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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+3.6%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.06B
AUM Growth
+$98.3M
Cap. Flow
+$60.6M
Cap. Flow %
5.72%
Top 10 Hldgs %
20.93%
Holding
1,988
New
239
Increased
201
Reduced
189
Closed
245

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.4M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$9.66M
3
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$6.35M
4
EVRG icon
Evergy
EVRG
+$4.97M
5
TFC icon
Truist Financial
TFC
+$2.6M

Top Sells

Rank Stock Value
1
USB icon
US Bancorp
USB
+$6.33M
2
SPPI
Spectrum Pharmaceuticals Inc
SPPI
+$5.72M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.54M
4
STI
SunTrust Banks, Inc.
STI
+$470K
5
JPM icon
JPMorgan Chase
JPM
+$245K

Sector Composition

Rank Sector Weight
1 Miscellaneous 55.03%
2 Technology 11.04%
3 Industrials 6.88%
4 Consumer Staples 4.83%
5 Healthcare 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VWO icon
301
Vanguard FTSE Emerging Markets ETF
VWO
$127B
$54K 0.01%
1,203
+494
+70% +$20.9K
ROP icon
302
Roper Technologies
ROP
$42.2B
$53K 0.01%
150
– –
BALL icon
303
Ball Corp
BALL
$16.9B
$52K ﹤0.01%
+800
New +$54.2K
IJR icon
304
iShares Core S&P Small-Cap ETF
IJR
$110B
$51K ﹤0.01%
+608
New +$48.9K
WAL icon
305
Western Alliance Bancorporation
WAL
$8.57B
$51K ﹤0.01%
900
– –
WFC.PRT
306
DELISTED
WELLS FARGO & COMPANY SERIES T
WFC.PRT
$51K ﹤0.01%
2,000
– –
LK
307
DELISTED
Luckin Coffee Inc. American Depositary Shares
LK
$51K ﹤0.01%
+1,295
New +$32.7K
LHX icon
308
L3Harris
LHX
$48.9B
$50K ﹤0.01%
252
+129
+105% +$25.9K
MSI icon
309
Motorola Solutions
MSI
$80.4B
$50K ﹤0.01%
310
– –
SNY icon
310
Sanofi
SNY
$107B
$50K ﹤0.01%
1,000
-200
-17% -$9.37K
TMO icon
311
Thermo Fisher Scientific
TMO
$230B
$50K ﹤0.01%
153
-14
-8% -$4.25K
VYM icon
312
Vanguard High Dividend Yield ETF
VYM
$82.8B
$50K ﹤0.01%
531
+440
+484% +$39.9K
CAG icon
313
Conagra Brands
CAG
$7.72B
$49K ﹤0.01%
1,425
– –
FITB
314
Fifth Third Bancorp
FITB
$49.5B
$49K ﹤0.01%
1,593
+65
+4% +$1.91K
ITW icon
315
Illinois Tool Works
ITW
$79.8B
$49K ﹤0.01%
273
– –
JWN
316
DELISTED
Nordstrom
JWN
$49K ﹤0.01%
1,200
– –
REM icon
317
iShares Mortgage Real Estate ETF
REM
$537M
$49K ﹤0.01%
1,094
– –
RGLD icon
318
Royal Gold
RGLD
$22.3B
$49K ﹤0.01%
402
– –
CTVA icon
319
Corteva
CTVA
$56B
$48K ﹤0.01%
1,625
-448
-22% -$11.9K
DOCU
320
DocuSign
DOCU
$12.2B
$48K ﹤0.01%
645
+45
+8% +$3.09K
FE icon
321
FirstEnergy
FE
$26.5B
$48K ﹤0.01%
983
-101
-9% -$4.83K
MAR icon
322
Marriott International
MAR
$91.5B
$48K ﹤0.01%
316
– –
PAA icon
323
Plains All American Pipeline
PAA
$18B
$48K ﹤0.01%
2,584
– –
ZBH icon
324
Zimmer Biomet
ZBH
$19.2B
$48K ﹤0.01%
330
– –
CTAS icon
325
Cintas
CTAS
$81.7B
$47K ﹤0.01%
700
– –
11 12
13
14 15

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LBD
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AG
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FMT
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KFM
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CCP
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BCA
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DIC
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Sonora Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Sonora Investment Management held 1,988 positions worth $1.06B, up 10% from $960M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sonora Investment Management deployed $60.6M of net new capital in Q4 2019, opening 239 new positions and adding to 201 existing holdings. Its largest new stake was Apple: 317,220 shares worth $23.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 55% of assets, down from 58% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was US Bancorp, an estimated $6.33M trimmed.

  • Sonora Investment Management's largest Q4 2019 buy was Apple: 317,220 shares worth $23.3M.
  • Sonora Investment Management added most to Evergy in Q4 2019, an estimated $4.97M increase.
  • Sonora Investment Management's biggest Q4 2019 reduction was US Bancorp, cutting an estimated $6.33M.
  • Sonora Investment Management fully exited Spectrum Pharmaceuticals Inc in Q4 2019, selling an estimated $5.72M.
  • Sonora Investment Management's ten largest holdings make up 21% of its $1.06B portfolio in Q4 2019.
  • Sonora Investment Management opened 239 new positions and closed 245 in Q4 2019.
  • Sonora Investment Management's portfolio value rose 10% quarter-over-quarter to $1.06B.

Based on Sonora Investment Management's 13F filing for Q4 2019, filed 17 Jan 2020.