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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+6.94%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$41.6M
Cap. Flow %
3.45%
Top 10 Hldgs %
19.08%
Holding
1,962
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

Rank Stock Value
1
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$12.4M
2
DLR.PRL icon
Digital Realty Trust 5.200% Series L Preferred Stock
DLR.PRL
+$4.46M
3
USB icon
US Bancorp
USB
+$3.2M
4
KO icon
Coca-Cola
KO
+$2.67M
5
AMZN icon
Amazon
AMZN
+$2.52M

Top Sells

Rank Stock Value
1
MET.PRE icon
MetLife Inc 5.625% Series E Preferred Stock
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.13M
3
KMI icon
Kinder Morgan
KMI
+$773K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$607K

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.02%
2 Technology 13.33%
3 Consumer Staples 6.13%
4 Industrials 5.32%
5 Healthcare 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOCU
251
DocuSign
DOCU
$12.2B
$118K 0.01%
531
+5
+1% +$1.12K
MCO icon
252
Moody's
MCO
$89.2B
$116K 0.01%
400
– –
TMO icon
253
Thermo Fisher Scientific
TMO
$230B
$116K 0.01%
249
+69
+38% +$32.4K
SO icon
254
Southern Company
SO
$102B
$115K 0.01%
1,871
-51
-3% -$3.07K
BDX icon
255
Becton Dickinson
BDX
$51.6B
$113K 0.01%
462
+49
+12% +$11.4K
IAU icon
256
iShares Gold Trust
IAU
$66.1B
$112K 0.01%
3,102
+284
+10% +$10.2K
PH icon
257
Parker-Hannifin
PH
$125B
$111K 0.01%
406
+60
+17% +$14.9K
C icon
258
Citigroup
C
$223B
$110K 0.01%
1,778
-81
-4% -$4.12K
TWLO icon
259
Twilio
TWLO
$36.5B
$110K 0.01%
326
– –
CCI icon
260
Crown Castle
CCI
$32.4B
$109K 0.01%
686
+3
+0.4% +$487
ENB icon
261
Enbridge
ENB
$110B
$109K 0.01%
3,403
-148
-4% -$4.5K
SWKS icon
262
Skyworks Solutions
SWKS
$9.9B
$109K 0.01%
716
+116
+19% +$17K
SLB icon
263
SLB Ltd
SLB
$85.1B
$107K 0.01%
4,903
-495
-9% -$9.34K
GE icon
264
GE Aerospace
GE
$355B
$103K 0.01%
1,913
+61
+3% +$2.73K
MCK icon
265
McKesson
MCK
$104B
$101K 0.01%
581
-382
-40% -$63.6K
BTI icon
266
British American Tobacco
BTI
$121B
$99K 0.01%
2,630
– –
TJX icon
267
TJX Companies
TJX
$149B
$99K 0.01%
1,447
+275
+23% +$16.7K
ALK icon
268
Alaska Air
ALK
$4.72B
$98K 0.01%
1,884
+1,400
+289% +$63K
INVH icon
269
Invitation Homes
INVH
$17.4B
$96K 0.01%
3,228
– –
UPS icon
270
United Parcel Service
UPS
$89.6B
$95K 0.01%
562
+73
+15% +$12.3K
CP icon
271
Canadian Pacific Kansas City
CP
$82.7B
$93K 0.01%
1,345
– –
NVS icon
272
Novartis
NVS
$292B
$93K 0.01%
984
+179
+22% +$15.6K
OMER icon
273
Omeros
OMER
$1.35B
$93K 0.01%
6,540
+2,940
+82% +$35.9K
XEL icon
274
Xcel Energy
XEL
$47.8B
$93K 0.01%
+1,400
New +$97.6K
KHC icon
275
Kraft Heinz
KHC
$30.5B
$92K 0.01%
2,655
-71
-3% -$2.31K
9 10
11
12 13

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LBD
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AG
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FMT
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KFM
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CCP
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BCA
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DIC
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Sonora Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Sonora Investment Management held 1,962 positions worth $1.21B, up 12% from $1.08B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sonora Investment Management deployed $41.6M of net new capital in Q4 2020, opening 108 new positions and adding to 215 existing holdings. Its largest new stake was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.

By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 57% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Intel, an estimated $1.13M trimmed.

  • Sonora Investment Management's largest Q4 2020 buy was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.
  • Sonora Investment Management added most to MetLife Inc 4.75% Series F Preferred Stock in Q4 2020, an estimated $12.4M increase.
  • Sonora Investment Management's biggest Q4 2020 reduction was Intel, cutting an estimated $1.13M.
  • Sonora Investment Management fully exited MetLife Inc 5.625% Series E Preferred Stock in Q4 2020, selling an estimated $10.7M.
  • Sonora Investment Management's ten largest holdings make up 19% of its $1.21B portfolio in Q4 2020.
  • Sonora Investment Management opened 108 new positions and closed 206 in Q4 2020.
  • Sonora Investment Management's portfolio value rose 12% quarter-over-quarter to $1.21B.

Based on Sonora Investment Management's 13F filing for Q4 2020, filed 13 Jan 2021.