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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
-7.87%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$844M
AUM Growth
-$215M
Cap. Flow
-$69.2M
Cap. Flow %
-8.2%
Top 10 Hldgs %
23.33%
Holding
1,949
New
206
Increased
186
Reduced
251
Closed
166

Top Buys

Rank Stock Value
1
WMT icon
Walmart Inc
WMT
+$3.99M
2
JPM.PRC icon
JPMorgan Chase & Co 6.00% Series EE Preferred Stock
JPM.PRC
+$2.63M
3
CVS icon
CVS Health
CVS
+$2.3M
4
BAC.PRM icon
Bank of America Depository Shares Series KK
BAC.PRM
+$2.16M
5
ALL.PRH icon
Allstate Corp
ALL.PRH
+$1.9M

Top Sells

Rank Stock Value
1
PNC icon
PNC Financial Services
PNC
+$6.84M
2
CSX icon
CSX Corp
CSX
+$6.18M
3
EMR icon
Emerson Electric
EMR
+$6.14M
4
SVC
Service Properties Trust
SVC
+$5.33M
5
UNP icon
Union Pacific
UNP
+$5.26M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.43%
2 Technology 10.26%
3 Consumer Staples 6.24%
4 Healthcare 4.75%
5 Industrials 4.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PYPL icon
276
PayPal
PYPL
$45.9B
$51K 0.01%
529
-160
-23% -$17.7K
UDOW icon
277
ProShares UltraPro Dow 30
UDOW
$872M
$51K 0.01%
+4,860
New +$123K
DD
278
DELISTED
Du Pont De Nemours E I
DD
$51K 0.01%
1,491
+67
+5% +$2.29K
VEA icon
279
Vanguard FTSE Developed Markets ETF
VEA
$238B
$50K 0.01%
1,493
-3,646
-71% -$146K
HSBC.PRA
280
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$50K 0.01%
+2,000
New +$52.1K
CHI
281
Calamos Convertible Opportunities and Income Fund
CHI
$1.04B
$49K 0.01%
5,829
– –
DHS icon
282
WisdomTree US High Dividend Fund
DHS
$1.6B
$48K 0.01%
850
– –
DVY icon
283
iShares Select Dividend ETF
DVY
$23.8B
$48K 0.01%
651
– –
HPQ icon
284
HP
HPQ
$27.5B
$48K 0.01%
2,790
-200
-7% -$4.05K
OKE icon
285
Oneok
OKE
$59.7B
$47K 0.01%
2,173
– –
ROP icon
286
Roper Technologies
ROP
$42.2B
$47K 0.01%
150
– –
TSM icon
287
TSMC
TSM
$2.17T
$47K 0.01%
979
-100
-9% -$5.47K
MBB icon
288
iShares MBS ETF
MBB
$39B
$46K 0.01%
417
-349
-46% -$38K
SGEN
289
DELISTED
Seagen Inc. Common Stock
SGEN
$46K 0.01%
400
– –
EXD
290
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
$46K 0.01%
6,035
– –
QTS
291
DELISTED
QTS REALTY TRUST, INC.
QTS
$46K 0.01%
800
– –
HIG icon
292
Hartford Financial Services
HIG
$37.5B
$45K 0.01%
+1,289
New +$67.2K
ANET icon
293
Arista Networks
ANET
$246B
$44K 0.01%
3,440
+240
+8% +$3.12K
CDP icon
294
COPT Defense Properties
CDP
$4.15B
$44K 0.01%
2,000
– –
IP icon
295
International Paper
IP
$20.8B
$44K 0.01%
1,491
-845
-36% -$31.4K
LHX icon
296
L3Harris
LHX
$48.9B
$44K 0.01%
244
-8
-3% -$1.64K
MU icon
297
Micron Technology
MU
$1.05T
$44K 0.01%
1,057
– –
SNY icon
298
Sanofi
SNY
$107B
$44K 0.01%
1,000
– –
VRTX icon
299
Vertex Pharmaceuticals
VRTX
$137B
$44K 0.01%
184
+5
+3% +$1.15K
WFC.PRR
300
DELISTED
WELLS FARGO & COMPANY Depositary Shares, each representing a 1/1,000th interest in a share of 6.625% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock, Series R
WFC.PRR
$44K 0.01%
1,673
+1,558
+1,355% +$43.4K
10 11
12
13 14

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Sonora Investment Management's Q1 2020 Portfolio in Review

As of Q1 2020, Sonora Investment Management held 1,949 positions worth $844M, down 20% from $1.06B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sonora Investment Management withdrew a net $69.2M in Q1 2020, closing 166 positions and reducing 251 holdings. Its most notable exit was Darden Restaurants, an estimated $441K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, up from 55% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, Sonora Investment Management opened a new position in JPMorgan Chase & Co 6.00% Series EE Preferred Stock worth $2.52M.

  • Sonora Investment Management's largest Q1 2020 buy was JPMorgan Chase & Co 6.00% Series EE Preferred Stock: 96,168 shares worth $2.52M.
  • Sonora Investment Management added most to Walmart Inc in Q1 2020, an estimated $3.99M increase.
  • Sonora Investment Management's biggest Q1 2020 reduction was PNC Financial Services, cutting an estimated $6.84M.
  • Sonora Investment Management fully exited Darden Restaurants in Q1 2020, selling an estimated $441K.
  • Sonora Investment Management's ten largest holdings make up 23% of its $844M portfolio in Q1 2020.
  • Sonora Investment Management opened 206 new positions and closed 166 in Q1 2020.
  • Sonora Investment Management's portfolio value fell 20% quarter-over-quarter to $844M.

Based on Sonora Investment Management's 13F filing for Q1 2020, filed 29 Apr 2020.