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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+3.6%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.06B
AUM Growth
+$98.3M
Cap. Flow
+$60.6M
Cap. Flow %
5.72%
Top 10 Hldgs %
20.93%
Holding
1,988
New
239
Increased
201
Reduced
189
Closed
245

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.4M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$9.66M
3
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$6.35M
4
EVRG icon
Evergy
EVRG
+$4.97M
5
TFC icon
Truist Financial
TFC
+$2.6M

Top Sells

Rank Stock Value
1
USB icon
US Bancorp
USB
+$6.33M
2
SPPI
Spectrum Pharmaceuticals Inc
SPPI
+$5.72M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.54M
4
STI
SunTrust Banks, Inc.
STI
+$470K
5
JPM icon
JPMorgan Chase
JPM
+$245K

Sector Composition

Rank Sector Weight
1 Miscellaneous 55.03%
2 Technology 11.04%
3 Industrials 6.88%
4 Consumer Staples 4.83%
5 Healthcare 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXF icon
226
Invesco CurrencyShares Swiss Franc Trust
FXF
$381M
$95K 0.01%
1,000
– –
MCO icon
227
Moody's
MCO
$89.2B
$95K 0.01%
400
– –
TECK icon
228
Teck Resources
TECK
$34B
$94K 0.01%
5,412
+1,000
+23% +$16.3K
AMT icon
229
American Tower
AMT
$82.1B
$93K 0.01%
+403
New +$87.8K
CMCSA icon
230
Comcast
CMCSA
$96B
$93K 0.01%
2,074
+832
+67% +$37K
DES icon
231
WisdomTree US SmallCap Dividend Fund
DES
$2.2B
$92K 0.01%
3,215
– –
EXAS
232
DELISTED
Exact Sciences
EXAS
$92K 0.01%
990
-50
-5% -$4.4K
WU icon
233
Western Union
WU
$2.26B
$92K 0.01%
3,448
-1,300
-27% -$33.7K
GPMT
234
Granite Point Mortgage Trust
GPMT
$52.1M
$91K 0.01%
4,977
-160
-3% -$2.94K
DD
235
DELISTED
Du Pont De Nemours E I
DD
$91K 0.01%
1,424
-481
-25% -$30.7K
ADI icon
236
Analog Devices
ADI
$175B
$90K 0.01%
+754
New +$85K
EIX icon
237
Edison International
EIX
$27B
$90K 0.01%
1,189
– –
PSA.PRC
238
DELISTED
Public Storage Depositary Shares Each Representing 1/1000 of a 5.125% Cumulative Preferred Share of
PSA.PRC
$90K 0.01%
3,490
– –
PH icon
239
Parker-Hannifin
PH
$125B
$88K 0.01%
426
-127
-23% -$24.6K
WDC icon
240
Western Digital
WDC
$166B
$88K 0.01%
1,830
+14
+0.8% +$584
CAH icon
241
Cardinal Health
CAH
$54.6B
$85K 0.01%
1,673
– –
AGN
242
DELISTED
Allergan Inc
AGN
$85K 0.01%
+447
New +$85K
ED icon
243
Consolidated Edison
ED
$39.8B
$84K 0.01%
929
-100
-10% -$8.96K
VFH icon
244
Vanguard Financials ETF
VFH
$13.9B
$84K 0.01%
1,100
– –
ATO icon
245
Atmos Energy
ATO
$28.2B
$83K 0.01%
+745
New +$81.7K
EFA icon
246
iShares MSCI EAFE ETF
EFA
$79.6B
$83K 0.01%
1,194
-12
-1% -$810
MBB icon
247
iShares MBS ETF
MBB
$39B
$83K 0.01%
766
+208
+37% +$22.5K
TIP icon
248
iShares TIPS Bond ETF
TIP
$15B
$83K 0.01%
716
+678
+1,784% +$78.8K
VGK icon
249
Vanguard FTSE Europe ETF
VGK
$30.9B
$83K 0.01%
1,412
– –
AMRN
250
Amarin Corp
AMRN
$295M
$82K 0.01%
+190
New +$72.2K
8 9
10
11 12

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LBD
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AG
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FMT
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KFM
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CCP
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BCA
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DIC
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Sonora Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Sonora Investment Management held 1,988 positions worth $1.06B, up 10% from $960M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sonora Investment Management deployed $60.6M of net new capital in Q4 2019, opening 239 new positions and adding to 201 existing holdings. Its largest new stake was Apple: 317,220 shares worth $23.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 55% of assets, down from 58% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was US Bancorp, an estimated $6.33M trimmed.

  • Sonora Investment Management's largest Q4 2019 buy was Apple: 317,220 shares worth $23.3M.
  • Sonora Investment Management added most to Evergy in Q4 2019, an estimated $4.97M increase.
  • Sonora Investment Management's biggest Q4 2019 reduction was US Bancorp, cutting an estimated $6.33M.
  • Sonora Investment Management fully exited Spectrum Pharmaceuticals Inc in Q4 2019, selling an estimated $5.72M.
  • Sonora Investment Management's ten largest holdings make up 21% of its $1.06B portfolio in Q4 2019.
  • Sonora Investment Management opened 239 new positions and closed 245 in Q4 2019.
  • Sonora Investment Management's portfolio value rose 10% quarter-over-quarter to $1.06B.

Based on Sonora Investment Management's 13F filing for Q4 2019, filed 17 Jan 2020.