SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Return 17.61%
This Quarter Return
+6.94%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$45.1M
Cap. Flow %
3.74%
Top 10 Hldgs %
19.08%
Holding
1,963
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

1
MET.PRF icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 4.75% Non-Cumulative Preferred Stock, Series F
MET.PRF
+$12.6M
2
DLR.PRL icon
Digital Realty Trust, Inc. 5.200% Series L Cumulative Redeemable Preferred Stock
DLR.PRL
+$4.49M
3
USB icon
US Bancorp
USB
+$3.52M
4
KO icon
Coca-Cola
KO
+$2.83M
5
AMZN icon
Amazon
AMZN
+$2.57M

Top Sells

1
MET.PRE icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.625% Non-Cumulative Preferred Stock, Series E
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.15M
3
KMI icon
Kinder Morgan
KMI
+$790K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$608K

Sector Composition

1 Technology 13.3%
2 Consumer Staples 6.13%
3 Industrials 5.32%
4 Healthcare 5.25%
5 Financials 4.78%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VIG icon
276
Vanguard Dividend Appreciation ETF
VIG
$96.2B
$92K 0.01%
652
+392
+151% +$55.3K
D icon
277
Dominion Energy
D
$50.2B
$91K 0.01%
1,211
+107
+10% +$8.04K
PSA.PRC
278
DELISTED
Public Storage Depositary Shares Each Representing 1/1000 of a 5.125% Cumulative Preferred Share of
PSA.PRC
$91K 0.01%
3,490
– –
CAH icon
279
Cardinal Health
CAH
$36B
$90K 0.01%
1,681
-43
-2% -$2.3K
HPQ icon
280
HP
HPQ
$27.3B
$89K 0.01%
3,605
+318
+10% +$7.85K
BCE icon
281
BCE
BCE
$22.7B
$88K 0.01%
2,057
+201
+11% +$8.6K
SYK icon
282
Stryker
SYK
$150B
$88K 0.01%
359
-130
-27% -$31.9K
YUMC icon
283
Yum China
YUMC
$16.3B
$88K 0.01%
1,537
-90
-6% -$5.15K
F icon
284
Ford
F
$45.6B
$87K 0.01%
9,918
+2,324
+31% +$20.4K
WBA
285
DELISTED
Walgreens Boots Alliance
WBA
$87K 0.01%
2,186
-300
-12% -$11.9K
IVR icon
286
Invesco Mortgage Capital
IVR
$522M
$86K 0.01%
2,537
– –
ZEN
287
DELISTED
ZENDESK INC
ZEN
$86K 0.01%
600
– –
FNDF icon
288
Schwab Fundamental International Large Company Index ETF
FNDF
$17.5B
$85K 0.01%
2,892
+731
+34% +$21.5K
OKE icon
289
Oneok
OKE
$45.6B
$85K 0.01%
2,224
– –
PZZA icon
290
Papa John's
PZZA
$1.63B
$85K 0.01%
1,000
– –
VGK icon
291
Vanguard FTSE Europe ETF
VGK
$27B
$85K 0.01%
1,412
– –
SPPI
292
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$85K 0.01%
25,000
– –
ULQ
293
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
$83K 0.01%
1,645
-1,290
-44% -$65.1K
MSI icon
294
Motorola Solutions
MSI
$79.1B
$82K 0.01%
482
-28
-5% -$4.76K
BALL icon
295
Ball Corp
BALL
$13.7B
$81K 0.01%
864
+3
+0.3% +$281
PRU icon
296
Prudential Financial
PRU
$37.3B
$81K 0.01%
1,038
-355
-25% -$27.7K
VFH icon
297
Vanguard Financials ETF
VFH
$12.8B
$80K 0.01%
1,100
– –
CHI
298
Calamos Convertible Opportunities and Income Fund
CHI
$822M
$79K 0.01%
5,829
– –
PFF icon
299
iShares Preferred and Income Securities ETF
PFF
$14.6B
$79K 0.01%
2,050
+500
+32% +$19.3K
CARR icon
300
Carrier Global
CARR
$53.8B
$76K 0.01%
2,007
+666
+50% +$25.2K
10 11
12
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