SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Return 17.61%
This Quarter Return
+6.94%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$45.1M
Cap. Flow %
3.74%
Top 10 Hldgs %
19.08%
Holding
1,963
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

1
MET.PRF icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 4.75% Non-Cumulative Preferred Stock, Series F
MET.PRF
+$12.6M
2
DLR.PRL icon
Digital Realty Trust, Inc. 5.200% Series L Cumulative Redeemable Preferred Stock
DLR.PRL
+$4.49M
3
USB icon
US Bancorp
USB
+$3.52M
4
KO icon
Coca-Cola
KO
+$2.83M
5
AMZN icon
Amazon
AMZN
+$2.57M

Top Sells

1
MET.PRE icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.625% Non-Cumulative Preferred Stock, Series E
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.15M
3
KMI icon
Kinder Morgan
KMI
+$790K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$608K

Sector Composition

1 Technology 13.3%
2 Consumer Staples 6.13%
3 Industrials 5.32%
4 Healthcare 5.25%
5 Financials 4.78%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MKC icon
226
McCormick & Company Non-Voting
MKC
$18.8B
$145K 0.01%
1,520
+800
+111% +$76.3K
MU icon
227
Micron Technology
MU
$147B
$144K 0.01%
1,920
+92
+5% +$6.9K
EXR icon
228
Extra Space Storage
EXR
$31.2B
$141K 0.01%
1,214
+7
+0.6% +$813
PMT
229
PennyMac Mortgage Investment
PMT
$1.1B
$141K 0.01%
8,000
– –
MAC icon
230
Macerich
MAC
$4.68B
$140K 0.01%
+13,100
New +$140K
BAX icon
231
Baxter International
BAX
$12.4B
$138K 0.01%
1,716
– –
EQAL icon
232
Invesco Russell 1000 Equal Weight ETF
EQAL
$689M
$138K 0.01%
3,551
– –
SKYY icon
233
First Trust Cloud Computing ETF
SKYY
$3.13B
$138K 0.01%
1,447
– –
BP icon
234
BP
BP
$87.3B
$137K 0.01%
6,689
-78
-1% -$1.6K
PMO
235
Putnam Municipal Opportunities Trust
PMO
$285M
$137K 0.01%
10,000
– –
VYM icon
236
Vanguard High Dividend Yield ETF
VYM
$64.2B
$136K 0.01%
1,491
+1,400
+1,538% +$128K
DEA
237
Easterly Government Properties
DEA
$1.06B
$135K 0.01%
2,380
– –
DD icon
238
DuPont de Nemours
DD
$32.6B
$134K 0.01%
2,418
-582
-19% -$32.3K
WEC icon
239
WEC Energy
WEC
$34.6B
$134K 0.01%
1,459
-16
-1% -$1.47K
IJH icon
240
iShares Core S&P Mid-Cap ETF
IJH
$101B
$133K 0.01%
2,900
– –
MYD icon
241
BlackRock MuniYield Fund
MYD
$475M
$127K 0.01%
8,872
– –
EXAS icon
242
Exact Sciences
EXAS
$10.2B
$126K 0.01%
950
– –
NFLX icon
243
Netflix
NFLX
$529B
$126K 0.01%
233
+55
+31% +$29.7K
BE icon
244
Bloom Energy
BE
$12.5B
$123K 0.01%
4,275
-2,120
-33% -$61K
SLV icon
245
iShares Silver Trust
SLV
$20.3B
$123K 0.01%
5,005
– –
DUK icon
246
Duke Energy
DUK
$93.4B
$122K 0.01%
1,329
-397
-23% -$36.4K
MIC
247
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$120K 0.01%
3,190
-970
-23% -$36.5K
RDS.B
248
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$120K 0.01%
3,571
-571
-14% -$19.2K
PML
249
PIMCO Municipal Income Fund II
PML
$491M
$119K 0.01%
8,321
– –
XLF icon
250
Financial Select Sector SPDR Fund
XLF
$53.9B
$119K 0.01%
4,037
+958
+31% +$28.2K
8 9
10
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