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SMC

Smith, Moore & Co Portfolio holdings

AUM $1.54B
1-Year Est. Return 24.82%
This Fund
S&P 500
This Quarter Est. Return
+7.78%
1 Year Est. Return
+24.82%
3 Year Est. Return
+67.03%
5 Year Est. Return
+71.32%
10 Year Est. Return
+222.13%
AUM
$481M
AUM Growth
+$28.6M
Cap. Flow
-$3.25M
Cap. Flow %
-0.68%
Top 10 Hldgs %
33.86%
Holding
345
New
28
Increased
179
Reduced
79
Closed
21

Top Buys

Rank Stock Value
1
BDEC icon
Innovator US Equity Buffer ETF December
BDEC
+$3.36M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$2.6M
3
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$1.96M
4
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$1.61M
5
ARKK icon
ARK Innovation ETF
ARKK
+$1.09M

Top Sells

Rank Stock Value
1
VSMV icon
VictoryShares US Multi-Factor Minimum Volatility ETF
VSMV
+$5.12M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.97M
3
CDC icon
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
+$4.57M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$3.51M
5
MSFT icon
Microsoft
MSFT
+$3.2M

Sector Composition

Rank Sector Weight
1 Technology 5.64%
2 Healthcare 5.06%
3 Consumer Staples 4.91%
4 Industrials 4.16%
5 Consumer Discretionary 3.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWR icon
176
iShares Russell Mid-Cap ETF
IWR
$58.3B
$558K 0.12%
9,725
-259
-3% -$14.7K
SIRI icon
177
SiriusXM
SIRI
$9.43B
$556K 0.12%
10,365
+977
+10% +$56K
B
178
Barrick Mining
B
$67.3B
$553K 0.11%
19,659
+2,326
+13% +$66.3K
PDN icon
179
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$367M
$548K 0.11%
18,430
– –
VPU
180
Vanguard Utilities ETF
VPU
$8.52B
$547K 0.11%
4,236
– –
COST icon
181
Costco
COST
$427B
$546K 0.11%
1,538
+91
+6% +$30.6K
LMT icon
182
Lockheed Martin
LMT
$138B
$542K 0.11%
1,414
– –
MPLX icon
183
MPLX
MPLX
$59.6B
$538K 0.11%
34,165
+4,250
+14% +$76.7K
AMGN icon
184
Amgen
AMGN
$226B
$536K 0.11%
2,110
-468
-18% -$116K
SABA
185
Saba Capital Income & Opportunities Fund II
SABA
$221M
$530K 0.11%
49,494
+474
+1% +$5.12K
AVNW icon
186
Aviat Networks
AVNW
$282M
$527K 0.11%
48,000
– –
XMLV icon
187
Invesco S&P MidCap Low Volatility ETF
XMLV
$747M
$524K 0.11%
12,573
-72,598
-85% -$3.09M
IYH icon
188
iShares US Healthcare ETF
IYH
$3.77B
$515K 0.11%
11,345
+5
+0% +$226
EWX icon
189
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$701M
$514K 0.11%
11,572
– –
GLW icon
190
Corning
GLW
$137B
$501K 0.1%
15,481
+4,380
+39% +$135K
TFX icon
191
Teleflex
TFX
$5.82B
$494K 0.1%
1,450
– –
CBRL icon
192
Cracker Barrel
CBRL
$1.31B
$487K 0.1%
4,247
+649
+18% +$76.1K
SPMD icon
193
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$19.1B
$486K 0.1%
14,886
– –
NFLX icon
194
Netflix
NFLX
$326B
$480K 0.1%
9,590
+70
+0.7% +$3.48K
VT icon
195
Vanguard Total World Stock ETF
VT
$81.9B
$480K 0.1%
5,950
+428
+8% +$34.4K
PM icon
196
Philip Morris
PM
$294B
$477K 0.1%
6,366
+406
+7% +$31.3K
NUV icon
197
Nuveen Municipal Value Fund
NUV
$1.9B
$475K 0.1%
44,556
-494
-1% -$5.23K
DD icon
198
DuPont de Nemours
DD
$19.5B
$474K 0.1%
6,803
+476
+8% +$33.4K
PFEB icon
199
Innovator US Equity Power Buffer ETF February
PFEB
$926M
$470K 0.1%
18,622
+6,547
+54% +$163K
HDV
200
iShares Core High Dividend ETF
HDV
$15.1B
$465K 0.1%
28,895
-11,720
-29% -$195K
6 7
8
9 10

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Smith, Moore & Co's Q3 2020 Portfolio in Review

As of Q3 2020, Smith, Moore & Co held 345 positions worth $481M, up 6.3% from $453M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Smith, Moore & Co's Q3 2020 filing shows 28 new, 179 increased, 79 reduced and 21 closed positions. Its largest new stake was Invesco QQQ Trust: 9,591 shares worth $2.67M. The largest sale was VictoryShares US Multi-Factor Minimum Volatility ETF, an estimated $5.12M.

By sector, the portfolio is most concentrated in Technology at 5.6% of assets, down from 5.8% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Smith, Moore & Co's largest Q3 2020 buy was Invesco QQQ Trust: 9,591 shares worth $2.67M.
  • Smith, Moore & Co added most to Innovator US Equity Buffer ETF December in Q3 2020, an estimated $3.36M increase.
  • Smith, Moore & Co's biggest Q3 2020 reduction was VictoryShares US Multi-Factor Minimum Volatility ETF, cutting an estimated $5.12M.
  • Smith, Moore & Co fully exited Microsoft in Q3 2020, selling an estimated $3.2M.
  • Smith, Moore & Co's ten largest holdings make up 34% of its $481M portfolio in Q3 2020.
  • Smith, Moore & Co opened 28 new positions and closed 21 in Q3 2020.
  • Smith, Moore & Co's portfolio value rose 6.3% quarter-over-quarter to $481M.

Based on Smith, Moore & Co's 13F filing for Q3 2020, filed 12 Nov 2020.