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SMC

Smith, Moore & Co Portfolio holdings

AUM $1.54B
1-Year Est. Return 24.82%
This Fund
S&P 500
This Quarter Est. Return
+7.78%
1 Year Est. Return
+24.82%
3 Year Est. Return
+67.03%
5 Year Est. Return
+71.32%
10 Year Est. Return
+222.13%
AUM
$481M
AUM Growth
+$28.6M
Cap. Flow
-$3.25M
Cap. Flow %
-0.68%
Top 10 Hldgs %
33.86%
Holding
345
New
28
Increased
179
Reduced
79
Closed
21
Avg Time Held
13.1 quarters
Top 10 Avg Time Held
20.2 quarters
Top 20 Avg Time Held
15.1 quarters

Top Buys

Rank Stock Value
1
BDEC icon
Innovator US Equity Buffer ETF December
BDEC
+$3.36M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$2.6M
3
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$1.96M
4
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$1.61M
5
ARKK icon
ARK Innovation ETF
ARKK
+$1.09M

Top Sells

Rank Stock Value
1
VSMV icon
VictoryShares US Multi-Factor Minimum Volatility ETF
VSMV
+$5.12M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.97M
3
CDC icon
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
+$4.57M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$3.51M
5
MSFT icon
Microsoft
MSFT
+$3.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 65.94%
2 Technology 5.64%
3 Healthcare 5.19%
4 Consumer Staples 4.91%
5 Industrials 4.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
IWR icon
176
iShares Russell Mid-Cap ETF
IWR
$56.6B
$558K 0.12%
9,725
-259
-3% -$14.7K
2015 Q3
20 quarters
SIRI icon
177
SiriusXM
SIRI
$8.96B
$556K 0.12%
10,365
+977
+10% +$56K
2018 Q1
10 quarters
B icon
178
Barrick Mining
B
$66.7B
$553K 0.11%
19,659
+2,326
+13% +$66.3K
2019 Q4
3 quarters
PDN icon
179
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$348M
$548K 0.11%
18,430
– –
2020 Q2
1 quarter
VPU icon
180
Vanguard Utilities ETF
VPU
$8.14B
$547K 0.11%
4,236
– –
2020 Q1
2 quarters
COST icon
181
Costco
COST
$423B
$546K 0.11%
1,538
+91
+6% +$30.6K
2020 Q2
1 quarter
LMT icon
182
Lockheed Martin
LMT
$116B
$542K 0.11%
1,414
– –
2019 Q2
5 quarters
MPLX icon
183
MPLX
MPLX
$57.7B
$538K 0.11%
34,165
+4,250
+14% +$76.7K
2019 Q4
3 quarters
AMGN icon
184
Amgen
AMGN
$223B
$536K 0.11%
2,110
-468
-18% -$116K
2018 Q2
9 quarters
SABA icon
185
Saba Capital Income & Opportunities Fund II
SABA
$207M
$530K 0.11%
49,494
+474
+1% +$5.12K
2013 Q4
27 quarters
AVNW icon
186
Aviat Networks
AVNW
$262M
$527K 0.11%
48,000
– –
2018 Q4
7 quarters
XMLV icon
187
Invesco S&P MidCap Low Volatility ETF
XMLV
$701M
$524K 0.11%
12,573
-72,598
-85% -$3.09M
2016 Q1
18 quarters
IYH icon
188
iShares US Healthcare ETF
IYH
$4.02B
$515K 0.11%
11,345
+5
+0% +$226
2013 Q4
27 quarters
EWX icon
189
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$664M
$514K 0.11%
11,572
– –
2020 Q1
2 quarters
GLW icon
190
Corning
GLW
$128B
$501K 0.1%
15,481
+4,380
+39% +$135K
2016 Q2
17 quarters
TFX icon
191
Teleflex
TFX
$5.27B
$494K 0.1%
1,450
– –
2019 Q1
6 quarters
CBRL icon
192
Cracker Barrel
CBRL
$1.37B
$487K 0.1%
4,247
+649
+18% +$76.1K
2020 Q2
1 quarter
SPMD icon
193
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.3B
$486K 0.1%
14,886
– –
2013 Q4
27 quarters
NFLX icon
194
Netflix
NFLX
$293B
$480K 0.1%
9,590
+70
+0.7% +$3.48K
2017 Q1
14 quarters
VT icon
195
Vanguard Total World Stock ETF
VT
$82.8B
$480K 0.1%
5,950
+428
+8% +$34.4K
2017 Q3
12 quarters
PM icon
196
Philip Morris
PM
$311B
$477K 0.1%
6,366
+406
+7% +$31.3K
2015 Q4
19 quarters
NUV icon
197
Nuveen Municipal Value Fund
NUV
$1.74B
$475K 0.1%
44,556
-494
-1% -$5.23K
2018 Q2
9 quarters
DD icon
198
DuPont de Nemours
DD
$17.5B
$474K 0.1%
6,803
+476
+8% +$33.4K
2014 Q4
23 quarters
PFEB icon
199
Innovator US Equity Power Buffer ETF February
PFEB
$900M
$470K 0.1%
18,622
+6,547
+54% +$163K
2020 Q2
1 quarter
HDV icon
200
iShares Core High Dividend ETF
HDV
$15.1B
$465K 0.1%
28,895
-11,720
-29% -$195K
2016 Q1
18 quarters
6 7
8
9 10

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SPC
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LCM
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CP
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KCM
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HCM
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BFG
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Smith, Moore & Co's Q3 2020 Portfolio in Review

As of Q3 2020, Smith, Moore & Co held 345 positions worth $481M, up 6.3% from $453M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Smith, Moore & Co's Q3 2020 filing shows 28 new, 179 increased, 79 reduced and 21 closed positions. Its largest new stake was Invesco QQQ Trust: 9,591 shares worth $2.67M. The largest sale was VictoryShares US Multi-Factor Minimum Volatility ETF, an estimated $5.12M.

By sector, the portfolio is most concentrated in Miscellaneous at 66% of assets, down from 68% a quarter earlier, followed by Technology and Healthcare.

  • Smith, Moore & Co's largest Q3 2020 buy was Invesco QQQ Trust: 9,591 shares worth $2.67M.
  • Smith, Moore & Co added most to Innovator US Equity Buffer ETF December in Q3 2020, an estimated $3.36M increase.
  • Smith, Moore & Co's biggest Q3 2020 reduction was VictoryShares US Multi-Factor Minimum Volatility ETF, cutting an estimated $5.12M.
  • Smith, Moore & Co fully exited Microsoft in Q3 2020, selling an estimated $3.2M.
  • Smith, Moore & Co's ten largest holdings make up 34% of its $481M portfolio in Q3 2020.
  • Smith, Moore & Co opened 28 new positions and closed 21 in Q3 2020.
  • Smith, Moore & Co's portfolio value rose 6.3% quarter-over-quarter to $481M.

Based on Smith, Moore & Co's 13F filing for Q3 2020, filed 12 Nov 2020.