SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Return 17.61%
This Quarter Return
+3.6%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$1.06B
AUM Growth
+$98.3M
Cap. Flow
+$64.5M
Cap. Flow %
6.09%
Top 10 Hldgs %
20.93%
Holding
1,988
New
239
Increased
201
Reduced
189
Closed
245

Top Buys

1
AAPL icon
Apple
AAPL
$23.3M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
$9.88M
3
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
$6.42M
4
EVRG icon
Evergy
EVRG
$5.07M
5
TFC icon
Truist Financial
TFC
$2.71M

Top Sells

1
USB icon
US Bancorp
USB
$6.5M
2
SPPI
Spectrum Pharmaceuticals Inc
SPPI
$5.73M
3
SPY icon
SPDR S&P 500 ETF Trust
SPY
$1.61M
4
STI
SunTrust Banks, Inc.
STI
$470K
5
JPM icon
JPMorgan Chase
JPM
$267K

Sector Composition

1 Technology 11.04%
2 Industrials 6.88%
3 Consumer Staples 4.82%
4 Financials 4.19%
5 Healthcare 4.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PSA.PRW
251
DELISTED
Public Storage Depositary Shares, Each Representing 1/1,000 of a 5.20% Cumulative Preferred Share of
PSA.PRW
$82K 0.01%
3,250
– –
FXCH
252
DELISTED
Invesco CurrencyShares Chinese Renminbi Trust
FXCH
$82K 0.01%
1,178
– –
BAC.PRL icon
253
Bank of America Series L
BAC.PRL
$3.89B
$81K 0.01%
+56
New +$81K
YUMC icon
254
Yum China
YUMC
$16.5B
$79K 0.01%
1,652
– –
F icon
255
Ford
F
$46.7B
$78K 0.01%
8,430
-100
-1% -$925
PSA.PRV.CL
256
DELISTED
PUBLIC STORAGE Depositary Shares Each Representing 1/1,000 of a 5.375% Cumulative Preferred Share of
PSA.PRV.CL
$78K 0.01%
3,092
– –
VNQ icon
257
Vanguard Real Estate ETF
VNQ
$34.7B
$77K 0.01%
833
+404
+94% +$37.3K
IAU icon
258
iShares Gold Trust
IAU
$52.6B
$76K 0.01%
2,616
+69
+3% +$2.01K
IWO icon
259
iShares Russell 2000 Growth ETF
IWO
$12.5B
$76K 0.01%
353
+9
+3% +$1.94K
ENB icon
260
Enbridge
ENB
$105B
$75K 0.01%
1,884
– –
PYPL icon
261
PayPal
PYPL
$65.2B
$75K 0.01%
689
+220
+47% +$23.9K
APTS
262
DELISTED
Preferred Apartment Communities, Inc.
APTS
$75K 0.01%
5,600
– –
TJX icon
263
TJX Companies
TJX
$155B
$72K 0.01%
1,187
-100
-8% -$6.07K
NVS icon
264
Novartis
NVS
$251B
$71K 0.01%
754
-392
-34% -$36.9K
KHC icon
265
Kraft Heinz
KHC
$32.3B
$70K 0.01%
2,180
-18
-0.8% -$578
MKC icon
266
McCormick & Company Non-Voting
MKC
$19B
$70K 0.01%
820
-24
-3% -$2.05K
GLOP
267
DELISTED
GASLOG PARTNERS LP
GLOP
$70K 0.01%
4,500
+2,000
+80% +$31.1K
ADSK icon
268
Autodesk
ADSK
$69.5B
$69K 0.01%
+378
New +$69K
CCI icon
269
Crown Castle
CCI
$41.9B
$69K 0.01%
486
-100
-17% -$14.2K
CP icon
270
Canadian Pacific Kansas City
CP
$70.3B
$69K 0.01%
1,345
– –
DVY icon
271
iShares Select Dividend ETF
DVY
$20.8B
$69K 0.01%
651
-643
-50% -$68.2K
NOC icon
272
Northrop Grumman
NOC
$83.2B
$69K 0.01%
202
– –
CIO
273
City Office REIT
CIO
$280M
$68K 0.01%
5,000
– –
CNK icon
274
Cinemark Holdings
CNK
$2.98B
$68K 0.01%
2,000
– –
PK icon
275
Park Hotels & Resorts
PK
$2.4B
$68K 0.01%
2,625
– –
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