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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+6.94%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$41.6M
Cap. Flow %
3.45%
Top 10 Hldgs %
19.08%
Holding
1,962
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

Rank Stock Value
1
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$12.4M
2
DLR.PRL icon
Digital Realty Trust 5.200% Series L Preferred Stock
DLR.PRL
+$4.46M
3
USB icon
US Bancorp
USB
+$3.2M
4
KO icon
Coca-Cola
KO
+$2.67M
5
AMZN icon
Amazon
AMZN
+$2.52M

Top Sells

Rank Stock Value
1
MET.PRE icon
MetLife Inc 5.625% Series E Preferred Stock
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.13M
3
KMI icon
Kinder Morgan
KMI
+$773K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$607K

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.02%
2 Technology 13.33%
3 Consumer Staples 6.13%
4 Industrials 5.32%
5 Healthcare 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MKC icon
226
McCormick & Company Non-Voting
MKC
$14.9B
$145K 0.01%
1,520
+800
+111% +$75.5K
MU icon
227
Micron Technology
MU
$1.05T
$144K 0.01%
1,920
+92
+5% +$5.55K
EXR icon
228
Extra Space Storage
EXR
$30.2B
$141K 0.01%
1,214
+7
+0.6% +$797
PMT
229
PennyMac Mortgage Investment
PMT
$814M
$141K 0.01%
8,000
– –
MAC icon
230
Macerich
MAC
$6.73B
$140K 0.01%
+13,100
New +$119K
BAX icon
231
Baxter International
BAX
$13.5B
$138K 0.01%
1,716
– –
EQAL icon
232
Invesco Russell 1000 Equal Weight ETF
EQAL
$846M
$138K 0.01%
3,551
– –
SKYY icon
233
First Trust Cloud Computing ETF
SKYY
$3.37B
$138K 0.01%
1,447
– –
BP icon
234
BP
BP
$109B
$137K 0.01%
6,689
-78
-1% -$1.47K
PMO
235
Franklin Municipal Opportunities Trust
PMO
$280M
$137K 0.01%
10,000
– –
VYM icon
236
Vanguard High Dividend Yield ETF
VYM
$82.8B
$136K 0.01%
1,491
+1,400
+1,538% +$122K
DEA
237
Easterly Government Properties
DEA
$1.17B
$135K 0.01%
2,380
– –
DD icon
238
DuPont de Nemours
DD
$18.5B
$134K 0.01%
1,926
-464
-19% -$36.4K
WEC icon
239
WEC Energy
WEC
$34.6B
$134K 0.01%
1,459
-16
-1% -$1.56K
IJH icon
240
iShares Core S&P Mid-Cap ETF
IJH
$124B
$133K 0.01%
2,900
– –
MYD
241
DELISTED
BlackRock MuniYield Fund
MYD
$127K 0.01%
8,872
– –
EXAS
242
DELISTED
Exact Sciences
EXAS
$126K 0.01%
950
– –
NFLX icon
243
Netflix
NFLX
$340B
$126K 0.01%
2,330
+550
+31% +$27.9K
BE icon
244
Bloom Energy
BE
$62.1B
$123K 0.01%
4,275
-2,120
-33% -$45.3K
SLV icon
245
iShares Silver Trust
SLV
$32.3B
$123K 0.01%
5,005
– –
DUK icon
246
Duke Energy
DUK
$93.8B
$122K 0.01%
1,329
-397
-23% -$36.7K
MIC
247
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$120K 0.01%
3,190
-970
-23% -$29.8K
RDS.B
248
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$120K 0.01%
3,571
-571
-14% -$17K
PML
249
PIMCO Municipal Income Fund II
PML
$487M
$119K 0.01%
8,321
– –
XLF icon
250
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$119K 0.01%
4,037
+958
+31% +$25.6K
8 9
10
11 12

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LBD
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AG
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FMT
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KFM
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CCP
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BCA
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DIC
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Sonora Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Sonora Investment Management held 1,962 positions worth $1.21B, up 12% from $1.08B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sonora Investment Management deployed $41.6M of net new capital in Q4 2020, opening 108 new positions and adding to 215 existing holdings. Its largest new stake was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.

By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 57% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Intel, an estimated $1.13M trimmed.

  • Sonora Investment Management's largest Q4 2020 buy was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.
  • Sonora Investment Management added most to MetLife Inc 4.75% Series F Preferred Stock in Q4 2020, an estimated $12.4M increase.
  • Sonora Investment Management's biggest Q4 2020 reduction was Intel, cutting an estimated $1.13M.
  • Sonora Investment Management fully exited MetLife Inc 5.625% Series E Preferred Stock in Q4 2020, selling an estimated $10.7M.
  • Sonora Investment Management's ten largest holdings make up 19% of its $1.21B portfolio in Q4 2020.
  • Sonora Investment Management opened 108 new positions and closed 206 in Q4 2020.
  • Sonora Investment Management's portfolio value rose 12% quarter-over-quarter to $1.21B.

Based on Sonora Investment Management's 13F filing for Q4 2020, filed 13 Jan 2021.