We are live on ! Find out more
SMC

Smith, Moore & Co Portfolio holdings

AUM $1.54B
1-Year Est. Return 24.82%
This Fund
S&P 500
This Quarter Est. Return
+7.78%
1 Year Est. Return
+24.82%
3 Year Est. Return
+67.03%
5 Year Est. Return
+71.32%
10 Year Est. Return
+222.13%
AUM
$481M
AUM Growth
+$28.6M
Cap. Flow
-$3.25M
Cap. Flow %
-0.68%
Top 10 Hldgs %
33.86%
Holding
345
New
28
Increased
179
Reduced
79
Closed
21

Top Buys

Rank Stock Value
1
BDEC icon
Innovator US Equity Buffer ETF December
BDEC
+$3.36M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$2.6M
3
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$1.96M
4
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$1.61M
5
ARKK icon
ARK Innovation ETF
ARKK
+$1.09M

Top Sells

Rank Stock Value
1
VSMV icon
VictoryShares US Multi-Factor Minimum Volatility ETF
VSMV
+$5.12M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.97M
3
CDC icon
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
+$4.57M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$3.51M
5
MSFT icon
Microsoft
MSFT
+$3.2M

Sector Composition

Rank Sector Weight
1 Technology 5.64%
2 Healthcare 5.06%
3 Consumer Staples 4.91%
4 Industrials 4.16%
5 Consumer Discretionary 3.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FVD icon
201
First Trust Value Line Dividend Fund
FVD
$8.4B
$464K 0.1%
14,735
-910
-6% -$28.9K
SF
202
Stifel
SF
$12.9B
$464K 0.1%
20,648
+524
+3% +$11.7K
IBDN
203
DELISTED
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
$464K 0.1%
18,113
+102
+0.6% +$2.62K
JKHY icon
204
Jack Henry & Associates
JKHY
$11.1B
$460K 0.1%
2,830
+146
+5% +$25.3K
AEP icon
205
American Electric Power
AEP
$68.3B
$458K 0.1%
5,607
+241
+4% +$19.9K
DVY icon
206
iShares Select Dividend ETF
DVY
$24B
$458K 0.1%
5,615
+600
+12% +$50K
LKQ icon
207
LKQ Corp
LKQ
$6.38B
$453K 0.09%
16,353
+214
+1% +$6.31K
NOC icon
208
Northrop Grumman
NOC
$81.6B
$449K 0.09%
1,422
-42
-3% -$13.7K
BP icon
209
BP
BP
$110B
$446K 0.09%
25,518
+2,838
+13% +$61.4K
BKK
210
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
$443K 0.09%
29,452
– –
GSK icon
211
GSK
GSK
$101B
$438K 0.09%
9,310
+1,616
+21% +$81K
DOX icon
212
Amdocs
DOX
$6.23B
$436K 0.09%
7,594
+364
+5% +$21.8K
SMBC icon
213
Southern Missouri Bancorp
SMBC
$850M
$434K 0.09%
18,394
-598
-3% -$13.7K
TGT icon
214
Target
TGT
$70.6B
$425K 0.09%
2,701
+41
+2% +$5.63K
GPN icon
215
Global Payments
GPN
$25.1B
$423K 0.09%
2,381
-59
-2% -$10.2K
LOW icon
216
Lowe's Companies
LOW
$122B
$422K 0.09%
2,547
+1
+0% +$154
WM icon
217
Waste Management
WM
$89.6B
$419K 0.09%
3,702
+87
+2% +$9.62K
TSN icon
218
Tyson Foods
TSN
$19.8B
$418K 0.09%
7,030
+302
+4% +$18.6K
WY icon
219
Weyerhaeuser
WY
$17.9B
$407K 0.08%
14,271
+500
+4% +$13.7K
VLO icon
220
Valero Energy
VLO
$98.7B
$403K 0.08%
+9,301
New +$487K
MFM
221
Aberdeen Municipal Income Fund
MFM
$223M
$397K 0.08%
61,780
+721
+1% +$4.7K
SCHW
222
Charles Schwab
SCHW
$190B
$390K 0.08%
10,758
+152
+1% +$5.29K
WEC icon
223
WEC Energy
WEC
$35.9B
$390K 0.08%
4,026
+452
+13% +$42.1K
BST icon
224
BlackRock Science and Technology Trust
BST
$1.75B
$387K 0.08%
9,098
+51
+0.6% +$2.06K
LQD icon
225
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.8B
$387K 0.08%
2,874
+6
+0.2% +$818
7 8
9
10 11

Similar funds

CET
Clean Energy Transition London, United Kingdom $1.54B AUM 34.41% 1-Year Est. Return
ICM
Irenic Capital Management New York $1.54B AUM 12.79% 1-Year Est. Return
CCM
Cinctive Capital Management New York $1.53B AUM 48.83% 1-Year Est. Return
MCP
Meridiem Capital Partners Dallas, Texas $1.53B AUM 17.03% 1-Year Est. Return
BGCP
Bristol Gate Capital Partners Toronto, Ontario, Canada $1.55B AUM 12.75% 1-Year Est. Return
MSA
MUFG Securities Americas New York $1.55B AUM 28.4% 1-Year Est. Return
ACL
Azora Capital LP Miami, Florida $1.52B AUM 39.16% 1-Year Est. Return
KCM
Knighthead Capital Management New York $1.52B AUM 19.8% 1-Year Est. Return

Smith, Moore & Co's Q3 2020 Portfolio in Review

As of Q3 2020, Smith, Moore & Co held 345 positions worth $481M, up 6.3% from $453M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Smith, Moore & Co's Q3 2020 filing shows 28 new, 179 increased, 79 reduced and 21 closed positions. Its largest new stake was Invesco QQQ Trust: 9,591 shares worth $2.67M. The largest sale was VictoryShares US Multi-Factor Minimum Volatility ETF, an estimated $5.12M.

By sector, the portfolio is most concentrated in Technology at 5.6% of assets, down from 5.8% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Smith, Moore & Co's largest Q3 2020 buy was Invesco QQQ Trust: 9,591 shares worth $2.67M.
  • Smith, Moore & Co added most to Innovator US Equity Buffer ETF December in Q3 2020, an estimated $3.36M increase.
  • Smith, Moore & Co's biggest Q3 2020 reduction was VictoryShares US Multi-Factor Minimum Volatility ETF, cutting an estimated $5.12M.
  • Smith, Moore & Co fully exited Microsoft in Q3 2020, selling an estimated $3.2M.
  • Smith, Moore & Co's ten largest holdings make up 34% of its $481M portfolio in Q3 2020.
  • Smith, Moore & Co opened 28 new positions and closed 21 in Q3 2020.
  • Smith, Moore & Co's portfolio value rose 6.3% quarter-over-quarter to $481M.

Based on Smith, Moore & Co's 13F filing for Q3 2020, filed 12 Nov 2020.