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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+3.6%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.06B
AUM Growth
+$98.3M
Cap. Flow
+$60.6M
Cap. Flow %
5.72%
Top 10 Hldgs %
20.93%
Holding
1,988
New
239
Increased
201
Reduced
189
Closed
245

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.4M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$9.66M
3
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$6.35M
4
EVRG icon
Evergy
EVRG
+$4.97M
5
TFC icon
Truist Financial
TFC
+$2.6M

Top Sells

Rank Stock Value
1
USB icon
US Bancorp
USB
+$6.33M
2
SPPI
Spectrum Pharmaceuticals Inc
SPPI
+$5.72M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.54M
4
STI
SunTrust Banks, Inc.
STI
+$470K
5
JPM icon
JPMorgan Chase
JPM
+$245K

Sector Composition

Rank Sector Weight
1 Miscellaneous 55.03%
2 Technology 11.04%
3 Industrials 6.88%
4 Consumer Staples 4.83%
5 Healthcare 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KEY icon
326
KeyCorp
KEY
$23.4B
$47K ﹤0.01%
2,304
+138
+6% +$2.6K
P
327
Everpure Inc
P
$31B
$47K ﹤0.01%
2,750
-600
-18% -$10.6K
VBR icon
328
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.6B
$47K ﹤0.01%
+341
New +$45.2K
FFH
329
DELISTED
FAIRFAX FINL HLDGS LTD SUB VTG
FFH
$47K ﹤0.01%
100
– –
GSK icon
330
GSK
GSK
$102B
$46K ﹤0.01%
779
+449
+136% +$25K
RMD icon
331
ResMed
RMD
$34.7B
$46K ﹤0.01%
300
– –
RSP icon
332
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$46K ﹤0.01%
400
-125
-24% -$13.9K
SGEN
333
DELISTED
Seagen Inc. Common Stock
SGEN
$46K ﹤0.01%
400
– –
ZEN
334
DELISTED
ZENDESK INC
ZEN
$46K ﹤0.01%
600
– –
CTXS
335
DELISTED
Citrix Systems Inc
CTXS
$46K ﹤0.01%
413
+101
+32% +$10.9K
FXH icon
336
First Trust Health Care AlphaDEX Fund
FXH
$1.15B
$45K ﹤0.01%
540
– –
XLV icon
337
State Street Health Care Select Sector SPDR ETF
XLV
$44.5B
$45K ﹤0.01%
445
+120
+37% +$11.5K
ADM icon
338
Archer Daniels Midland
ADM
$39.3B
$44K ﹤0.01%
+942
New +$40.2K
GVA icon
339
Granite Construction
GVA
$5.44B
$44K ﹤0.01%
1,600
-300
-16% -$8.53K
KRE icon
340
State Street SPDR S&P Regional Banking ETF
KRE
$4.04B
$44K ﹤0.01%
749
– –
SPIB icon
341
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.6B
$44K ﹤0.01%
1,233
+981
+389% +$34.6K
SUPN icon
342
Supernus Pharmaceuticals
SUPN
$2.54B
$44K ﹤0.01%
1,838
– –
BK.PRC
343
DELISTED
THE BANK OF NEW YORK MELLON CORPORATION Depositary Shares each representing a 1/ 4,000th interest in
BK.PRC
$44K ﹤0.01%
+1,701
New +$43.9K
VER
344
DELISTED
VEREIT, Inc.
VER
$44K ﹤0.01%
960
+360
+60% +$17.3K
AWR icon
345
American States Water
AWR
$3.56B
$43K ﹤0.01%
+500
New +$44.3K
BN icon
346
Brookfield
BN
$92.3B
$43K ﹤0.01%
2,080
– –
CHCT
347
Community Healthcare Trust
CHCT
$428M
$43K ﹤0.01%
1,000
– –
EXEL icon
348
Exelixis
EXEL
$13.5B
$43K ﹤0.01%
2,420
-2,000
-45% -$33.9K
IWP icon
349
iShares Russell Mid-Cap Growth ETF
IWP
$20.2B
$43K ﹤0.01%
560
– –
QTS
350
DELISTED
QTS REALTY TRUST, INC.
QTS
$43K ﹤0.01%
800
– –
12 13
14
15 16

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Sonora Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Sonora Investment Management held 1,988 positions worth $1.06B, up 10% from $960M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sonora Investment Management deployed $60.6M of net new capital in Q4 2019, opening 239 new positions and adding to 201 existing holdings. Its largest new stake was Apple: 317,220 shares worth $23.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 55% of assets, down from 58% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was US Bancorp, an estimated $6.33M trimmed.

  • Sonora Investment Management's largest Q4 2019 buy was Apple: 317,220 shares worth $23.3M.
  • Sonora Investment Management added most to Evergy in Q4 2019, an estimated $4.97M increase.
  • Sonora Investment Management's biggest Q4 2019 reduction was US Bancorp, cutting an estimated $6.33M.
  • Sonora Investment Management fully exited Spectrum Pharmaceuticals Inc in Q4 2019, selling an estimated $5.72M.
  • Sonora Investment Management's ten largest holdings make up 21% of its $1.06B portfolio in Q4 2019.
  • Sonora Investment Management opened 239 new positions and closed 245 in Q4 2019.
  • Sonora Investment Management's portfolio value rose 10% quarter-over-quarter to $1.06B.

Based on Sonora Investment Management's 13F filing for Q4 2019, filed 17 Jan 2020.