH
329
DELISTED
FAIRFAX FINL HLDGS LTD SUB VTG
FFH
$47K ﹤0.01%
100
– –
GSK icon
330
GSK
GSK
$81.5B
$46K ﹤0.01%
779
+449
+136% +$26.5K
RMD icon
331
ResMed
RMD
$40.6B
$46K ﹤0.01%
300
– –
RSP icon
332
Invesco S&P 500 Equal Weight ETF
RSP
$74.1B
$46K ﹤0.01%
400
-125
-24% -$14.4K
SGEN
333
DELISTED
Seagen Inc. Common Stock
SGEN
$46K ﹤0.01%
400
– –
ZEN
334
DELISTED
ZENDESK INC
ZEN
$46K ﹤0.01%
600
– –
CTXS
335
DELISTED
Citrix Systems Inc
CTXS
$46K ﹤0.01%
413
+101
+32% +$11.2K
FXH icon
336
First Trust Health Care AlphaDEX Fund
FXH
$934M
$45K ﹤0.01%
540
– –
XLV icon
337
Health Care Select Sector SPDR Fund
XLV
$34B
$45K ﹤0.01%
445
+120
+37% +$12.1K
ADM icon
338
Archer Daniels Midland
ADM
$30.2B
$44K ﹤0.01%
+942
New +$44K
GVA icon
339
Granite Construction
GVA
$4.73B
$44K ﹤0.01%
1,600
-300
-16% -$8.25K
KRE icon
340
SPDR S&P Regional Banking ETF
KRE
$3.99B
$44K ﹤0.01%
749
– –
SPIB icon
341
SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$10.7B
$44K ﹤0.01%
1,233
+981
+389% +$35K
SUPN icon
342
Supernus Pharmaceuticals
SUPN
$2.58B
$44K ﹤0.01%
1,838
– –
BK.PRC
343
DELISTED
THE BANK OF NEW YORK MELLON CORPORATION Depositary Shares each representing a 1/ 4,000th interest in
BK.PRC
$44K ﹤0.01%
+1,701
New +$44K
VER
344
DELISTED
VEREIT, Inc.
VER
$44K ﹤0.01%
960
+360
+60% +$16.5K
AWR icon
345
American States Water
AWR
$2.88B
$43K ﹤0.01%
+500
New +$43K
BN icon
346
Brookfield
BN
$99.5B
$43K ﹤0.01%
1,386
– –
CHCT
347
Community Healthcare Trust
CHCT
$444M
$43K ﹤0.01%
1,000
– –
EXEL icon
348
Exelixis
EXEL
$10.2B
$43K ﹤0.01%
2,420
-2,000
-45% -$35.5K
IWP icon
349
iShares Russell Mid-Cap Growth ETF
IWP
$20.4B
$43K ﹤0.01%
560
– –
QTS
350
DELISTED
QTS REALTY TRUST, INC.
QTS
$43K ﹤0.01%
800
– –
12 13
14
15 16