We are live on ! Find out more
SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+3.6%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.06B
AUM Growth
+$98.3M
Cap. Flow
+$60.6M
Cap. Flow %
5.72%
Top 10 Hldgs %
20.93%
Holding
1,988
New
239
Increased
201
Reduced
189
Closed
245

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.4M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$9.66M
3
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$6.35M
4
EVRG icon
Evergy
EVRG
+$4.97M
5
TFC icon
Truist Financial
TFC
+$2.6M

Top Sells

Rank Stock Value
1
USB icon
US Bancorp
USB
+$6.33M
2
SPPI
Spectrum Pharmaceuticals Inc
SPPI
+$5.72M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.54M
4
STI
SunTrust Banks, Inc.
STI
+$470K
5
JPM icon
JPMorgan Chase
JPM
+$245K

Sector Composition

Rank Sector Weight
1 Miscellaneous 55.03%
2 Technology 11.04%
3 Industrials 6.88%
4 Consumer Staples 4.83%
5 Healthcare 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSA.PRW
251
DELISTED
Public Storage Depositary Shares, Each Representing 1/1,000 of a 5.20% Cumulative Preferred Share of
PSA.PRW
$82K 0.01%
3,250
– –
FXCH
252
DELISTED
Invesco CurrencyShares Chinese Renminbi Trust
FXCH
$82K 0.01%
1,178
– –
BAC.PRL icon
253
Bank of America Series L
BAC.PRL
$3.99B
$81K 0.01%
+56
New +$83K
YUMC icon
254
Yum China
YUMC
$15.3B
$79K 0.01%
1,652
– –
F icon
255
Ford
F
$55.3B
$78K 0.01%
8,430
-100
-1% -$899
PSA.PRV.CL
256
DELISTED
PUBLIC STORAGE Depositary Shares Each Representing 1/1,000 of a 5.375% Cumulative Preferred Share of
PSA.PRV.CL
$78K 0.01%
3,092
– –
VNQ icon
257
Vanguard Real Estate ETF
VNQ
$38.6B
$77K 0.01%
833
+404
+94% +$37.4K
IAU icon
258
iShares Gold Trust
IAU
$66.1B
$76K 0.01%
2,616
+69
+3% +$1.96K
IWO icon
259
iShares Russell 2000 Growth ETF
IWO
$14.8B
$76K 0.01%
353
+9
+3% +$1.83K
ENB icon
260
Enbridge
ENB
$110B
$75K 0.01%
1,884
– –
PYPL icon
261
PayPal
PYPL
$45.9B
$75K 0.01%
689
+220
+47% +$22.9K
APTS
262
DELISTED
Preferred Apartment Communities, Inc.
APTS
$75K 0.01%
5,600
– –
TJX icon
263
TJX Companies
TJX
$149B
$72K 0.01%
1,187
-100
-8% -$5.91K
NVS icon
264
Novartis
NVS
$292B
$71K 0.01%
754
-392
-34% -$35.2K
KHC icon
265
Kraft Heinz
KHC
$30.5B
$70K 0.01%
2,180
-18
-0.8% -$545
MKC icon
266
McCormick & Company Non-Voting
MKC
$14.9B
$70K 0.01%
820
-24
-3% -$1.99K
GLOP
267
DELISTED
GASLOG PARTNERS LP
GLOP
$70K 0.01%
4,500
+2,000
+80% +$34.8K
ADSK icon
268
Autodesk
ADSK
$55B
$69K 0.01%
+378
New +$61.3K
CCI icon
269
Crown Castle
CCI
$32.4B
$69K 0.01%
486
-100
-17% -$13.6K
CP icon
270
Canadian Pacific Kansas City
CP
$82.7B
$69K 0.01%
1,345
– –
DVY icon
271
iShares Select Dividend ETF
DVY
$23.8B
$69K 0.01%
651
-643
-50% -$66.2K
NOC icon
272
Northrop Grumman
NOC
$77.5B
$69K 0.01%
202
– –
CIO
273
DELISTED
City Office REIT
CIO
$68K 0.01%
5,000
– –
CNK icon
274
Cinemark Holdings
CNK
$4.17B
$68K 0.01%
2,000
– –
PK icon
275
Park Hotels & Resorts
PK
$3.19B
$68K 0.01%
2,625
– –
9 10
11
12 13

Similar funds

OAM
Optimal Asset Management Los Altos, California $800M AUM 28.13% 1-Year Est. Return
LBD
Landsberg Bennett & Dubbaneh Punta Gorda, Florida $785M AUM 22.85% 1-Year Est. Return
AG
Ashmore Group London, United Kingdom $773M AUM 50.56% 1-Year Est. Return
FMT
First Mercantile Trust Cordova, Tennessee $755M AUM 28.15% 1-Year Est. Return
KFM
KG Funds Management New York $855M AUM 22.34% 1-Year Est. Return
CCP
Cardan Capital Partners Denver, Colorado $893M AUM 22.82% 1-Year Est. Return
BCA
Berman Capital Advisors Atlanta, Georgia $636M AUM 30.04% 1-Year Est. Return
DIC
Deer IX & Co Larchmont, New York $971M AUM 24.77% 1-Year Est. Return

Sonora Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Sonora Investment Management held 1,988 positions worth $1.06B, up 10% from $960M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sonora Investment Management deployed $60.6M of net new capital in Q4 2019, opening 239 new positions and adding to 201 existing holdings. Its largest new stake was Apple: 317,220 shares worth $23.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 55% of assets, down from 58% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was US Bancorp, an estimated $6.33M trimmed.

  • Sonora Investment Management's largest Q4 2019 buy was Apple: 317,220 shares worth $23.3M.
  • Sonora Investment Management added most to Evergy in Q4 2019, an estimated $4.97M increase.
  • Sonora Investment Management's biggest Q4 2019 reduction was US Bancorp, cutting an estimated $6.33M.
  • Sonora Investment Management fully exited Spectrum Pharmaceuticals Inc in Q4 2019, selling an estimated $5.72M.
  • Sonora Investment Management's ten largest holdings make up 21% of its $1.06B portfolio in Q4 2019.
  • Sonora Investment Management opened 239 new positions and closed 245 in Q4 2019.
  • Sonora Investment Management's portfolio value rose 10% quarter-over-quarter to $1.06B.

Based on Sonora Investment Management's 13F filing for Q4 2019, filed 17 Jan 2020.