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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+6.94%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$41.6M
Cap. Flow %
3.45%
Top 10 Hldgs %
19.08%
Holding
1,962
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

Rank Stock Value
1
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$12.4M
2
DLR.PRL icon
Digital Realty Trust 5.200% Series L Preferred Stock
DLR.PRL
+$4.46M
3
USB icon
US Bancorp
USB
+$3.2M
4
KO icon
Coca-Cola
KO
+$2.67M
5
AMZN icon
Amazon
AMZN
+$2.52M

Top Sells

Rank Stock Value
1
MET.PRE icon
MetLife Inc 5.625% Series E Preferred Stock
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.13M
3
KMI icon
Kinder Morgan
KMI
+$773K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$607K

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.02%
2 Technology 13.33%
3 Consumer Staples 6.13%
4 Industrials 5.32%
5 Healthcare 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIG icon
276
Vanguard Dividend Appreciation ETF
VIG
$113B
$92K 0.01%
652
+392
+151% +$53.1K
D icon
277
Dominion Energy
D
$57.7B
$91K 0.01%
1,211
+107
+10% +$8.5K
PSA.PRC
278
DELISTED
Public Storage Depositary Shares Each Representing 1/1000 of a 5.125% Cumulative Preferred Share of
PSA.PRC
$91K 0.01%
3,490
– –
CAH icon
279
Cardinal Health
CAH
$54.6B
$90K 0.01%
1,681
-43
-2% -$2.23K
HPQ icon
280
HP
HPQ
$27.5B
$89K 0.01%
3,605
+318
+10% +$6.67K
BCE icon
281
BCE
BCE
$21.9B
$88K 0.01%
2,057
+201
+11% +$8.6K
SYK icon
282
Stryker
SYK
$127B
$88K 0.01%
359
-130
-27% -$29.4K
YUMC icon
283
Yum China
YUMC
$15.3B
$88K 0.01%
1,537
-90
-6% -$5.05K
F icon
284
Ford
F
$55.3B
$87K 0.01%
9,918
+2,324
+31% +$19.5K
WBA
285
DELISTED
Walgreens Boots Alliance
WBA
$87K 0.01%
2,186
-300
-12% -$11.6K
IVR icon
286
Invesco Mortgage Capital
IVR
$792M
$86K 0.01%
2,537
– –
ZEN
287
DELISTED
ZENDESK INC
ZEN
$86K 0.01%
600
– –
FNDF icon
288
Schwab Fundamental International Large Company Index ETF
FNDF
$26B
$85K 0.01%
2,892
+731
+34% +$19.8K
OKE icon
289
Oneok
OKE
$59.7B
$85K 0.01%
2,224
– –
PZZA icon
290
Papa John's
PZZA
$781M
$85K 0.01%
1,000
– –
VGK icon
291
Vanguard FTSE Europe ETF
VGK
$30.9B
$85K 0.01%
1,412
– –
SPPI
292
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$85K 0.01%
25,000
– –
ULQ
293
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
$83K 0.01%
1,645
-1,290
-44% -$65.1K
MSI icon
294
Motorola Solutions
MSI
$80.4B
$82K 0.01%
482
-28
-5% -$4.7K
BALL icon
295
Ball Corp
BALL
$16.9B
$81K 0.01%
864
+3
+0.3% +$277
PRU icon
296
Prudential Financial
PRU
$41.3B
$81K 0.01%
1,038
-355
-25% -$25.7K
VFH icon
297
Vanguard Financials ETF
VFH
$13.9B
$80K 0.01%
1,100
– –
CHI
298
Calamos Convertible Opportunities and Income Fund
CHI
$1.04B
$79K 0.01%
5,829
– –
PFF icon
299
iShares Preferred and Income Securities ETF
PFF
$13.1B
$79K 0.01%
2,050
+500
+32% +$18.7K
CARR icon
300
Carrier Global
CARR
$48.5B
$76K 0.01%
2,007
+666
+50% +$24.1K
10 11
12
13 14

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LBD
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AG
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FMT
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KFM
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CCP
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BCA
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DIC
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Sonora Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Sonora Investment Management held 1,962 positions worth $1.21B, up 12% from $1.08B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sonora Investment Management deployed $41.6M of net new capital in Q4 2020, opening 108 new positions and adding to 215 existing holdings. Its largest new stake was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.

By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 57% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Intel, an estimated $1.13M trimmed.

  • Sonora Investment Management's largest Q4 2020 buy was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.
  • Sonora Investment Management added most to MetLife Inc 4.75% Series F Preferred Stock in Q4 2020, an estimated $12.4M increase.
  • Sonora Investment Management's biggest Q4 2020 reduction was Intel, cutting an estimated $1.13M.
  • Sonora Investment Management fully exited MetLife Inc 5.625% Series E Preferred Stock in Q4 2020, selling an estimated $10.7M.
  • Sonora Investment Management's ten largest holdings make up 19% of its $1.21B portfolio in Q4 2020.
  • Sonora Investment Management opened 108 new positions and closed 206 in Q4 2020.
  • Sonora Investment Management's portfolio value rose 12% quarter-over-quarter to $1.21B.

Based on Sonora Investment Management's 13F filing for Q4 2020, filed 13 Jan 2021.